-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E6QdqieRYGOa5xC9ZJzIP60E6XqhPyfhNNxF54vkXVyJ3pX7weeKlW57bHvLOZXw XSeVqKyciO6honxjn5G6vQ== 0000950144-97-001441.txt : 19970222 0000950144-97-001441.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950144-97-001441 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: BSE SROS: CSX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPAGHETTI WAREHOUSE INC CENTRAL INDEX KEY: 0000775298 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 751393176 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-36969 FILM NUMBER: 97534951 BUSINESS ADDRESS: STREET 1: 402 WEST I 30 CITY: GARLAND STATE: TX ZIP: 75043 BUSINESS PHONE: 2142266000 MAIL ADDRESS: STREET 1: 402 WEST I 30 CITY: GARLAND STATE: TX ZIP: 75043 FORMER COMPANY: FORMER CONFORMED NAME: OLD SPAGHETTI WAREHOUSE INC DATE OF NAME CHANGE: 19901113 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP/ NC CENTRAL INDEX KEY: 0000774203 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 561473727 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 301 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27150 BUSINESS PHONE: 9197705000 MAIL ADDRESS: STREET 1: 301 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27150 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WACHOVIA CORP DATE OF NAME CHANGE: 19910603 SC 13G 1 SPAGHETTI WAREHOUSE INC/WACHOVIA 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. _ SPAGHETTI WAREHOUSE, INCORPORATED COMMON CUSIP: 846329100 December 31, 1996 Check the following box if a fee is being paid with this statement _ (1) Names of Reporting Persons S.S. or I.R.S. Wachovia Corporation Identification Nos. of Above Persons 56-1473727 (2) Check the Appropriate Box if a Member of a (a) N/A Group (See Instructions) (b) N/A (3) SEC Use Only (4) Citizenship or Place of Organization North Carolina Number of Shares Beneficially Owned by Each Reporting Person With (5) Sole Voting Power 172,343 (6) Shared Voting Power 0 (7) Sole Dispositive Power 170,000 (8) Shared Dispositive Power 130,395 (9) Aggregate Amount Beneficially Owned by Each 302,378 Reporting Person (10) Check if Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions) (11) Percent of Class Represented by Amount in Row 9 5.4% (12) Type of Reporting Person (See Instructions) HC
Page 1 of 4 2 ITEM 1 (A) NAME OF ISSUER: See cover page. ITEM 1 (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 402 W. Interstate 30 Garland, TX 75043 ITEM 2 (A) NAME OF PERSON FILING: A. See cover page. ITEM 2 (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE: A. 301 North Main Street Winston-Salem, North Carolina 27150-3099 ITEM 2 (C) CITIZENSHIP: A. See cover page. ITEM 2 (D) TITLE OF CLASS OF SECURITIES: See cover page. ITEM 2 (E) CUSIP NUMBER: See cover page. ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-3(B), CHECK WHETHER THE PERSON FILING IS A: (G) (X) PARENT HOLDING COMPANY, IN ACCORDANCE WITH 240.13D-1(B)(II)(G) (NOTE: SEE ITEM 7) ITEM 4 OWNERSHIP. IF THE PERCENT OF THE CLASS OWNED, AS OF DECEMBER 31 OF THE YEAR COVERED BY THE STATEMENT, OR AS OF THE LAST DAY OF ANY MONTH DESCRIBED IN RULE 13D-1 (B)(2), IF APPLICABLE, EXCEEDS FIVE PERCENT, PROVIDE THE FOLLOWING INFORMATION AS OF THAT DATE AND IDENTIFY THOSE SHARES WHICH THERE IS A RIGHT TO ACQUIRE. WACHOVIA CORPORATION (A) AMOUNT BENEFICIALLY OWNED: See cover page (B) PERCENT OF CLASS: See cover page (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: Page 2 of 4 3 (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE See cover page (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE See cover page (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF See cover page (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF See cover page
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. The securities to which this report relates are held by Wachovia Bank of North Carolina, NA, Wachovia Bank of Georgia, NA and Wachovia Bank of South Carolina, NA as trustees. (See Exhibit A.) This filing should not be construed as an admission that the trustees or their parent, Wachovia Corporation, are, for the purposes of Section 13(d) or 13(g) of the Act, beneficial owners of any securities covered by this statement. ITEM 10 CERTIFICATION: BY SIGNING BELOW, I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. Page 3 of 4 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: February 14, 1997 FOR: Wachovia Corporation BY: Ricky B. Nicks ---------------------------------------- Attorney-in-Fact Ricky B. Nicks, Executive Vice President Wachovia Operational Services Corporation (Authorized by Wachovia Corporation under a limited power of attorney filed with the Schedule 13G for Equus II, Ltd., CUSIP 294766100, filed by Wachovia Corporation on February 14, 1997.) - -------------------------------------------------------------------------------- EXHIBIT A The following entities agree that this Schedule 13G is filed on their behalf by the Wachovia Corporation.
IRS IDENTIFICATION SUBSIDIARY NUMBER ITEM 3 CLASSIFICATION Wachovia Bank of Georgia, N.A. 58-0242985 Bank as defined by section 3(a)(6) of the Act Wachovia Bank of North Carolina, N.A. 56-0927594 Bank as defined by section 3(a)(6) of the Act Wachovia Bank of South Carolina, N.A. 57-0539952 Bank as defined by section 3(a)(6) of the Act
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