0000930413-14-003774.txt : 20140825 0000930413-14-003774.hdr.sgml : 20140825 20140825165350 ACCESSION NUMBER: 0000930413-14-003774 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140822 FILED AS OF DATE: 20140825 DATE AS OF CHANGE: 20140825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 COLUMBIA RD STREET 2: PO BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 BUSINESS PHONE: 9734552000 MAIL ADDRESS: STREET 1: 101 COLUMBIA RD P O BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 FORMER COMPANY: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COTE DAVID M CENTRAL INDEX KEY: 0001136538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08974 FILM NUMBER: 141063016 MAIL ADDRESS: STREET 1: 101 COLUMBIA ROAD CITY: MORRISTOWN STATE: NJ ZIP: 07962 4 1 c78587.xml X0306 4 2014-08-22 0 0000773840 HONEYWELL INTERNATIONAL INC HON 0001136538 COTE DAVID M 101 COLUMBIA ROAD MORRISTOWN NJ 07960 1 1 0 0 Chairman & CEO Employee Stock Options 28.35 2014-08-22 4 J 0 282359 57.00 D 2019-02-23 Common Stock 282359 667641 D Employee Stock Options 28.35 2014-08-22 4 J 0 282359 57.00 A 2019-02-23 Common Stock 282359 282359 I See footnote Employee Stock Options 40.17 2014-08-22 4 J 0 950000 46.14 D 2020-02-25 Common Stock 950000 0 D Employee Stock Options 40.17 2014-08-22 4 J 0 950000 46.14 A 2020-02-25 Common Stock 950000 950000 I See footnote Represents a transfer by Mr. Cote of vested stock options to a trust for the benefit of certain of his family members in connection with Mr. Cote's long-term strategy for estate planning. The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/24/2010. In connection with the transfer of these vested stock options to a trust for the benefit of certain of Mr. Cote's family members, such trust executed a note payable to Mr. Cote based on the appraised value of such stock options. These Employee Stock Options are held by a trust for the benefit of certain of Mr. Cote's family members, and of which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/26/2011. In connection with the transfer of these vested stock options to a trust for the benefit of certain of Mr. Cote's family members, such trust executed a note payable to Mr. Cote based on the appraised value of such stock options. These Employee Stock Options are held by a trust for the benefit of certain of Mr. Cote's family members, and of which Mr. Cote serves as investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. /s/ Jeffrey Neuman for David M. Cote 2014-08-25