0000950117-15-000082.txt : 20150218
0000950117-15-000082.hdr.sgml : 20150216
20150217163638
ACCESSION NUMBER: 0000950117-15-000082
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150213
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000773840
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 222640650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 COLUMBIA RD
STREET 2: PO BOX 4000
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
BUSINESS PHONE: 9734552000
MAIL ADDRESS:
STREET 1: 101 COLUMBIA RD P O BOX 4000
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIEDSIGNAL INC
DATE OF NAME CHANGE: 19940929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COTE DAVID M
CENTRAL INDEX KEY: 0001136538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08974
FILM NUMBER: 15623388
MAIL ADDRESS:
STREET 1: 101 COLUMBIA ROAD
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
4
1
cfp_23418.xml
FORM 4
X0306
4
2015-02-13
0
0000773840
HONEYWELL INTERNATIONAL INC
HON
0001136538
COTE DAVID M
101 COLUMBIA ROAD
MORRIS TOWNSHIP
NJ
07962
1
1
0
0
Chairman & CEO
Common Stock
2015-02-13
4
M
0
700000
42.32
A
1187632
D
Common Stock
2015-02-13
4
F
0
496445
103.85
D
691187
D
Common Stock
388833.6
I
Held in a grantor retained annuity trust
Common Stock
76802
I
Held in trust
Common Stock
23269.413
I
Held in 401(k) plan
Stock Option (right to buy)
42.32
2015-02-13
4
M
0
700000
0
D
2016-02-16
Common Stock
700000
0
D
On February 13, 2015, Mr. Cote exercised 700,000 Employee Stock Options and, under the net settlement provisions of the stock option, 496,445 shares of common stock were withheld in payment of the exercise price and related taxes. Following the exercise, Mr. Cote remains in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and is required under the Guidelines to hold the net gain shares (net of shares withheld to cover the exercise price and taxes) for at least one year.
The Employee Stock Options were granted under the Company's 2003 Stock Incentive Plan with 280,000 vesting on 1/1/07 and 210,000 vesting on each of 1/1/08 and 1/1/09.
These stock options, if not exercised would have expired in approximately one year from the transaction date.
Jeffrey N. Neuman for David M. Cote
2015-02-17