0000930413-14-003774.txt : 20140825
0000930413-14-003774.hdr.sgml : 20140825
20140825165350
ACCESSION NUMBER: 0000930413-14-003774
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140822
FILED AS OF DATE: 20140825
DATE AS OF CHANGE: 20140825
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC
CENTRAL INDEX KEY: 0000773840
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 222640650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 101 COLUMBIA RD
STREET 2: PO BOX 4000
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
BUSINESS PHONE: 9734552000
MAIL ADDRESS:
STREET 1: 101 COLUMBIA RD P O BOX 4000
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIEDSIGNAL INC
DATE OF NAME CHANGE: 19940929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COTE DAVID M
CENTRAL INDEX KEY: 0001136538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08974
FILM NUMBER: 141063016
MAIL ADDRESS:
STREET 1: 101 COLUMBIA ROAD
CITY: MORRISTOWN
STATE: NJ
ZIP: 07962
4
1
c78587.xml
X0306
4
2014-08-22
0
0000773840
HONEYWELL INTERNATIONAL INC
HON
0001136538
COTE DAVID M
101 COLUMBIA ROAD
MORRISTOWN
NJ
07960
1
1
0
0
Chairman & CEO
Employee Stock Options
28.35
2014-08-22
4
J
0
282359
57.00
D
2019-02-23
Common Stock
282359
667641
D
Employee Stock Options
28.35
2014-08-22
4
J
0
282359
57.00
A
2019-02-23
Common Stock
282359
282359
I
See footnote
Employee Stock Options
40.17
2014-08-22
4
J
0
950000
46.14
D
2020-02-25
Common Stock
950000
0
D
Employee Stock Options
40.17
2014-08-22
4
J
0
950000
46.14
A
2020-02-25
Common Stock
950000
950000
I
See footnote
Represents a transfer by Mr. Cote of vested stock options to a trust for the benefit of certain of his family members in connection with Mr. Cote's long-term strategy for estate planning.
The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/24/2010.
In connection with the transfer of these vested stock options to a trust for the benefit of certain of Mr. Cote's family members, such trust executed a note payable to Mr. Cote based on the appraised value of such stock options.
These Employee Stock Options are held by a trust for the benefit of certain of Mr. Cote's family members, and of which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/26/2011.
In connection with the transfer of these vested stock options to a trust for the benefit of certain of Mr. Cote's family members, such trust executed a note payable to Mr. Cote based on the appraised value of such stock options.
These Employee Stock Options are held by a trust for the benefit of certain of Mr. Cote's family members, and of which Mr. Cote serves as investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
/s/ Jeffrey Neuman for David M. Cote
2014-08-25