0001193125-15-234741.txt : 20150625 0001193125-15-234741.hdr.sgml : 20150625 20150625131935 ACCESSION NUMBER: 0001193125-15-234741 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20150430 FILED AS OF DATE: 20150625 DATE AS OF CHANGE: 20150625 EFFECTIVENESS DATE: 20150625 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 15951280 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010617 Columbia Strategic Income Fund C000029358 Class A COSIX C000029359 Class B CLSBX C000029360 Class C CLSCX C000029362 Class Z LSIZX C000094661 Class R CSNRX C000094662 Class K CSIVX C000094663 Class R5 CTIVX C000094664 Class W CTTWX C000122657 Class R4 CMNRX C000129839 Class Y CPHUX 0000773757 S000010621 Columbia California Tax-Exempt Fund C000029377 Class A CLMPX C000029378 Class B CCABX C000029379 Class C CCAOX C000029380 Class Z CCAZX C000126465 Class R4 CCARX 0000773757 S000010623 Columbia AMT-Free Intermediate Muni Bond Fund C000029387 Class A LITAX C000029388 Class B LITBX C000029389 Class C LITCX C000029391 Class T GIMAX C000029392 Class Z SETMX C000122658 Class R5 CTMRX C000126466 Class R4 CIMRX 0000773757 S000012086 Columbia AMT-Free Connecticut Intermediate Muni Bond Fund C000032936 Class A LCTAX C000032937 Class B LCTBX C000032938 Class C LCTCX C000032940 Class T GCBAX C000032941 Class Z SCTEX C000126470 Class R4 CCTMX 0000773757 S000012087 Columbia AMT-Free Massachusetts Intermediate Muni Bond Fund C000032942 Class A LMIAX C000032943 Class B LMIBX C000032944 Class C LMICX C000032946 Class T GMBAX C000032947 Class Z SEMAX C000126471 Class R4 CMANX 0000773757 S000012089 Columbia AMT-Free New York Intermediate Muni Bond Fund C000032951 Class A LNYAX C000032952 Class B LNYBX C000032953 Class C LNYCX C000032955 Class T GANYX C000032956 Class Z GNYTX C000126472 Class R4 CNYIX 0000773757 S000012093 Columbia New York Tax-Exempt Fund C000032969 Class A COLNX C000032970 Class B CNYBX C000032971 Class C CNYCX C000106577 Class Z CNYZX C000122676 Class R5 CNYRX C000126473 Class R4 CNYEX 0000773757 S000024212 Columbia International Bond Fund C000071070 Class A CNBAX C000071071 Class C CNBCX C000071072 Class Z CNBZX C000094718 Class I CIBIX C000117690 Class W CLBWX NSAR-A 1 d944000dnsara.fil COLUMBIA FUNDS SERIES TRUST I PAGE 1 000 A000000 04/30/2015 000 C000000 0000773757 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LTD 015 B000587 S 015 C010587 COLOMBO 015 D010587 SRI LANKA 015 E040587 X 015 A000588 UBS AG 015 B000588 S 015 C010588 ZURICH PAGE 12 015 D010588 SWITZERLAND 015 E040588 X 015 A000589 UNICREDIT BANK AUSTRIA AG 015 B000589 S 015 C010589 VIENNA 015 D010589 AUSTRIA 015 E040589 X 015 A000590 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B000590 S 015 C010590 PRAGUE 015 D010590 CZECH REPUBLIC 015 E040590 X 015 A000591 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B000591 S 015 C010591 BRATISLAVA 015 D010591 SLOVAK REPUBLIC 015 E040591 X 015 A000592 UNICREDIT BANK SRBIJA A.D. 015 B000592 S 015 C010592 BELGRADE 015 D010592 SERBIA 015 E040592 X 015 A000593 UNICREDIT BANKA SLOVENIJA D.D. 015 B000593 S 015 C010593 LJUBLJANA 015 D010593 SLOVENIA 015 E040593 X 015 A000594 JPMORGAN CHASE BANK, N.A. 015 B000594 S 015 C010594 HONG KONG 015 D010594 CHINA 015 E040594 X 015 A000595 HSBC BANK PLC 015 B000595 S 015 C010595 ATHENS 015 D010595 CYPRUS 015 E040595 X 015 A000596 JPMORGAN CHASE BANK, N.A. 015 B000596 S 015 C010596 LONDON 015 D010596 IRELAND 015 E040596 X 015 A001001 JPMORGAN CHASE BANK, N.A. 015 B001001 C 015 C011001 NEW YORK 015 C021001 NY 015 C031001 10005 015 E011001 X 015 A001101 JPMORGAN CHASE BANK, N.A. 015 B001101 C 015 C011101 NEW YORK PAGE 13 015 C021101 NY 015 C031101 10005 015 E011101 X 015 A001701 JPMORGAN CHASE BANK, N.A. 015 B001701 C 015 C011701 NEW YORK 015 C021701 NY 015 C031701 10005 015 E011701 X 015 A001901 JPMORGAN CHASE BANK, N.A. 015 B001901 C 015 C011901 NEW YORK 015 C021901 NY 015 C031901 10005 015 E011901 X 015 A002001 JPMORGAN CHASE BANK, N.A. 015 B002001 C 015 C012001 NEW YORK 015 C022001 NY 015 C032001 10005 015 E012001 X 015 A002201 JPMORGAN CHASE BANK, N.A. 015 B002201 C 015 C012201 NEW YORK 015 C022201 NY 015 C032201 10005 015 E012201 X 015 A006201 JPMORGAN CHASE BANK, N.A. 015 B006201 C 015 C016201 NEW YORK 015 C026201 NY 015 C036201 10005 015 E016201 X 015 A006202 AB SEB BANKAS 015 B006202 S 015 C016202 VILNIUS 015 D016202 LITHUANIA 015 E046202 X 015 A006203 BANCO BCT, S.A. 015 B006203 S 015 C016203 SAN JOSE 015 D016203 COSTA RICA 015 E046203 X 015 A006204 BANCO ITAU URUGUAY S.A. 015 B006204 S 015 C016204 MONTEVIDEO 015 D016204 URUGUAY 015 E046204 X 015 A006205 BANCO NACIONAL DE MEXICO, S.A. 015 B006205 S 015 C016205 MEXICO, D.F. 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WARSZAWIE S.A. 015 B006207 S 015 C016207 WARSAW 015 D016207 POLAND 015 E046207 X 015 A006208 BANK LEUMI LE-ISRAEL B.M. 015 B006208 S 015 C016208 TEL AVIV 015 D016208 ISRAEL 015 E046208 X 015 A006209 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B006209 S 015 C016209 TUNIS 015 D016209 TUNISIA 015 E046209 X 015 A006210 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006210 S 015 C016210 BRUSSELS 015 D016210 BELGIUM 015 E046210 X 015 A006211 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006211 S 015 C016211 PANTIN 015 D016211 FRANCE 015 E046211 X 015 A006212 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006212 S 015 C016212 MILAN 015 D016212 ITALY 015 E046212 X 015 A006213 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006213 S 015 C016213 HESPERANGE 015 D016213 LUXEMBOURG 015 E046213 X 015 A006214 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006214 S 015 C016214 