0001193125-14-249443.txt : 20140627 0001193125-14-249443.hdr.sgml : 20140627 20140625182959 ACCESSION NUMBER: 0001193125-14-249443 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140430 FILED AS OF DATE: 20140626 DATE AS OF CHANGE: 20140625 EFFECTIVENESS DATE: 20140626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 14940981 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 8003382550 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010617 Columbia Strategic Income Fund C000029358 Class A COSIX C000029359 Class B CLSBX C000029360 Class C CLSCX C000029362 Class Z LSIZX C000094661 Class R CSNRX C000094662 Class K CSIVX C000094663 Class R5 CTIVX C000094664 Class W CTTWX C000122657 Class R4 CMNRX C000129839 Class Y CPHUX 0000773757 S000010621 Columbia California Tax-Exempt Fund C000029377 Class A CLMPX C000029378 Class B CCABX C000029379 Class C CCAOX C000029380 Class Z CCAZX C000126465 Class R4 CCARX 0000773757 S000010623 Columbia Intermediate Municipal Bond Fund C000029387 Class A LITAX C000029388 Class B LITBX C000029389 Class C LITCX C000029391 Class T GIMAX C000029392 Class Z SETMX C000122658 Class R5 CTMRX C000126466 Class R4 CIMRX 0000773757 S000012086 Columbia Connecticut Intermediate Municipal Bond Fund C000032936 Class A LCTAX C000032937 Class B LCTBX C000032938 Class C LCTCX C000032940 Class T GCBAX C000032941 Class Z SCTEX C000126470 Class R4 CCTMX 0000773757 S000012087 Columbia Massachusetts Intermediate Municipal Bond Fund C000032942 Class A LMIAX C000032943 Class B LMIBX C000032944 Class C LMICX C000032946 Class T GMBAX C000032947 Class Z SEMAX C000126471 Class R4 CMANX 0000773757 S000012089 Columbia New York Intermediate Municipal Bond Fund C000032951 Class A LNYAX C000032952 Class B LNYBX C000032953 Class C LNYCX C000032955 Class T GANYX C000032956 Class Z GNYTX C000126472 Class R4 CNYIX 0000773757 S000012093 Columbia New York Tax-Exempt Fund C000032969 Class A COLNX C000032970 Class B CNYBX C000032971 Class C CNYCX C000106577 Class Z CNYZX C000122676 Class R5 CNYRX C000126473 Class R4 CNYEX 0000773757 S000024212 Columbia International Bond Fund C000071070 Class A CNBAX C000071071 Class C CNBCX C000071072 Class Z CNBZX C000094718 Class I CIBIX C000117690 Class W CLBWX NSAR-A 1 d748003dnsara.fil COLUMBIA FUNDS SERIES TRUST I PAGE 1 000 A000000 04/30/2014 000 C000000 0000773757 000 D000000 N 000 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LTD 015 B000586 S 015 C010586 EBENE 015 D010586 MAURITIUS 015 E040586 X 015 A000587 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B000587 S 015 C010587 TAGUIG CITY 015 D010587 PHILIPPINES 015 E040587 X 015 A000588 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B000588 S 015 C010588 COLOMBO PAGE 12 015 D010588 SRI LANKA 015 E040588 X 015 A000589 UBS AG 015 B000589 S 015 C010589 ZURICH 015 D010589 SWITZERLAND 015 E040589 X 015 A000590 UNICREDIT BANK AUSTRIA AG 015 B000590 S 015 C010590 VIENNA 015 D010590 AUSTRIA 015 E040590 X 015 A000591 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B000591 S 015 C010591 PRAGUE 015 D010591 