0001209191-21-016571.txt : 20210302 0001209191-21-016571.hdr.sgml : 20210302 20210302203940 ACCESSION NUMBER: 0001209191-21-016571 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waldron John F. CENTRAL INDEX KEY: 0001680866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08974 FILM NUMBER: 21706692 MAIL ADDRESS: STREET 1: C/O HONEYWELL, 300 S. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-627-6200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-26 0 0000773840 HONEYWELL INTERNATIONAL INC HON 0001680866 Waldron John F. 300 SOUTH TRYON STREET CHARLOTTE NC 28202 0 1 0 0 President & CEO, SPS Common Stock 2021-02-26 4 M 0 1059 A 29171 D Common Stock 2021-02-26 4 F 0 474 203.94 D 28697 D Common Stock 2021-02-27 4 M 0 6182 A 34879 D Common Stock 2021-02-27 4 F 0 2764 204.93 D 32115 D Common Stock 2021-02-27 4 A 0 7107 0.00 A 39222 D Common Stock 2021-02-27 4 F 0 3177 204.93 D 36045 D Common Stock 895.8491 I Held in 401(k) plan Restricted Stock Units 2021-02-26 4 M 0 1059 0.00 D Common Stock 1059 2077 D Restricted Stock Units 2021-02-27 4 M 0 6182 0.00 D Common Stock 6182 0 D Instrument converts to common stock on a one-for-one basis. Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2018-2020, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership. Includes the reinvestment of dividend equivalents into 36 additional restricted stock units. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates vesting in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025. Excludes reinvestment of dividend equivalents during the vesting period. Includes the reinvestment of dividend equivalents into 823 additional restricted stock units. All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested on February 27, 2021. Su Ping Lu for John F. Waldron 2021-03-02