0000930413-14-004563.txt : 20141113
0000930413-14-004563.hdr.sgml : 20141113
20141113171921
ACCESSION NUMBER: 0000930413-14-004563
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141111
FILED AS OF DATE: 20141113
DATE AS OF CHANGE: 20141113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000773840
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 222640650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 COLUMBIA RD
STREET 2: PO BOX 4000
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
BUSINESS PHONE: 9734552000
MAIL ADDRESS:
STREET 1: 101 COLUMBIA RD P O BOX 4000
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIEDSIGNAL INC
DATE OF NAME CHANGE: 19940929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COTE DAVID M
CENTRAL INDEX KEY: 0001136538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08974
FILM NUMBER: 141219327
MAIL ADDRESS:
STREET 1: 101 COLUMBIA ROAD
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
4
1
c79261_4.xml
DAVID M. COTE
X0306
4
2014-11-11
0
0000773840
HONEYWELL INTERNATIONAL INC
HON
0001136538
COTE DAVID M
101 COLUMBIA ROAD
MORRIS TOWNSHIP
NJ
07962
1
1
0
0
Chairman & CEO
Common Stock
2014-11-11
4
M
0
600000
36.51
A
903797.4
D
Common Stock
2014-11-11
4
F
0
416166
97.17
D
487631.4
D
Common Stock
388833.6
I
Held in a grantor retained annuity trust
Common Stock
23174.308
I
Held in 401(k) plan
Common Stock
76802
I
Held in trust
Employee Stock Options
36.51
2014-11-11
4
M
0
600000
0
D
2015-02-01
Common Stock
600000
0
D
Reflects a contribution of shares of common stock to a grantor retained annuity trust in November 2013 and an annuity payment from that trust to Mr. Cote in November 2014, each of which was exempt from reporting pursuant to Rule 16a-13.
On November 11, 2014, Mr. Cote exercised 600,000 Employee Stock Options and, under the net settlement provisions of the stock option, 416,166 shares of common stock were withheld in payment of the exercise price and related taxes. Following the exercise, Mr. Cote remains in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and is required under the Guidelines to hold the net gain shares (net of shares withheld to cover the exercise price and taxes) for at least one year.
The Employee Stock Options were granted under the Company's 2003 Stock Incentive Plan with 240,000 vesting on 1/1/06 and 180,000 vesting each on 1/1/07 and 1/1/08.
These stock options, if not exercised, would have expired within three months.
/s/ Jeffrey Neuman for David M. Cote
2014-11-13