AMSTERDAM 015 D016214 NETHERLANDS 015 E046214 X 015 A006215 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006215 S 015 C016215 LISBON 015 D016215 PORTUGAL PAGE 15 015 E046215 X 015 A006216 CANADIAN IMPERIAL BANK OF COMMERCE 015 B006216 S 015 C016216 TORONTO 015 D016216 CANADA 015 E046216 X 015 A006217 CITIBANK A.S. 015 B006217 S 015 C016217 ISTANBUL 015 D016217 TURKEY 015 E046217 X 015 A006218 CITIBANK DEL PERU S.A. 015 B006218 S 015 C016218 LIMA 015 D016218 PERU 015 E046218 X 015 A006219 CITIBANK EUROPE PLC 015 B006219 S 015 C016219 BUCHAREST 015 D016219 ROMANIA 015 E046219 X 015 A006220 CIITIBANK EUROPE PLC 015 B006220 S 015 C016220 SOFIA 015 D016220 BULGARIA 015 E046220 X 015 A006221 CITIBANK, N.A. 015 B006221 S 015 C016221 CAIRO 015 D016221 EGYPT 015 E046221 X 015 A006222 CITIBANK, N.A. 015 B006222 S 015 C016222 CARACAS 015 D016222 VENEZUELA 015 E046222 X 015 A006223 CORPBANCA INVESTMENT TRUST COLOMBIA S.A. 015 B006223 S 015 C016223 BOGATA 015 D016223 COLOMBIA 015 E046223 X 015 A006224 DBS BANK LTD. 015 B006224 S 015 C016224 SINGAPORE 015 D016224 SINGAPORE 015 E046224 X 015 A006225 DEUTSCHE BANK AG 015 B006225 S 015 C016225 ESCHBORN 015 D016225 GERMANY 015 E046225 X PAGE 16 015 A006226 DEUTSCHE BANK AG 015 B006226 S 015 C016226 BUDAPEST 015 D016226 HUNGARY 015 E046226 X 015 A006227 DEUTSCHE BANK AG 015 B006227 S 015 C016227 JAKARTA 015 D016227 INDONESIA 015 E046227 X 015 A006228 DEUTSCHE BANK AG 015 B006228 S 015 C016228 LONDON 015 D016228 UNITED KINGDOM 015 E046228 X 015 A006229 FIRSTRAND BANK LIMITED 015 B006229 S 015 C016229 JOHANNESBURG 015 D016229 SOUTH AFRICA 015 E046229 X 015 A006230 HSBC BANK (CHINA) COMPANY LIMITED 015 B006230 S 015 C016230 SHANGHAI 015 D016230 CHINA 015 E046230 X 015 A006231 HSBC BANK (VIETNAM) LTD. 015 B006231 S 015 C016231 HO CHI MINH CITY 015 D016231 VIETNAM 015 E046231 X 015 A006232 HSBC BANK ARGENTINA S.A. 015 B006232 S 015 C016232 BUENOS AIRES 015 D016232 ARGENTINA 015 E046232 X 015 A006233 HSBC BANK BERMUDA LIMITED 015 B006233 S 015 C016233 HAMILTON 015 D016233 BERMUDA 015 E046233 X 015 A006234 HSBC BANK MALAYSIA BERHAD 015 B006234 S 015 C016234 KUALA LUMPUR 015 D016234 MALAYSIA 015 E046234 X 015 A006235 HSBC BANK MIDDLE EAST LIMITED 015 B006235 S 015 C016235 AL SEEF 015 D016235 BAHRAIN 015 E046235 X 015 A006236 HSBC BANK MIDDLE EAST LIMITED PAGE 17 015 B006236 S 015 C016236 SAFAT 015 D016236 KUWAIT 015 E046236 X 015 A006237 HSBC BANK MIDDLE EAST LIMITED 015 B006237 S 015 C016237 BEIRUT 015 D016237 LEBANON 015 E046237 X 015 A006238 HSBC BANK MIDDLE EAST LIMITED 015 B006238 S 015 C016238 AMMAN 015 D016238 PALESTINE TERRITORY 015 E046238 X 015 A006239 HSBC BANK MIDDLE EAST LIMITED 015 B006239 S 015 C016239 DOHA 015 D016239 QATAR 015 E046239 X 015 A006240 HSBC BANK MIDDLE EAST LIMITED 015 B006240 S 015 C016240 DUBAI 015 D016240 UAE 015 E046240 X 015 A006241 HSBC BANK OMAN S.A.O.G. 015 B006241 S 015 C016241 SEEB 015 D016241 OMAN 015 E046241 X 015 A006242 HSBC BANK PLC 015 B006242 S 015 C016242 ATHENS 015 D016242 GREECE 015 E046242 X 015 A006243 HSBC SAUDI ARABIA LIMITED 015 B006243 S 015 C016243 RIYADH 015 D016243 SAUDI ARABIA 015 E046243 X 015 A006244 ISLANDSBANKI HF. 015 B006244 S 015 C016244 REYKJAVIK 015 D016244 ICELAND 015 E046244 X 015 A006245 J.P. MORGAN AG 015 B006245 S 015 C016245 FRANKFURT 015 D016245 GERMANY 015 E046245 X 015 A006246 J.P. MORGAN BANK INTERNATIONAL 015 B006246 S PAGE 18 015 C016246 MOSCOW 015 D016246 RUSSIA 015 E046246 X 015 A006247 J.P. MORGAN S.A. DTVM 015 B006247 S 015 C016247 SAO PAULO 015 D016247 BRAZIL 015 E046247 X 015 A006248 JPMORGAN CHASE BANK, N.A. 015 B006248 S 015 C016248 MELBOURNE 015 D016248 AUSTRALIA 015 E046248 X 015 A006249 JPMORGAN CHASE BANK, N.A. 015 B006249 S 015 C016249 QUARRY BAY 015 D016249 HONG KONG 015 E046249 X 015 A006250 JPMORGAN CHASE BANK, N.A. 015 B006250 S 015 C016250 MUMBAI 015 D016250 INDIA 015 E046250 X 015 A006251 JPMORGAN CHASE BANK, N.A. 015 B006251 S 015 C016251 WELLINGTON 015 D016251 NEW ZEALAND 015 E046251 X 015 A006252 JPMORGAN CHASE BANK, N.A. 015 B006252 S 015 C016252 TAIPEI 015 D016252 TAIWAN 015 E046252 X 015 A006253 JPMORGAN CHASE BANK, N.A. 015 B006253 S 015 C016253 LONDON 015 D016253 UNITED KINGDOM 015 E046253 X 015 A006254 MIZUHO BANK, LTD. 015 B006254 S 015 C016254 TOKYO 015 D016254 JAPAN 015 E046254 X 015 A006255 NORDEA BANK AB 015 B006255 S 015 C016255 STOCKHOLM 015 D016255 SWEDEN 015 E046255 X 015 A006256 NORDEA BANK DANMARK A/S 015 B006256 S 015 C016256 COPENHAGEN PAGE 19 015 D016256 DENMARK 015 E046256 X 015 A006257 NORDEA BANK FINLAND PLC 015 B006257 S 015 C016257 HELSINKI 015 D016257 FINLAND 015 E046257 X 015 A006258 NORDEA BANK NORGE ASA 015 B006258 S 015 C016258 OSLO 015 D016258 NORWAY 015 E046258 X 015 A006259 PJSC CITIBANK 015 B006259 S 015 C016259 KIEV 015 D016259 UKRAINE 015 E046259 X 015 A006260 PRIVREDNA BANKA ZAGREB D.D. 015 B006260 S 015 C016260 ZAGREB 015 D016260 CROATIA 015 E046260 X 015 A006261 REPUBLIC BANK LIMITED 015 B006261 S 015 C016261 PORT OF SPAIN 015 D016261 TRINIDAD AND TOBAGO 015 E046261 X 015 A006262 ROYAL BANK OF CANADA 015 B006262 S 015 C016262 TORONTO 015 D016262 CANADA 015 E046262 X 015 A006263 SANTANDER SECURITIIES SERVICES, S.A. 015 B006263 S 015 C016263 MADRID 015 D016263 SPAIN 015 E046263 X 015 A006264 JSC CITIBANKKAZAKHSTAN 015 B006264 S 015 C016264 ALMATY 015 D016264 KAZAKHSTAN 015 E046264 X 015 A006265 SOCIETE GENERALE MAROCAINE DE BANQUES 015 B006265 S 015 C016265 CASABLANCA 015 D016265 MOROCCO 015 E046265 X 015 A006266 STANBIC BANK TANZANIA LIMITED 015 B006266 S 015 C016266 DAR ES SALAAM 015 D016266 TANZANIA PAGE 20 015 E046266 X 015 A006267 STANBIC BANK ZIMBABWE LIMITED 015 B006267 S 015 C016267 HARARE 015 D016267 ZIMBABWE 015 E046267 X 015 A006268 STANBIC IBTC BANK PLC 015 B006268 S 015 C016268 LAGOS 015 D016268 NIGERIA 015 E046268 X 015 A006269 STANDARD BANK LIMITED, MALAWI 015 B006269 S 015 C016269 BLANTYRE 015 D016269 MALAWI 015 E046269 X 015 A006270 STANDARD BANK NAMIBIA LIMITED 015 B006270 S 015 C016270 WINDHOEK 015 D016270 NAMIBIA 015 E046270 X 015 A006271 STANDARD CHARTERED BANK 015 B006271 S 015 C016271 AMMAN 015 D016271 JORDAN 015 E046271 X 015 A006272 STANDARD CHARTERED BANK 015 B006272 S 015 C016272 DHAKA 015 D016272 BANGLADESH 015 E046272 X 015 A006273 STANDARD CHARTERED BANK (PAKISTAN) LIMITED 015 B006273 S 015 C016273 KARACHI 015 D016273 PAKISTAN 015 E046273 X 015 A006274 STANDARD CHARTERED BANK (THAI) PUBLIC CO. 