-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LwdPd3ybV/66FRWm47zNxHOU/q1MTvz8W2R/mk0ywBLcCXMpj93O9vw18KpoJ4t9 7jPiYFPwXEcUIGOBpvYUcw== 0000950144-01-002691.txt : 20010223 0000950144-01-002691.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950144-01-002691 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: WACHOVIA BANK NA GROUP MEMBERS: WACHOVIA CORP/ NC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHCARE RECOVERIES INC CENTRAL INDEX KEY: 0000858629 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 611141758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-51111 FILM NUMBER: 1544250 BUSINESS ADDRESS: STREET 1: 1400 WATTERSON TOWER CITY: LOUISVILLE STATE: KY ZIP: 40218 BUSINESS PHONE: 5024541340 MAIL ADDRESS: STREET 1: 1400 WATTERSON TOWER CITY: LOUISVILLE STATE: KY ZIP: 40218 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP/ NC CENTRAL INDEX KEY: 0000774203 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 561473727 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 N MAIN ST STREET 2: P O BOX 3099 CITY: WINSTON SALEM STATE: NC ZIP: 27150 BUSINESS PHONE: 3367705000 MAIL ADDRESS: STREET 1: 100 NORTH MAIN ST STREET 2: P O BOX 3099 CITY: WINSTON SALEM STATE: NC ZIP: 27150 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WACHOVIA CORP DATE OF NAME CHANGE: 19910603 SC 13G/A 1 g67044fsc13ga.txt HEALTHCARE RECOVERIES/WACHOVIA CORP 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Healthcare Recoveries Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common - -------------------------------------------------------------------------------- (Title of Class of Securities) 42220K101 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d(c) [ ] Rule 13d-1(d) 2 CUSIP NO. 42220K101 PAGE 2 OF 6 ------------------ ----- ----- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) a. Wachovia Corporation 56-1473727 --------------------------------------------------------------------- b. Wachovia Bank, National Association 56-0927594 --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION a. Wachovia Corporation North Carolina --------------------------------------------------------------------- b. Wachovia Bank, National Association United States --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 602,000 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 0 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 602,000 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 602,000 --------------------------------------------------------------------- (10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.99% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON (See Instructions) a. Wachovia Corporation HC --------------------------------------------------------------------- b. Wachovia Bank, National Association BK --------------------------------------------------------------------- 3 Page 3 of 6 CUSIP No. 42220K101 ITEM 1 (a) NAME OF ISSUER: Healthcare Recoveries, Inc. ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1400 Watterson Tower Louisville, KY 40218 ITEM 2 (a) NAME OF PERSONS FILING: Wachovia Corporation; and Wachovia Bank, National Association ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: Wachovia Corporation 100 North Main Street Winston-Salem, North Carolina 27104 Wachovia Bank, National Association 100 North Main Street Winston-Salem, North Carolina 27104 ITEM 2 (c) CITIZENSHIP: Wachovia Corporation North Carolina Wachovia Bank, National Association United States ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common ITEM 2 (e) CUSIP NUMBER: 42220K101 4 Page 4 of 6 CUSIP No. 42220K101 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1 (B), OR 13D-3 (B) CHECK WHETHER THE PERSON FILING IS A: (a) ( ) Broker or Dealer registered under Section 15 of the Act, (b) ( X ) Bank as defined in Section 3 (a) (6) of the Act, (c) ( ) Insurance Company as defined in Section 3 (a) (19) of the Act, (d) ( ) Investment Company registered under Section 8 of the Investment Company Act, (e) ( ) Investment Advisor registered under Section 203 of the Investment Advisor Act of 1940, (f) ( ) Employee Benefit Plan Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund. (g) ( X ) Parent holding Company, in accordance with 240.13d-1 (b) (ii) (G), (Wachovia Corporation) (h) ( ) Group, in accordance with Rule 13d-1 (b) (1) (ii) (H) ITEM 4 OWNERSHIP: The following information is as of December 31, 2000: (a) Amount Beneficially Owned: 602,000 (b) Percent of Class: 5.99% (c) Number of Shares as to which such person has: (i) Sole power to vote or to direct the vote 602,000 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 602,000 (iv) Shared power to dispose or to direct the disposition of 0
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: N/A ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: N/A 5 Page 5 of 6 CUSIP No. 42220K101 ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Included are the following subsidiaries of Wachovia Corporation - HC: Wachovia Bank, National Association - BK (wholly owned subsidiary of Wachovia Corporation) ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9 NOTICE OF DISSOLUTION OF GROUP. N/A 6 Page 6 of 6 CUSIP No. 42220K101 ITEM 10 CERTIFICATION: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2001 For: WACHOVIA CORPORATION By: /s/ William M. Watson ---------------------------------------- William M. Watson, Jr. Senior Vice President, Counsel and Secretary For: WACHOVIA BANK, NATIONAL ASSOCIATION By: /s/ William M. Watson ---------------------------------------- William M. Watson, Jr. Senior Vice President, Counsel and Secretary AN AGREEMENT TO FILE A JOINT STATEMENT WAS PREVIOUSLY FILED AS EXHIBIT A IN THE INITIAL FILING. -----END PRIVACY-ENHANCED MESSAGE-----