0000930413-14-004563.txt : 20141113 0000930413-14-004563.hdr.sgml : 20141113 20141113171921 ACCESSION NUMBER: 0000930413-14-004563 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141111 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 COLUMBIA RD STREET 2: PO BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 BUSINESS PHONE: 9734552000 MAIL ADDRESS: STREET 1: 101 COLUMBIA RD P O BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 FORMER COMPANY: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COTE DAVID M CENTRAL INDEX KEY: 0001136538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08974 FILM NUMBER: 141219327 MAIL ADDRESS: STREET 1: 101 COLUMBIA ROAD CITY: MORRISTOWN STATE: NJ ZIP: 07962 4 1 c79261_4.xml DAVID M. COTE X0306 4 2014-11-11 0 0000773840 HONEYWELL INTERNATIONAL INC HON 0001136538 COTE DAVID M 101 COLUMBIA ROAD MORRIS TOWNSHIP NJ 07962 1 1 0 0 Chairman & CEO Common Stock 2014-11-11 4 M 0 600000 36.51 A 903797.4 D Common Stock 2014-11-11 4 F 0 416166 97.17 D 487631.4 D Common Stock 388833.6 I Held in a grantor retained annuity trust Common Stock 23174.308 I Held in 401(k) plan Common Stock 76802 I Held in trust Employee Stock Options 36.51 2014-11-11 4 M 0 600000 0 D 2015-02-01 Common Stock 600000 0 D Reflects a contribution of shares of common stock to a grantor retained annuity trust in November 2013 and an annuity payment from that trust to Mr. Cote in November 2014, each of which was exempt from reporting pursuant to Rule 16a-13. On November 11, 2014, Mr. Cote exercised 600,000 Employee Stock Options and, under the net settlement provisions of the stock option, 416,166 shares of common stock were withheld in payment of the exercise price and related taxes. Following the exercise, Mr. Cote remains in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and is required under the Guidelines to hold the net gain shares (net of shares withheld to cover the exercise price and taxes) for at least one year. The Employee Stock Options were granted under the Company's 2003 Stock Incentive Plan with 240,000 vesting on 1/1/06 and 180,000 vesting each on 1/1/07 and 1/1/08. These stock options, if not exercised, would have expired within three months. /s/ Jeffrey Neuman for David M. Cote 2014-11-13