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LTD 015 B006285 S 015 C016285 EBENE 015 D016285 MAURITIUS 015 E046285 X 015 A006286 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B006286 S 015 C016286 TAGUIG CITY 015 D016286 PHILIPPINES 015 E046286 X 015 A006287 THE HONGKONG AND SHANGHAI BANKING CORP. 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MORGAN SECURITIES, INC. 022 B000005 13-3224016 022 C000005 93529 022 D000005 56593 022 A000006 GOLDMAN, SACHS & CO. 022 B000006 13-5108880 022 C000006 79017 022 D000006 60724 022 A000007 BANC OF AMERICA SECURITIES LLC 022 B000007 56-2058405 022 C000007 77685 022 D000007 49862 022 A000008 BARCLAYS CAPITAL 022 B000008 13-3297824 022 C000008 49951 022 D000008 77241 022 A000009 WELLS FARGO INVESTMENTS, LLC 022 B000009 91-1374280 022 C000009 68385 022 D000009 42720 022 A000010 JEFFERIES & COMPANY, INC. 022 B000010 95-2622900 022 C000010 30890 022 D000010 48475 023 C000000 2124045 023 D000000 2052907 024 000500 Y 024 001000 N 024 001100 N PAGE 24 024 001700 N 024 001900 N 024 002000 N 024 002200 N 024 006200 N 025 A000501 Citigroup/Deutsche Bank Comm. Mort. 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Trust 025 B000509 13-3224016 025 C000509 D 025 D000509 3214 025 A000510 Banc of America Merrill Lynch Re-Remic Trust 025 B000510 13-5674085 025 C000510 D 025 D000510 9723 025 A000511 Kinder Morgan Energy Partners LP 025 B000511 76-0380342 025 C000511 D 025 D000511 6622 025 A000512 Jefferies & Co., Inc. 025 B000512 95-2622900 PAGE 25 025 C000512 D 025 D000512 2427 025 A000513 Credit Suisse Securities (USA) LLC 025 B000513 05-0546650 025 C000513 D 025 D000513 29500 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010500 30210 028 A020500 4325 028 A030500 0 028 A040500 76369 028 B010500 35038 028 B020500 34465 028 B030500 0 028 B040500 92511 028 C010500 30000 028 C020500 4375 028 C030500 0 028 C040500 61009 028 D010500 27248 028 D020500 4407 028 D030500 0 028 D040500 52675 028 E010500 40648 028 E020500 4420 028 E030500 0 028 E040500 109698 028 F010500 68684 028 F020500 4526 028 F030500 0 028 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G021100 6330 028 G031100 0 028 G041100 138726 PAGE 27 028 H001100 15852 028 A011700 1286 028 A021700 0 028 A031700 0 028 A041700 1884 028 B011700 2083 028 B021700 387 028 B031700 0 028 B041700 2850 028 C011700 1368 028 C021700 402 028 C031700 0 028 C041700 1385 028 D011700 1017 028 D021700 405 028 D031700 0 028 D041700 2208 028 E011700 1454 028 E021700 362 028 E031700 0 028 E041700 2127 028 F011700 1874 028 F021700 802 028 F031700 0 028 F041700 1459 028 G011700 9082 028 G021700 2358 028 G031700 0 028 G041700 11913 028 H001700 987 028 A011900 4661 028 A021900 0 028 A031900 0 028 A041900 2321 028 B011900 4492 028 B021900 118 028 B031900 0 028 B041900 6939 028 C011900 2718 028 C021900 124 028 C031900 0 028 C041900 1909 028 D011900 2382 028 D021900 124 028 D031900 0 028 D041900 1941 028 E011900 3831 028 E021900 113 028 E031900 0 028 E041900 2410 028 F011900 5814 PAGE 28 028 F021900 252 028 F031900 0 028 F041900 7129 028 G011900 23898 028 G021900 731 028 G031900 0 028 G041900 22649 028 H001900 485 028 A012000 1020 028 A022000 0 028 A032000 0 028 A042000 853 028 B012000 1070 028 B022000 120 028 B032000 0 028 B042000 4112 028 C012000 2069 028 C022000 56 028 C032000 0 028 C042000 2064 028 D012000 2466 028 D022000 59 028 D032000 0 028 D042000 5324 028 E012000 3709 028 E022000 51 028 E032000 0 028 E042000 687 028 F012000 1602 028 F022000 113 028 F032000 0 028 F042000 2361 028 G012000 11936 028 G022000 399 028 G032000 0 028 G042000 15401 028 H002000 196 028 A012200 1721 028 A022200 0 028 A032200 0 028 A042200 2960 028 B012200 5339 028 B022200 170 028 B032200 0 028 B042200 5764 028 C012200 4687 028 C022200 176 028 C032200 0 028 C042200 2221 028 D012200 4222 028 D022200 178 PAGE 29 028 D032200 0 028 D042200 2891 028 E012200 12676 028 E022200 158 028 E032200 0 028 E042200 2119 028 F012200 3616 028 F022200 372 028 F032200 0 028 F042200 2207 028 G012200 32261 028 G022200 1054 028 G032200 0 028 G042200 18162 028 H002200 698 028 A016200 82 028 A026200 209 028 A036200 0 028 A046200 77 028 B016200 936 028 B026200 2391 028 B036200 0 028 B046200 117 028 C016200 -105 028 C026200 0 028 C036200 0 028 C046200 114 028 D016200 47 028 D026200 0 028 D036200 0 028 D046200 75864 028 E016200 0 028 E026200 0 028 E036200 0 028 E046200 0 028 F016200 0 028 F026200 0 028 F036200 0 028 F046200 0 028 G016200 960 028 G026200 2600 028 G036200 0 028 G046200 76172 028 H006200 2 029 000500 Y 029 001000 Y 029 001100 Y 029 001700 Y 029 001900 Y 029 002000 Y 029 002200 Y PAGE 30 029 006200 Y 030 A000500 467 030 B000500 4.75 030 C000500 0.00 030 A001000 87 030 B001000 3.00 030 C001000 0.00 030 A001100 91 030 B001100 4.75 030 C001100 0.00 030 A001700 27 030 B001700 3.00 030 C001700 0.00 030 A001900 6 030 