CZECH REPUBLIC 015 E040591 X 015 A000592 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B000592 S 015 C010592 BRATISLAVA 015 D010592 SLOVAK REPUBLIC 015 E040592 X 015 A000593 UNICREDIT BANK SRBIJA A.D. 015 B000593 S 015 C010593 BELGRADE 015 D010593 SERBIA 015 E040593 X 015 A000594 UNICREDIT BANKA SLOVENIJA D.D. 015 B000594 S 015 C010594 LJUBLJANA 015 D010594 SLOVENIA 015 E040594 X 015 A001001 JPMORGAN CHASE BANK, N.A. 015 B001001 C 015 C011001 NEW YORK 015 C021001 NY 015 C031001 10005 015 E011001 X 015 A001101 JPMORGAN CHASE BANK, N.A. 015 B001101 C 015 C011101 NEW YORK 015 C021101 NY 015 C031101 10005 015 E011101 X 015 A001701 JPMORGAN CHASE BANK, N.A. 015 B001701 C 015 C011701 NEW YORK 015 C021701 NY 015 C031701 10005 015 E011701 X 015 A001901 JPMORGAN CHASE BANK, N.A. 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WARSZAWIE S.A. 015 B006207 S 015 C016207 WARSAW PAGE 14 015 D016207 POLAND 015 E046207 X 015 A006208 BANK LEUMI LE-ISRAEL B.M. 015 B006208 S 015 C016208 TEL AVIV 015 D016208 ISRAEL 015 E046208 X 015 A006209 BANQUE INTERNATIONALE ARABE DE TUNISIE, S.A. 015 B006209 S 015 C016209 TUNIS 015 D016209 TUNISIA 015 E046209 X 015 A006210 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006210 S 015 C016210 BRUSSELS 015 D016210 BELGIUM 015 E046210 X 015 A006211 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006211 S 015 C016211 PANTIN 015 D016211 FRANCE 015 E046211 X 015 A006212 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006212 S 015 C016212 MILAN 015 D016212 ITALY 015 E046212 X 015 A006213 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006213 S 015 C016213 HESPERANGE 015 D016213 LUXEMBOURG 015 E046213 X 015 A006214 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006214 S 015 C016214 AMSTERDAM 015 D016214 NETHERLANDS 015 E046214 X 015 A006215 BNP PARIBAS SECURITIES SERVICES S.C.A. 015 B006215 S 015 C016215 LISBON 015 D016215 PORTUGAL 015 E046215 X 015 A006216 CANADIAN IMPERIAL BANK OF COMMERCE 015 B006216 S 015 C016216 TORONTO 015 D016216 CANADA 015 E046216 X 015 A006217 CITIBANK A.S. 015 B006217 S 015 C016217 ISTANBUL 015 D016217 TURKEY PAGE 15 015 E046217 X 015 A006218 CITIBANK DEL PERU S.A. 015 B006218 S 015 C016218 LIMA 015 D016218 PERU 015 E046218 X 015 A006219 CITIBANK, N.A. 015 B006219 S 015 C016219 CAIRO 015 D016219 EGYPT 015 E046219 X 015 A006220 CITIBANK, N.A. 015 B006220 S 015 C016220 CARACAS 015 D016220 VENEZUELA 015 E046220 X 015 A006221 CORPBANCA INVESTMENT TRUST COLOMBIA S.A. 015 B006221 S 015 C016221 BOGATA 015 D016221 COLOMBIA 015 E046221 X 015 A006222 DBS BANK LTD. 015 B006222 S 015 C016222 SINGAPORE 015 D016222 SINGAPORE 015 E046222 X 015 A006223 DEUTSCHE BANK AG 015 B006223 S 015 C016223 ESCHBORN 015 D016223 GERMANY 015 E046223 X 015 A006224 DEUTSCHE BANK AG 015 B006224 S 015 C016224 BUDAPEST 015 D016224 HUNGARY 015 E046224 X 015 A006225 DEUTSCHE BANK AG 015 B006225 S 015 C016225 JAKARTA 015 D016225 INDONESIA 015 E046225 X 015 A006226 DEUTSCHE BANK AG 015 B006226 S 015 C016226 LONDON 015 D016226 UNITED KINGDOM 015 E046226 X 015 A006227 FIRSTRAND BANK