0000950117-15-000081.txt : 20150219 0000950117-15-000081.hdr.sgml : 20150216 20150217163606 ACCESSION NUMBER: 0000950117-15-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150213 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 COLUMBIA RD STREET 2: PO BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 BUSINESS PHONE: 9734552000 MAIL ADDRESS: STREET 1: 101 COLUMBIA RD P O BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 FORMER COMPANY: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COTE DAVID M CENTRAL INDEX KEY: 0001136538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08974 FILM NUMBER: 15623368 MAIL ADDRESS: STREET 1: 101 COLUMBIA ROAD CITY: MORRISTOWN STATE: NJ ZIP: 07962 4 1 cfp_23418.xml FORM 4 X0306 4 2015-02-13 0 0000773840 HONEYWELL INTERNATIONAL INC HON 0001136538 COTE DAVID M 101 COLUMBIA ROAD MORRIS TOWNSHIP NJ 07962 1 1 0 0 Chairman & CEO Common Stock 2015-02-13 4 M 0 700000 42.32 A 1187632 D Common Stock 2015-02-13 4 F 0 496445 103.85 D 691187 D Common Stock 388833.6 I Held in a grantor retained annuity trust Common Stock 76802 I Held in trust Common Stock 23269.413 I Held in 401(k) plan Stock Option (right to buy) 42.32 2015-02-13 4 M 0 700000 0 D 2016-02-16 Common Stock 700000 0 D On February 13, 2015, Mr. Cote exercised 700,000 Employee Stock Options and, under the net settlement provisions of the stock option, 496,445 shares of common stock were withheld in payment of the exercise price and related taxes. Following the exercise, Mr. Cote remains in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and is required under the Guidelines to hold the net gain shares (net of shares withheld to cover the exercise price and taxes) for at least one year. The Employee Stock Options were granted under the Company's 2003 Stock Incentive Plan with 280,000 vesting on 1/1/07 and 210,000 vesting on each of 1/1/08 and 1/1/09. These stock options, if not exercised would have expired in approximately one year from the transaction date. Jeffrey N. Neuman for David M. Cote 2015-02-17