B001900 4.75 030 C001900 0.00 030 A002000 6 030 B002000 4.75 030 C002000 0.00 030 A002200 11 030 B002200 4.75 030 C002200 0.00 030 A006200 0 030 B006200 4.75 030 C006200 0.00 031 A000500 110 031 B000500 0 031 A001000 12 031 B001000 0 031 A001100 2 031 B001100 0 031 A001700 7 031 B001700 0 031 A001900 2 031 B001900 0 031 A002000 1 031 B002000 0 031 A002200 5 031 B002200 0 031 A006200 0 031 B006200 0 032 000500 134 032 001000 33 032 001100 31 032 001700 15 032 001900 2 032 002000 3 032 002200 5 032 006200 0 033 000500 223 033 001000 42 PAGE 31 033 001100 58 033 001700 5 033 001900 2 033 002000 2 033 002200 1 033 006200 0 034 000500 Y 034 001000 Y 034 001100 Y 034 001700 Y 034 001900 Y 034 002000 Y 034 002200 Y 034 006200 N 035 000500 10 035 001000 2 035 001100 3 035 001700 0 035 001900 0 035 002000 1 035 002200 1 035 006200 0 036 A000500 N 036 B000500 0 036 A001000 N 036 B001000 0 036 A001100 N 036 B001100 0 036 A001700 N 036 B001700 0 036 A001900 N 036 B001900 0 036 A002000 N 036 B002000 0 036 A002200 N 036 B002200 0 036 B006200 0 037 000500 N 037 001000 N 037 001100 N 037 001700 N 037 001900 N 037 002000 N 037 002200 N 037 006200 N 038 000500 0 038 001000 0 038 001100 0 038 001700 0 038 001900 0 038 002000 0 PAGE 32 038 002200 0 038 006200 0 039 000500 N 039 001000 N 039 001100 N 039 001700 N 039 001900 N 039 002000 N 039 002200 N 039 006200 N 040 000500 Y 040 001000 Y 040 001100 Y 040 001700 Y 040 001900 Y 040 002000 Y 040 002200 Y 040 006200 Y 041 000500 Y 041 001000 Y 041 001100 Y 041 001700 Y 041 001900 Y 041 002000 Y 041 002200 Y 041 006200 Y 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A001000 0 042 B001000 0 042 C001000 100 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 042 A001700 0 PAGE 33 042 B001700 0 042 C001700 100 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 0 042 A001900 0 042 B001900 0 042 C001900 100 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 042 A002000 0 042 B002000 0 042 C002000 100 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 042 A002200 0 042 B002200 0 042 C002200 100 042 D002200 0 042 E002200 0 042 F002200 0 042 G002200 0 042 H002200 0 042 A006200 0 042 B006200 0 042 C006200 100 042 D006200 0 042 E006200 0 042 F006200 0 042 G006200 0 042 H006200 0 043 000500 2551 043 001000 595 043 001100 458 043 001700 245 043 001900 80 043 002000 31 043 002200 95 043 006200 1 044 000500 0 044 001000 0 044 001100 0 044 001700 0 PAGE 34 044 001900 0 044 002000 0 044 002200 0 044 006200 0 045 000500 Y 045 001000 Y 045 001100 Y 045 001700 Y 045 001900 Y 045 002000 Y 045 002200 Y 045 006200 Y 046 000500 N 046 001000 N 046 001100 N 046 001700 N 046 001900 N 046 002000 N 046 002200 N 046 006200 N 047 000500 Y 047 001000 Y 047 001100 Y 047 001700 Y 047 001900 Y 047 002000 Y 047 002200 Y 047 006200 Y 048 000500 0.000 048 A010500 500000 048 A020500 0.530 048 B010500 500000 048 B020500 0.525 048 C010500 1000000 048 C020500 0.515 048 D010500 1000000 048 D020500 0.495 048 E010500 3000000 048 E020500 0.480 048 F010500 1500000 048 F020500 0.455 048 G010500 1500000 048 G020500 0.440 048 H010500 1000000 048 H020500 0.431 048 I010500 5000000 048 I020500 0.419 048 J010500 5000000 048 J020500 0.409 048 K010500 50000000 048 K020500 0.353 PAGE 35 048 001000 0.000 048 A011000 500000 048 A021000 0.400 048 B011000 500000 048 B021000 0.350 048 C011000 2000000 048 C021000 0.320 048 D011000 3000000 048 D021000 0.290 048 E011000 1500000 048 E021000 0.280 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 7500000 048 K021000 0.270 048 001100 0.000 048 A011100 1000000 048 A021100 0.410 048 B011100 1000000 048 B021100 0.385 048 C011100 1000000 048 C021100 0.360 048 D011100 3000000 048 D021100 0.335 048 E011100 3000000 048 E021100 0.310 048 F011100 1000000 048 F021100 0.300 048 G011100 5000000 048 G021100 0.290 048 H011100 9000000 048 H021100 0.280 048 I011100 26000000 048 I021100 0.260 048 J011100 0 048 J021100 0.000 048 K011100 50000000 048 K021100 0.250 048 001700 0.000 048 A011700 500000 048 A021700 0.400 048 B011700 500000 048 B021700 0.350 PAGE 36 048 C011700 2000000 048 C021700 0.320 048 D011700 3000000 048 D021700 0.290 048 E011700 1500000 048 E021700 0.280 048 F011700 0 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 7500000 048 K021700 0.270 048 001900 0.000 048 A011900 500000 048 A021900 0.400 048 B011900 500000 048 B021900 0.350 048 C011900 2000000 048 C021900 0.320 048 D011900 3000000 048 D021900 0.290 048 E011900 1500000 048 E021900 0.280 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 7500000 048 K021900 0.270 048 002000 0.000 048 A012000 500000 048 A022000 0.400 048 B012000 500000 048 B022000 0.350 048 C012000 2000000 048 C022000 0.320 048 D012000 3000000 048 D022000 0.290 048 E012000 1500000 PAGE 37 048 E022000 0.280 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 7500000 048 K022000 0.270 048 002200 0.000 048 A012200 500000 048 A022200 0.400 048 B012200 500000 048 B022200 0.350 048 C012200 2000000 048 C022200 0.320 048 D012200 3000000 048 D022200 0.290 048 E012200 1500000 048 E022200 0.280 048 F012200 0 048 F022200 0.000 048 G012200 0 048 G022200 0.000 048 H012200 0 048 H022200 0.000 048 I012200 0 048 I022200 0.000 048 J012200 0 048 J022200 0.000 048 K012200 7500000 048 K022200 0.270 048 006200 0.000 048 A016200 1000000 048 A026200 0.570 048 B016200 1000000 048 B026200 0.525 048 C016200 1000000 048 C026200 0.520 048 D016200 3000000 048 D026200 0.515 048 E016200 1500000 048 E026200 0.510 048 F016200 4500000 048 F026200 0.500 048 G016200 8000000 048 G026200 0.490 PAGE 38 048 H016200 30000000 048 H026200 0.480 048 I016200 0 048 I026200 0.000 048 J016200 0 048 J026200 