LIMITED 015 B006227 S 015 C016227 JOHANNESBURG 015 D016227 SOUTH AFRICA 015 E046227 X PAGE 16 015 A006228 HSBC BANK (CHINA) COMPANY LIMITED 015 B006228 S 015 C016228 SHANGHAI 015 D016228 CHINA 015 E046228 X 015 A006229 HSBC BANK (VIETNAM) LTD. 015 B006229 S 015 C016229 HO CHI MINH CITY 015 D016229 VIETNAM 015 E046229 X 015 A006230 HSBC BANK ARGENTINA S.A. 015 B006230 S 015 C016230 BUENOS AIRES 015 D016230 ARGENTINA 015 E046230 X 015 A006231 HSBC BANK BERMUDA LIMITED 015 B006231 S 015 C016231 HAMILTON 015 D016231 BERMUDA 015 E046231 X 015 A006232 HSBC BANK MALAYSIA BERHAD 015 B006232 S 015 C016232 KUALA LUMPUR 015 D016232 MALAYSIA 015 E046232 X 015 A006233 HSBC BANK MIDDLE EAST LIMITED 015 B006233 S 015 C016233 AL SEEF 015 D016233 BAHRAIN 015 E046233 X 015 A006234 HSBC BANK MIDDLE EAST LIMITED 015 B006234 S 015 C016234 AMMAN 015 D016234 JORDAN 015 E046234 X 015 A006235 HSBC BANK MIDDLE EAST LIMITED 015 B006235 S 015 C016235 SAFAT 015 D016235 KUWAIT 015 E046235 X 015 A006236 HSBC BANK MIDDLE EAST LIMITED 015 B006236 S 015 C016236 BEIRUT 015 D016236 LEBANON 015 E046236 X 015 A006237 HSBC BANK MIDDLE EAST LIMITED 015 B006237 S 015 C016237 RAMALLAH 015 D016237 PALESTINE TERRITORY 015 E046237 X 015 A006238 HSBC BANK MIDDLE EAST LIMITED PAGE 17 015 B006238 S 015 C016238 DOHA 015 D016238 QATAR 015 E046238 X 015 A006239 HSBC BANK MIDDLE EAST LIMITED 015 B006239 S 015 C016239 DUBAI 015 D016239 UAE 015 E046239 X 015 A006240 HSBC BANK OMAN S.A.O.G. 015 B006240 S 015 C016240 SEEB 015 D016240 OMAN 015 E046240 X 015 A006241 HSBC BANK PLC 015 B006241 S 015 C016241 ATHENS 015 D016241 GREECE 015 E046241 X 015 A006242 HSBC SAUDI ARABIA LIMITED 015 B006242 S 015 C016242 RIYADH 015 D016242 SAUDI ARABIA 015 E046242 X 015 A006243 ING BANK N.V. 015 B006243 S 015 C016243 SOFIA 015 D016243 BULGARIA 015 E046243 X 015 A006244 ING BANK N.V. 015 B006244 S 015 C016244 BUCHAREST 015 D016244 ROMANIA 015 E046244 X 015 A006245 ING BANK UKRAINE 015 B006245 S 015 C016245 KIEV 015 D016245 UKRAINE 015 E046245 X 015 A006246 ISLANDSBANKI HF. 015 B006246 S 015 C016246 REYKJAVIK 015 D016246 ICELAND 015 E046246 X 015 A006247 J.P. MORGAN AG 015 B006247 S 015 C016247 FRANKFURT 015 D016247 GERMANY 015 E046247 X 015 A006248 J.P. MORGAN BANK INTERNATIONAL 015 B006248 S PAGE 18 015 C016248 MOSCOW 015 D016248 RUSSIA 015 E046248 X 015 A006249 J.P. MORGAN S.A. DTVM 015 B006249 S 015 C016249 SAO PAULO 015 D016249 BRAZIL 015 E046249 X 015 A006250 JPMORGAN CHASE BANK, N.A. 015 B006250 S 015 C016250 SYDNEY 015 D016250 AUSTRALIA 015 E046250 X 015 A006251 JPMORGAN CHASE BANK, N.A. 015 B006251 S 015 C016251 QUARRY BAY 015 D016251 HONG KONG 015 E046251 X 015 A006252 JPMORGAN CHASE BANK, N.A. 015 B006252 S 015 C016252 MUMBAI 015 D016252 INDIA 015 E046252 X 015 A006253 JPMORGAN CHASE BANK, N.A. 015 B006253 S 015 C016253 WELLINGTON 015 D016253 NEW ZEALAND 015 E046253 X 015 A006254 JPMORGAN CHASE BANK, N.A. 015 B006254 S 015 C016254 TAIPEI 015 D016254 TAIWAN 015 E046254 X 015 A006255 JPMORGAN CHASE BANK, N.A. 015 B006255 S 015 C016255 LONDON 015 D016255 UNITED KINGDOM 015 E046255 