0000950117-12-001049.txt : 20120731 0000950117-12-001049.hdr.sgml : 20120731 20120731162006 ACCESSION NUMBER: 0000950117-12-001049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120727 FILED AS OF DATE: 20120731 DATE AS OF CHANGE: 20120731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winters Kathleen A CENTRAL INDEX KEY: 0001468300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08974 FILM NUMBER: 12997141 MAIL ADDRESS: STREET 1: 101 COLUMBIA ROAD CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 COLUMBIA RD STREET 2: PO BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 BUSINESS PHONE: 9734552000 MAIL ADDRESS: STREET 1: 101 COLUMBIA RD P O BOX 4000 STREET 2: 101 COLUMBIA RD P O BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 FORMER COMPANY: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 4 1 cfp_21041.xml FORM 4 X0306 4 2012-07-27 0 0000773840 HONEYWELL INTERNATIONAL INC HON 0001468300 Winters Kathleen A 101 COLUMBIA ROAD MORRISTOWN NJ 07960 0 1 0 0 Vice President and Controller Common Stock 2012-07-27 4 M 0 7000 23.93 A 25241 D Common Stock 2012-07-27 4 S 0 4631 59.20 D 20610 D Common Stock 2012-07-27 4 M 0 2310 58.67 A 22920 D Common Stock 2012-07-27 4 F 0 759 58.67 D 22161 D Common Stock 1529.931 I Held in 401(k) plan Stock Option (right to buy) 23.93 2012-07-27 4 M 0 7000 0 D 2006-01-01 2013-02-06 Common Stock 7000 0 D Restricted Units 2012-07-27 2012-07-27 4 M 0 2310 0 D 2012-07-27 2012-07-27 Common Stock 2310 2380 D Supplemental Savings Plan Interests 2012-07-27 4 A 0 7.43 59.01 A Common Stock 7.43 977.733 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.20 to $59.21, inclusive. The reporting person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1. 7,000 options were granted to the Reporting Person on February 7, 2003 under the 1993 Stock Plan for Employees of Honeywell International Inc. and its Affiliates and, if not exercised, would have expired on February 6, 2013. There have been no prior exercises with respect to this grant. Following the exercise, the Reporting Person remains in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and is required under the Guidelines to hold the net gain shares (net of shares sold to cover the exercise price and taxes) for at least one year. Instrument converts to common stock on a one-for-one basis. Reflects phantom shares of common stock represented by Company contributions to my account under the Executive Supplemental Savings Plan under Rule 16b-3 on 07/27/2012. Jacqueline Katzel for Kathleen Winters 2012-07-31