0.000 048 K016200 50000000 048 K026200 0.470 049 000500 N 049 001000 N 049 001100 N 049 001700 N 049 001900 N 049 002000 N 049 002200 N 049 006200 N 050 000500 N 050 001000 N 050 001100 N 050 001700 N 050 001900 N 050 002000 N 050 002200 N 050 006200 N 051 000500 N 051 001000 N 051 001100 N 051 001700 N 051 001900 N 051 002000 N 051 002200 N 051 006200 N 052 000500 N 052 001000 N 052 001100 N 052 001700 N 052 001900 N 052 002000 N 052 002200 N 052 006200 N 053 A000500 Y 053 B000500 Y 053 C000500 N 053 A001000 Y 053 B001000 Y 053 C001000 N 053 A001100 Y 053 B001100 Y 053 C001100 N 053 A001700 Y 053 B001700 Y PAGE 39 053 C001700 N 053 A001900 Y 053 B001900 Y 053 C001900 N 053 A002000 Y 053 B002000 Y 053 C002000 N 053 A002200 Y 053 B002200 Y 053 C002200 N 053 A006200 Y 053 B006200 Y 053 C006200 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000500 N 055 B000500 N 055 A001000 N 055 B001000 N 055 A001100 N 055 B001100 N 055 A001700 N 055 B001700 N 055 A001900 N 055 B001900 N 055 A002000 N 055 B002000 N 055 A002200 N 055 B002200 N 055 A006200 N 055 B006200 N 056 000500 Y 056 001000 Y 056 001100 Y 056 001700 Y 056 001900 Y 056 002000 Y 056 002200 Y PAGE 40 056 006200 Y 057 000500 N 057 001000 N 057 001100 N 057 001700 N 057 001900 N 057 002000 N 057 002200 N 057 006200 N 058 A000500 N 058 A001000 N 058 A001100 N 058 A001700 N 058 A001900 N 058 A002000 N 058 A002200 N 058 A006200 N 059 000500 Y 059 001000 Y 059 001100 Y 059 001700 Y 059 001900 Y 059 002000 Y 059 002200 Y 059 006200 Y 060 A000500 Y 060 B000500 Y 060 A001000 N 060 B001000 N 060 A001100 Y 060 B001100 Y 060 A001700 N 060 B001700 N 060 A001900 N 060 B001900 N 060 A002000 N 060 B002000 N 060 A002200 N 060 B002200 N 060 A006200 N 060 B006200 N 061 000500 2000 061 001000 2000 061 001100 2000 061 001700 2000 061 001900 2000 061 002000 2000 061 002200 2000 061 006200 2000 062 A000500 Y 062 B000500 0.0 PAGE 41 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 1.4 062 N000500 13.4 062 O000500 0.3 062 P000500 55.0 062 Q000500 29.7 062 R000500 7.0 062 A001000 Y 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 97.9 062 P001000 0.0 062 Q001000 0.0 062 R001000 1.4 062 A001100 Y 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 98.2 062 P001100 0.0 062 Q001100 0.0 PAGE 42 062 R001100 0.8 062 A001700 Y 062 B001700 0.0 062 C001700 0.0 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 0.0 062 J001700 0.0 062 K001700 0.0 062 L001700 0.0 062 M001700 0.0 062 N001700 0.0 062 O001700 98.4 062 P001700 0.0 062 Q001700 0.0 062 R001700 1.1 062 A001900 Y 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 98.2 062 P001900 0.0 062 Q001900 0.0 062 R001900 0.5 062 A002000 Y 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 PAGE 43 062 O002000 97.8 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.4 062 A002200 Y 062 B002200 0.0 062 C002200 0.0 062 D002200 0.0 062 E002200 0.0 062 F002200 0.0 062 G002200 0.0 062 H002200 0.0 062 I002200 0.0 062 J002200 0.0 062 K002200 0.0 062 L002200 0.0 062 M002200 0.0 062 N002200 0.0 062 O002200 97.4 062 P002200 0.0 062 Q002200 0.0 062 R002200 0.9 062 A006200 N 062 B006200 0.0 062 C006200 0.0 062 D006200 0.0 062 E006200 0.0 062 F006200 0.0 062 G006200 0.0 062 H006200 0.0 062 I006200 0.0 062 J006200 0.0 062 K006200 0.0 062 L006200 0.0 062 M006200 0.0 062 N006200 0.0 062 O006200 0.0 062 P006200 0.0 062 Q006200 0.0 062 R006200 0.0 063 A000500 0 063 B000500 5.6 063 A001000 0 063 B001000 19.5 063 A001100 0 063 B001100 8.8 063 A001700 0 063 B001700 18.0 063 A001900 0 063 B001900 7.5 063 A002000 0 PAGE 44 063 B002000 8.6 063 A002200 0 063 B002200 9.1 063 A006200 0 063 B006200 0.0 064 A000500 Y 064 B000500 N 064 A001000 Y 064 B001000 N 064 A001100 Y 064 B001100 N 064 A001700 Y 064 B001700 N 064 A001900 Y 064 B001900 N 064 A002000 Y 064 B002000 N 064 A002200 Y 064 B002200 N 066 A000500 N 066 A001000 N 066 A001100 N 066 A001700 N 066 A001900 N 066 A002000 N 066 A002200 N 066 A006200 N 067 000500 N 067 001000 N 067 001100 N 067 001700 N 067 001900 N 067 002000 N 067 002200 N 067 006200 N 068 A000500 N 068 B000500 N 068 A001000 N 068 B001000 N 068 A001100 N 068 B001100 N 068 A001700 N 068 B001700 N 068 A001900 N 068 B001900 N 068 A002000 N 068 B002000 N 068 A002200 N 068 B002200 N 068 A006200 N 068 B006200 N PAGE 45 069 000500 N 069 001000 N 069 001100 N 069 001700 N 069 001900 N 069 002000 N 069 002200 N 069 006200 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 Y 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y PAGE 46 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 Y 070 I021000 N 070 J011000 Y 070 J021000 Y 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 N 070 M011000 Y 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 Y 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 Y PAGE 47 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 N 070 R021100 N 070 A011700 Y 070 A021700 N 070 B011700 Y 070 B021700 N 070 C011700 Y 070 C021700 N 070 D011700 Y 070 D021700 N 070 E011700 Y 070 E021700 N 070 F011700 Y 070 F021700 N 070 G011700 Y 070 G021700 N 070 H011700 Y 070 H021700 N 070 I011700 Y 070 I021700 N 070 J011700 Y 070 J021700 Y 070 K011700 Y 070 K021700 Y 070 L011700 Y 070 L021700 N 070 M011700 Y 070 M021700 N 070 N011700 Y 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 N 070 Q011700 N 070 Q021700 N 070 R011700 Y 070 R021700 N 070 A011900 Y PAGE 48 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 Y 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 N 070 M011900 Y 070 M021900 N 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 N 070 Q021900 N 070 R011900 N 070 R021900 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N