X 015 A006256 MIZUHO BANK, LTD. 015 B006256 S 015 C016256 TOKYO 015 D016256 JAPAN 015 E046256 X 015 A006257 NORDEA BANK AB 015 B006257 S 015 C016257 STOCKHOLM 015 D016257 SWEDEN 015 E046257 X 015 A006258 NORDEA BANK DANMARK A/S 015 B006258 S 015 C016258 TAASTRUP PAGE 19 015 D016258 DENMARK 015 E046258 X 015 A006259 NORDEA BANK FINLAND PLC 015 B006259 S 015 C016259 HELSINKI 015 D016259 FINLAND 015 E046259 X 015 A006260 NORDEA BANK NORGE ASA 015 B006260 S 015 C016260 OSLO 015 D016260 NORWAY 015 E046260 X 015 A006261 PRIVREDNA BANKA ZAGREB D.D. 015 B006261 S 015 C016261 ZAGREB 015 D016261 CROATIA 015 E046261 X 015 A006262 REPUBLIC BANK LIMITED 015 B006262 S 015 C016262 PORT OF SPAIN 015 D016262 TRINIDAD AND TOBAGO 015 E046262 X 015 A006263 ROYAL BANK OF CANADA 015 B006263 S 015 C016263 TORONTO 015 D016263 CANADA 015 E046263 X 015 A006264 SANTANDER INVESTMENT, S.A. 015 B006264 S 015 C016264 MADRID 015 D016264 SPAIN 015 E046264 X 015 A006265 SB HSBC BANK KAZAKHSTAN JSC 015 B006265 S 015 C016265 ALMATY 015 D016265 KAZAKHSTAN 015 E046265 X 015 A006266 SOCIETE GENERALE 015 B006266 S 015 C016266 PARIS 015 D016266 FRANCE 015 E046266 X 015 A006267 SOCIETE GENERALE MAROCAINE DE BANQUES 015 B006267 S 015 C016267 CASABLANCA 015 D016267 MOROCCO 015 E046267 X 015 A006268 STANBIC BANK TANZANIA LIMITED 015 B006268 S 015 C016268 DAR ES SALAAM 015 D016268 TANZANIA PAGE 20 015 E046268 X 015 A006269 STANBIC BANK ZIMBABWE LIMITED 015 B006269 S 015 C016269 HARARE 015 D016269 ZIMBABWE 015 E046269 X 015 A006270 STANBIC IBTC BANK PLC 015 B006270 S 015 C016270 LAGOS 015 D016270 NIGERIA 015 E046270 X 015 A006271 STANDARD BANK LIMITED, MALAWI 015 B006271 S 015 C016271 BLANTYRE 015 D016271 MALAWI 015 E046271 X 015 A006272 STANDARD BANK NAMIBIA LIMITED 015 B006272 S 015 C016272 WINDHOEK 015 D016272 NAMIBIA 015 E046272 X 015 A006273 STANDARD CHARTERED BANK 015 B006273 S 015 C016273 DHAKA 015 D016273 BANGLADESH 015 E046273 X 015 A006274 STANDARD CHARTERED BANK (PAKISTAN) LIMITED 015 B006274 S 015 C016274 KARACHI 015 D016274 PAKISTAN 015 E046274 X 015 A006275 STANDARD CHARTERED BANK (THAI) PUBLIC CO. 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LTD 015 B006286 S 015 C016286 EBENE 015 D016286 MAURITIUS 015 E046286 X 015 A006287 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B006287 S 015 C016287 TAGUIG CITY 015 D016287 PHILIPPINES 015 E046287 X 015 A006288 THE HONGKONG AND SHANGHAI BANKING CORP. LTD 015 B006288 S 015 C016288 COLOMBO 015 D016288 SRI LANKA 015 E046288 X 015 A006289 UBS AG PAGE 22 015 B006289 S 015 C016289 ZURICH 015 D016289 SWITZERLAND 015 E046289 X 015 A006290 UNICREDIT BANK AUSTRIA AG 015 B006290 S 015 C016290 VIENNA 015 D016290 AUSTRIA 015 E046290 X 015 A006291 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B006291 S 015 C016291 PRAGUE 015 D016291 CZECH REPUBLIC 015 E046291 X 015 A006292 UNICREDIT BANK CZECH RPB. & SLOVAKIA A.S. 015 B006292 S 015 C016292 BRATISLAVA 015 D016292 SLOVAK REPUBLIC 015 E046292 X 015 A006293 UNICREDIT BANK SRBIJA A.D. 015 B006293 S 015 C016293 BELGRADE 015 D016293 SERBIA 015 E046293 X 