0000950117-20-000108.txt : 20200224 0000950117-20-000108.hdr.sgml : 20200224 20200224170405 ACCESSION NUMBER: 0000950117-20-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200220 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: James Mark R. CENTRAL INDEX KEY: 0001417954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08974 FILM NUMBER: 20645258 MAIL ADDRESS: STREET 1: C/O HONEYWELL 300 S. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-627-6200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 4 1 cfp_24604.xml FORM 4 X0306 4 2020-02-20 0 0000773840 HONEYWELL INTERNATIONAL INC HON 0001417954 James Mark R. 300 SOUTH TRYON STREET CHARLOTTE NC 28202 0 1 0 0 SVP-HR Security & Comms Common Stock 2020-02-20 4 M 0 120797 57.00 A 296951 D Common Stock 2020-02-20 4 F 0 75141 180.30 D 221810 D Common Stock 2020-02-20 4 M 0 120797 66.43 A 342607 D Common Stock 2020-02-20 4 F 0 78637 180.30 D 263970 D Common Stock 2547 I Held in 401(k) plan Stock Option (right to buy) 57.00 2020-02-20 4 M 0 120797 0 D 2016-02-29 2022-02-28 Common Stock 120797 0 D Stock Option (right to buy) 66.43 2020-02-20 4 M 0 120797 0 D 2017-02-27 2023-02-26 Common Stock 120797 0 D All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. The Employee Stock Options were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/29/2013. This transaction was executed in multiple trades at prices ranging from $179.09 to $182.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. The Employee Stock Options were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2014. Su Ping Lu for Mark R. James 2020-02-24