PAGE 49 070 I012000 Y 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 Y 070 L012000 Y 070 L022000 N 070 M012000 Y 070 M022000 N 070 N012000 Y 070 N022000 N 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 N 070 Q012000 N 070 Q022000 N 070 R012000 N 070 R022000 N 070 A012200 Y 070 A022200 N 070 B012200 Y 070 B022200 N 070 C012200 Y 070 C022200 N 070 D012200 Y 070 D022200 N 070 E012200 Y 070 E022200 N 070 F012200 Y 070 F022200 N 070 G012200 Y 070 G022200 N 070 H012200 Y 070 H022200 N 070 I012200 Y 070 I022200 N 070 J012200 Y 070 J022200 N 070 K012200 Y 070 K022200 Y 070 L012200 Y 070 L022200 N 070 M012200 Y 070 M022200 N 070 N012200 Y 070 N022200 N 070 O012200 Y 070 O022200 N 070 P012200 Y PAGE 50 070 P022200 N 070 Q012200 N 070 Q022200 N 070 R012200 N 070 R022200 N 070 A016200 Y 070 A026200 N 070 B016200 Y 070 B026200 N 070 C016200 Y 070 C026200 N 070 D016200 Y 070 D026200 N 070 E016200 Y 070 E026200 Y 070 F016200 Y 070 F026200 N 070 G016200 Y 070 G026200 N 070 H016200 Y 070 H026200 N 070 I016200 Y 070 I026200 N 070 J016200 Y 070 J026200 N 070 K016200 Y 070 K026200 Y 070 L016200 Y 070 L026200 Y 070 M016200 Y 070 M026200 Y 070 N016200 Y 070 N026200 N 070 O016200 Y 070 O026200 N 070 P016200 Y 070 P026200 N 070 Q016200 Y 070 Q026200 N 070 R016200 Y 070 R026200 N 071 A000500 1762892 071 B000500 1898283 071 C000500 2055280 071 D000500 86 071 A001000 37676 071 B001000 31715 071 C001000 472974 071 D001000 7 071 A001100 245200 071 B001100 146263 PAGE 51 071 C001100 2117736 071 D001100 7 071 A001700 13829 071 B001700 12468 071 C001700 174367 071 D001700 7 071 A001900 8843 071 B001900 6618 071 C001900 290750 071 D001900 2 071 A002000 8011 071 B002000 12892 071 C002000 157821 071 D002000 5 071 A002200 27828 071 B002200 14158 071 C002200 257003 071 D002200 6 071 A006200 0 071 B006200 68674 071 C006200 53022 071 D006200 0 072 A000500 6 072 B000500 50649 072 C000500 86 072 D000500 0 072 E000500 0 072 F000500 5274 072 G000500 645 072 H000500 0 072 I000500 1986 072 J000500 52 072 K000500 112 072 L000500 0 072 M000500 36 072 N000500 85 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 19 072 S000500 28 072 T000500 2551 072 U000500 0 072 V000500 0 072 W000500 41 072 X000500 10829 072 Y000500 314 072 Z000500 40220 072AA000500 24764 072BB000500 0 072CC010500 0 PAGE 52 072CC020500 30893 072DD010500 27764 072DD020500 17063 072EE000500 34784 072 A001000 6 072 B001000 11022 072 C001000 0 072 D001000 0 072 E001000 0 072 F001000 951 072 G001000 161 072 H001000 0 072 I001000 319 072 J001000 2 072 K001000 17 072 L001000 0 072 M001000 16 072 N001000 10 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 12 072 S001000 6 072 T001000 595 072 U001000 0 072 V001000 0 072 W001000 8 072 X001000 2097 072 Y001000 218 072 Z001000 9143 072AA001000 2855 072BB001000 0 072CC011000 0 072CC021000 5266 072DD011000 6864 072DD021000 2278 072EE001000 2102 072 A001100 6 072 B001100 42370 072 C001100 1 072 D001100 0 072 E001100 0 072 F001100 4220 072 G001100 679 072 H001100 0 072 I001100 2096 072 J001100 7 072 K001100 26 072 L001100 0 072 M001100 49 072 N001100 66 PAGE 53 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 13 072 S001100 27 072 T001100 469 072 U001100 0 072 V001100 0 072 W001100 21 072 X001100 7673 072 Y001100 1256 072 Z001100 35954 072AA001100 8026 072BB001100 0 072CC011100 0 072CC021100 29159 072DD011100 3645 072DD021100 32306 072EE001100 0 072 A001700 6 072 B001700 3878 072 C001700 0 072 D001700 0 072 E001700 0 072 F001700 354 072 G001700 62 072 H001700 0 072 I001700 110 072 J001700 1 072 K001700 15 072 L001700 0 072 M001700 11 072 N001700 17 072 O001700 0 072 P001700 0 072 Q001700 0 072 R001700 12 072 S001700 2 072 T001700 245 072 U001700 0 072 V001700 0 072 W001700 5 072 X001700 834 072 Y001700 121 072 Z001700 3165 072AA001700 722 072BB001700 0 072CC011700 0 072CC021700 982 072DD011700 2599 072DD021700 518 PAGE 54 072EE001700 0 072 A001900 6 072 B001900 5492 072 C001900 0 072 D001900 0 072 E001900 0 072 F001900 588 072 G001900 102 072 H001900 0 072 I001900 301 072 J001900 2 072 K001900 13 072 L001900 0 072 M001900 13 072 N001900 19 072 O001900 0 072 P001900 0 072 Q001900 0 072 R001900 12 072 S001900 4 072 T001900 80 072 U001900 0 072 V001900 0 072 W001900 3 072 X001900 1137 072 Y001900 235 072 Z001900 4590 072AA001900 149 072BB001900 0 072CC011900 0 072CC021900 1893 072DD011900 338 072DD021900 4249 072EE001900 0 072 A002000 6 072 B002000 2881 072 C002000 0 072 D002000 0 072 E002000 0 072 F002000 321 072 G002000 56 072 H002000 0 072 I002000 165 072 J002000 1 072 K002000 12 072 L002000 0 072 M002000 11 072 N002000 15 072 O002000 0 072 P002000 0 072 Q002000 0 PAGE 55 072 R002000 12 072 S002000 2 072 T002000 40 072 U002000 0 072 V002000 0 072 W002000 4 072 X002000 639 072 Y002000 149 072 Z002000 2391 072AA002000 433 072BB002000 0 072CC012000 0 072CC022000 1861 072DD012000 99 072DD022000 2291 072EE002000 318 072 A002200 6 072 B002200 4872 072 C002200 0 072 D002200 0 072 E002200 0 072 F002200 525 072 G002200 91 072 H002200 0 072 I002200 258 072 J002200 2 072 K002200 14 072 L002200 0 072 M002200 12 072 N002200 16 072 O002200 0 072 P002200 0 072 Q002200 0 072 R002200 12 072 S002200 3 072 T002200 101 072 U002200 0 072 V002200 0 072 W002200 6 072 X002200 1040 072 Y002200 282 072 Z002200 4114 072AA002200 757 072BB002200 0 072CC012200 0 072CC022200 2654 072DD012200 334 072DD022200 3779 072EE002200 0 072 A006200 3 072 B006200 598 PAGE 56 072 C006200 6 072 D006200 0 072 E006200 0 072 F006200 115 072 G006200 16 072 H006200 0 072 I006200 1 072 J006200 11 072 K006200 -3 072 L006200 0 072 M006200 3 072 N006200 18 072 O006200 