015 A006294 UNICREDIT BANKA SLOVENIJA D.D. 015 B006294 S 015 C016294 LJUBLJANA 015 D016294 SLOVENIA 015 E046294 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 198 019 C00AA00 COLUMBIAFD 020 A000001 J.P. MORGAN SECURITIES, INC. 020 B000001 13-3224016 020 C000001 92 021 000000 92 022 A000001 CITIGROUP GLOBAL MARKETS INC. 022 B000001 11-2418191 022 C000001 18330 022 D000001 485197 022 A000002 GOLDMAN, SACHS & CO. 022 B000002 13-5108880 022 C000002 231839 022 D000002 211814 022 A000003 BARCLAYS CAPITAL 022 B000003 13-3297824 022 C000003 157036 022 D000003 258559 022 A000004 CREDIT SUISSE SECURITIES (USA) L.L.C. 022 B000004 13-5659485 PAGE 23 022 C000004 219792 022 D000004 193844 022 A000005 J.P. MORGAN SECURITIES, INC. 022 B000005 13-3224016 022 C000005 205519 022 D000005 184114 022 A000006 MORGAN STANLEY 022 B000006 13-2655998 022 C000006 69952 022 D000006 86417 022 A000007 BANC OF AMERICA SECURITIES LLC 022 B000007 56-2058405 022 C000007 67548 022 D000007 48708 022 A000008 WELLS FARGO INVESTMENTS, LLC 022 B000008 91-1374280 022 C000008 42049 022 D000008 43502 022 A000009 DEUTSCHE BANK SECURITIES INC. 022 B000009 13-2730828 022 C000009 35149 022 D000009 42140 022 A000010 JEFFERIES & COMPANY, INC. 022 B000010 95-2622900 022 C000010 24276 022 D000010 34191 023 C000000 1293911 023 D000000 1941255 024 000500 Y 024 001000 N 024 001100 N 024 001700 N 024 001900 N 024 002000 N 024 002200 N 024 006200 N 025 A000501 Citigroup, Inc. 025 B000501 11-2418191 025 C000501 D 025 D000501 2195 025 A000502 Citigroup Mortgage Loan Trust, Inc. 025 B000502 11-2418191 025 C000502 D 025 D000502 47843 025 A000503 Credit Suisse Mortgage Capital Certificates 025 B000503 13-5659485 025 C000503 D 025 D000503 71085 025 A000504 E*TRADE Financial Corp. 025 B000504 77-0116489 025 C000504 D PAGE 24 025 D000504 2942 025 A000505 JPMorgan Chase & Co. 025 B000505 13-3224016 025 C000505 D 025 D000505 2221 025 A000506 Morgan Stanley 025 B000506 13-2655998 025 C000506 D 025 D000506 13618 025 A000507 Nuveen Floating Rate Income Opportunity Fund 025 B000507 36-2639476 025 C000507 D 025 D000507 5347 025 A000508 Bear Stearns Commercial Mortgage Securities 025 B000508 13-3299429 025 C000508 D 025 D000508 1528 025 A000509 GS Mortgage Securities 025 B000509 13-5108880 025 C000509 D 025 D000509 16241 025 A000510 The Goldman Sachs Group, Inc. 025 B000510 13-5108880 025 C000510 D 025 D000510 2182 025 A000511 JPMorgan Resecuritization Trust 025 B000511 13-3224016 025 C000511 D 025 D000511 1318 025 A000512 Banc of America/Merrill Lynch CommlMortgage 025 B000512 13-5674085 025 C000512 D 025 D000512 8050 025 A000513 GS Mortgage Sec Corp. Resecuritization Trust 025 B000513 13-5108880 025 C000513 D 025 D000513 8538 025 A000514 Kinder Morgan Energy Partners LP 025 B000514 76-0380342 025 C000514 D 025 D000514 1555 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y PAGE 25 028 A010500 39816 028 A020500 4738 028 A030500 0 028 A040500 70235 028 B010500 52829 028 B020500 52014 028 B030500 0 028 B040500 92476 028 C010500 50971 028 C020500 4270 028 C030500 0 028 C040500 