0000950117-19-000230.txt : 20190729 0000950117-19-000230.hdr.sgml : 20190729 20190729184702 ACCESSION NUMBER: 0000950117-19-000230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190725 FILED AS OF DATE: 20190729 DATE AS OF CHANGE: 20190729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: James Mark R. CENTRAL INDEX KEY: 0001417954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08974 FILM NUMBER: 19982777 MAIL ADDRESS: STREET 1: 115 TABOR ROAD CITY: MORRIS PLAINS STATE: NJ ZIP: 07950 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-627-6200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 4 1 cfp_24534.xml FORM 4 X0306 4 2019-07-25 0 0000773840 HONEYWELL INTERNATIONAL INC HON 0001417954 James Mark R. 115 TABOR ROAD MORRIS PLAINS NJ 07950 0 1 0 0 SVP-HR Security & Comms Common Stock 2019-07-25 4 M 0 13224 A 155669 D Common Stock 2019-07-25 4 F 0 5912 173.84 D 149757 D Common Stock 2019-07-25 4 M 0 8834 A 158591 D Common Stock 2019-07-25 4 F 0 3950 173.84 D 154641 D Common Stock 2370 I Held in 401(k) plan Restricted Units 2019-07-25 4 M 0 13224 173.84 D Common Stock 13224 0 D Restricted Units 2019-07-25 4 M 0 8834 173.84 D Common Stock 8834 8217 D Instrument converts to common stock on a one-for-one basis. Includes the reinvestment of dividend equivalents into 1,793 additional restricted stock units. All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. Includes the reinvestment of dividend equivalents into 862 additional restricted stock units. Excludes reinvestment of dividend equivalents during the vesting period. The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three installments on each of July 25, 2015, July 25, 2017 and July 25, 2019, subject to a maximum up or down adjustment of 30% based on Honeywell's total shareowner return (TSR) relative to its compensation peer group of companies over both a 1-year period (August 1, 2012 to July 31, 2013) and 30-month period (July 1, 2012 to December 31, 2014). The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three installments on each of July 25, 2017, July 25, 2019 and July 25, 2021, subject to a maximum up or down adjustment of 30% based on Honeywell's total shareowner return (TSR) relative to its compensation peer group of companies over both a 1-year period (August 1, 2014 to July 31, 2015) and 30-month period (July 1, 2014 to December 31, 2016). Su Ping Lu for Mark R. James 2019-07-29