0 072 P006200 0 072 Q006200 0 072 R006200 0 072 S006200 6 072 T006200 1 072 U006200 0 072 V006200 0 072 W006200 2 072 X006200 170 072 Y006200 25 072 Z006200 459 072AA006200 0 072BB006200 2492 072CC016200 1717 072CC026200 0 072DD016200 29 072DD026200 1576 072EE006200 1023 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0995 073 C000500 0.0000 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0353 073 C001000 0.0000 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 073 A011700 0.0000 073 A021700 0.0000 073 B001700 0.0000 073 C001700 0.0000 073 A011900 0.0000 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 PAGE 57 073 A012000 0.0000 073 A022000 0.0000 073 B002000 0.0213 073 C002000 0.0000 073 A012200 0.0000 073 A022200 0.0000 073 B002200 0.0000 073 C002200 0.0000 073 A016200 0.0000 073 A026200 0.0000 073 B006200 0.1485 073 C006200 0.0000 074 A000500 652 074 B000500 0 074 C000500 0 074 D000500 1975459 074 E000500 0 074 F000500 1196 074 G000500 0 074 H000500 0 074 I000500 137505 074 J000500 74847 074 K000500 192 074 L000500 29454 074 M000500 18003 074 N000500 2237308 074 O000500 204194 074 P000500 641 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 51266 074 S000500 0 074 T000500 1981207 074 U010500 218028 074 U020500 113277 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 16088 074 Y000500 66472 074 A001000 0 074 B001000 0 074 C001000 0 074 D001000 473840 074 E001000 0 074 F001000 0 074 G001000 0 074 H001000 0 074 I001000 6611 PAGE 58 074 J001000 645 074 K001000 61 074 L001000 7072 074 M001000 6 074 N001000 488235 074 O001000 1964 074 P001000 169 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 1891 074 S001000 0 074 T001000 484211 074 U011000 45526 074 U021000 15628 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 2655 074 Y001000 0 074 A001100 7343 074 B001100 0 074 C001100 0 074 D001100 2147408 074 E001100 0 074 F001100 0 074 G001100 0 074 H001100 0 074 I001100 16920 074 J001100 10565 074 K001100 209 074 L001100 31320 074 M001100 34 074 N001100 2213799 074 O001100 19989 074 P001100 871 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 6791 074 S001100 0 074 T001100 2186148 074 U011100 21816 074 U021100 182236 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 3370 074 Y001100 0 PAGE 59 074 A001700 0 074 B001700 0 074 C001700 0 074 D001700 174767 074 E001700 0 074 F001700 0 074 G001700 0 074 H001700 0 074 I001700 2032 074 J001700 0 074 K001700 35 074 L001700 3135 074 M001700 7 074 N001700 179976 074 O001700 1674 074 P001700 65 074 Q001700 0 074 R011700 0 074 R021700 0 074 R031700 0 074 R041700 684 074 S001700 0 074 T001700 177553 074 U011700 19504 074 U021700 4154 074 V011700 0.00 074 V021700 0.00 074 W001700 0.0000 074 X001700 1416 074 Y001700 0 074 A001900 1228 074 B001900 0 074 C001900 0 074 D001900 289710 074 E001900 0 074 F001900 0 074 G001900 0 074 H001900 0 074 I001900 1327 074 J001900 0 074 K001900 45 074 L001900 3752 074 M001900 9 074 N001900 296071 074 O001900 0 074 P001900 97 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 1049 PAGE 60 074 S001900 0 074 T001900 294925 074 U011900 2106 074 U021900 24824 074 V011900 0.00 074 V021900 0.00 074 W001900 0.0000 074 X001900 306 074 Y001900 0 074 A002000 1449 074 B002000 0 074 C002000 0 074 D002000 156521 074 E002000 0 074 F002000 0 074 G002000 0 074 H002000 0 074 I002000 600 074 J002000 0 074 K002000 36 074 L002000 2146 074 M002000 7 074 N002000 160759 074 O002000 0 074 P002000 66 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 700 074 S002000 0 074 T002000 159993 074 U012000 615 074 U022000 14007 074 V012000 0.00 074 V022000 0.00 074 W002000 0.0000 074 X002000 238 074 Y002000 0 074 A002200 2121 074 B002200 0 074 C002200 0 074 D002200 267566 074 E002200 0 074 F002200 0 074 G002200 0 074 H002200 0 074 I002200 2584 074 J002200 0 074 K002200 37 074 L002200 3894 PAGE 61 074 M002200 7 074 N002200 276209 074 O002200 532 074 P002200 89 074 Q002200 0 074 R012200 0 074 R022200 0 074 R032200 0 074 R042200 797 074 S002200 0 074 T002200 274791 074 U012200 2580 074 U022200 20092 074 V012200 0.00 074 V022200 0.00 074 W002200 0.0000 074 X002200 279 074 Y002200 0 074 A006200 0 074 B006200 0 074 C006200 0 074 D006200 0 074 E006200 0 074 F006200 0 074 G006200 0 074 H006200 0 074 I006200 0 074 J006200 0 074 K006200 0 074 L006200 0 074 M006200 0 074 N006200 0 074 O006200 0 074 P006200 0 074 Q006200 0 074 R016200 0 074 R026200 0 074 R036200 0 074 R046200 0 074 S006200 0 074 T006200 0 074 U016200 0 074 U026200 0 074 V016200 0.00 074 V026200 0.00 074 W006200 0.0000 074 X006200 0 074 Y006200 0 075 A000500 0 075 B000500 2867979 075 A001000 0 PAGE 62 075 B001000 479756 075 A001100 0 075 B001100 2153720 075 A001700 0 075 B001700 178214 075 A001900 0 075 B001900 296064 075 A002000 0 075 B002000 162001 075 A002200 0 075 B002200 265603 075 A006200 0 075 B006200 75403 076 000500 0.00 076 001000 0.00 076 001100 0.00 076 001700 0.00 076 001900 0.00 076 002000 0.00 076 002200 0.00 076 006200 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 Y 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 PAGE 63 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SEE BELOW TITLE SEE BELOW This report is signed on behalf of the registrant (or depositor or trustee). City of: Boston State of: Massachusetts Date: June 19, 2015 Name of Registrant, Depositor, or Trustee: Columbia Funds Series Trust I /s/ Michael G. Clarke -------------------------- Michael G. Clarke Treasurer /s/ Joseph F. DiMaria -------------------------- Joseph F. DiMaria Chief Accounting Officer Witness Columbia Funds Series Trust I EX-99.77E 2 d944000dex9977e.htm EXHIBIT 77E Exhibit 77E