77038 028 D010500 44089 028 D020500 4247 028 D030500 0 028 D040500 63503 028 E010500 50909 028 E020500 4244 028 E030500 0 028 E040500 53357 028 F010500 54438 028 F020500 4265 028 F030500 0 028 F040500 83921 028 G010500 293052 028 G020500 73778 028 G030500 0 028 G040500 440530 028 H000500 13344 028 A011000 1246 028 A021000 0 028 A031000 0 028 A041000 7206 028 B011000 13983 028 B021000 3675 028 B031000 0 028 B041000 11954 028 C011000 2240 028 C021000 960 028 C031000 0 028 C041000 6015 028 D011000 2106 028 D021000 1075 028 D031000 0 028 D041000 11961 028 E011000 1561 028 E021000 952 028 E031000 0 028 E041000 3818 028 F011000 3907 028 F021000 2043 PAGE 26 028 F031000 0 028 F041000 6686 028 G011000 25043 028 G021000 8705 028 G031000 0 028 G041000 47640 028 H001000 4172 028 A011100 31281 028 A021100 0 028 A031100 0 028 A041100 49321 028 B011100 31508 028 B021100 1003 028 B031100 0 028 B041100 85420 028 C011100 24645 028 C021100 1044 028 C031100 0 028 C041100 46625 028 D011100 20527 028 D021100 1059 028 D031100 0 028 D041100 37789 028 E011100 18178 028 E021100 948 028 E031100 0 028 E041100 34106 028 F011100 28268 028 F021100 2034 028 F031100 0 028 F041100 26769 028 G011100 154407 028 G021100 6088 028 G031100 0 028 G041100 280030 028 H001100 5633 028 A011700 530 028 A021700 0 028 A031700 0 028 A041700 1940 028 B011700 2746 028 B021700 1343 028 B031700 0 028 B041700 5797 028 C011700 3232 028 C021700 362 028 C031700 0 028 C041700 4219 028 D011700 1788 028 D021700 399 028 D031700 0 PAGE 27 028 D041700 2055 028 E011700 1427 028 E021700 361 028 E031700 0 028 E041700 1555 028 F011700 968 028 F021700 796 028 F031700 0 028 F041700 1462 028 G011700 10691 028 G021700 3261 028 G031700 0 028 G041700 17028 028 H001700 4441 028 A011900 1624 028 A021900 0 028 A031900 0 028 A041900 6656 028 B011900 2901 028 B021900 116 028 B031900 0 028 B041900 8713 028 C011900 2778 028 C021900 117 028 C031900 0 028 C041900 3375 028 D011900 1317 028 D021900 116 028 D031900 0 028 D041900 5328 028 E011900 1520 028 E021900 105 028 E031900 0 028 E041900 4112 028 F011900 2502 028 F021900 235 028 F031900 0 028 F041900 7010 028 G011900 12642 028 G021900 689 028 G031900 0 028 G041900 35194 028 H001900 345 028 A012000 405 028 A022000 0 028 A032000 0 028 A042000 2703 028 B012000 2008 028 B022000 62 028 B032000 0 028 B042000 7534 PAGE 28 028 C012000 1387 028 C022000 65 028 C032000 0 028 C042000 4623 028 D012000 503 028 D022000 65 028 D032000 0 028 D042000 1946 028 E012000 2100 028 E022000 57 028 E032000 0 028 E042000 2045 028 F012000 3248 028 F022000 129 028 F032000 0 028 F042000 2589 028 G012000 9651 028 G022000 378 028 G032000 0 028 G042000 21440 028 H002000 1084 028 A012200 2820 028 A022200 0 028 A032200 0 028 A042200 5072 028 B012200 2893 028 B022200 162 028 B032200 0 028 B042200 9564 028 C012200 2147 028 C022200 162 028 C032200 0 028 C042200 5930 028 D012200 3653 028 D022200 155 028 D032200 0 028 D042200 4910 028 E012200 3977 028 E022200 138 028 E032200 0 028 E042200 3213 028 F012200 3418 028 F022200 318 028 F032200 0 028 F042200 2676 028 G012200 18908 028 