77E Information Regarding Pending and Settled Legal Proceedings

In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)) entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and the MDOC in these legal proceedings, and have made regular reports to the Funds’ Boards of Trustees.

Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make quarterly (10-Q), annual (10-K) and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov.

There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial.

EX-99.77H 3 d944000dex9977h.htm EXHIBIT 77H Exhibit 77H

N-SAR Item 77H: Change in Control of Registrant

 

Below are the persons presumed to control Registrant’s series because such person owns more than 25% of a series based on the records of the series.

 

As of April 30th 2015

 

Fund    Name of Person    Ownership % of Series

COLUMBIA STRATEGIC INCOME FUND

    American Enterprise Investment Svc    32.53%

As of October 1st 2014

 

Fund    Name of Person    Ownership % of Series

COLUMBIA AMT-FREE INTERMEDIATE MUNI BOND FUND

    Merrill Lynch, Pierce, Fenner & Smith Inc for the Sole Benefit of its Customers    77.00%

COLUMBIA AMT-FREE NY INTERMEDIATE MUNI BOND FUND

    Merrill Lynch, Pierce, Fenner & Smith Inc for the Sole Benefit of its Customers    64.83%

COLUMBIA AMT-FREE CT INTERMEDIATE MUNI BOND FUND

    Merrill Lynch, Pierce, Fenner & Smith Inc for the Sole Benefit of its Customers    79.05%

COLUMBIA AMT-FREE MA INTERMEDIATE MUNI BOND FUND

    Merrill Lynch, Pierce, Fenner & Smith Inc for the Sole Benefit of its Customers    77.14%