G022200 935 028 G032200 0 028 G042200 31365 028 H002200 405 028 A016200 1103 PAGE 29 028 A026200 0 028 A036200 0 028 A046200 3815 028 B016200 73 028 B026200 0 028 B036200 0 028 B046200 904 028 C016200 1598 028 C026200 0 028 C036200 0 028 C046200 2261 028 D016200 65 028 D026200 0 028 D036200 0 028 D046200 226 028 E016200 91 028 E026200 0 028 E036200 0 028 E046200 289 028 F016200 67 028 F026200 0 028 F036200 0 028 F046200 240 028 G016200 2997 028 G026200 0 028 G036200 0 028 G046200 7735 028 H006200 101 029 000500 Y 029 001000 Y 029 001100 Y 029 001700 Y 029 001900 Y 029 002000 Y 029 002200 Y 029 006200 Y 030 A000500 313 030 B000500 4.75 030 C000500 0.00 030 A001000 58 030 B001000 4.75 030 C001000 0.00 030 A001100 58 030 B001100 4.75 030 C001100 0.00 030 A001700 58 030 B001700 4.75 030 C001700 0.00 030 A001900 9 030 B001900 4.75 030 C001900 0.00 PAGE 30 030 A002000 2 030 B002000 4.75 030 C002000 0.00 030 A002200 10 030 B002200 4.75 030 C002200 0.00 030 A006200 2 030 B006200 4.75 030 C006200 0.00 031 A000500 94 031 B000500 0 031 A001000 14 031 B001000 0 031 A001100 6 031 B001100 0 031 A001700 14 031 B001700 0 031 A001900 2 031 B001900 0 031 A002000 0 031 B002000 9 031 A002200 3 031 B002200 0 031 A006200 1 031 B006200 0 032 000500 74 032 001000 21 032 001100 10 032 001700 31 032 001900 6 032 002000 2 032 002200 6 032 006200 0 033 000500 145 033 001000 23 033 001100 42 033 001700 13 033 001900 1 033 002000 9 033 002200 1 033 006200 1 034 000500 Y 034 001000 Y 034 001100 Y 034 001700 Y 034 001900 Y 034 002000 N 034 002200 N 034 006200 N 035 000500 16 035 001000 5 PAGE 31 035 001100 4 035 001700 1 035 001900 0 035 002000 0 035 002200 0 035 006200 0 036 A000500 N 036 B000500 0 036 A001000 N 036 B001000 0 036 A001100 N 036 B001100 0 036 A001700 N 036 B001700 0 036 A001900 N 036 B001900 0 036 B002000 0 036 B002200 0 036 B006200 0 037 000500 N 037 001000 N 037 001100 N 037 001700 N 037 001900 N 037 002000 N 037 002200 N 037 006200 N 038 000500 0 038 001000 0 038 001100 0 038 001700 0 038 001900 0 038 002000 0 038 002200 0 038 006200 0 039 000500 N 039 001000 N 039 001100 N 039 001700 N 039 001900 N 039 002000 N 039 002200 N 039 006200 N 040 000500 Y 040 001000 Y 040 001100 Y 040 001700 Y 040 001900 Y 040 002000 Y 040 002200 Y 040 006200 Y PAGE 32 041 000500 Y 041 001000 Y 041 001100 Y 041 001700 Y 041 001900 Y 041 002000 Y 041 002200 Y 041 006200 Y 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A001000 0 042 B001000 0 042 C001000 100 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 042 A001700 0 042 B001700 0 042 C001700 100 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 0 042 A001900 0 042 B001900 0 042 C001900 100 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 042 A002000 0 042 B002000 0 042 C002000 100 PAGE 33 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 042 A002200 0 042 B002200 0 042 C002200 100 042 D002200 0 042 E002200 0 042 F002200 0 042 G002200 0 042 H002200 0 042 A006200 0 042 B006200 0 042 C006200 100 042 D006200 0 042 E006200 0 042 F006200 0 042 G006200 0 042 H006200 0 043 000500 2553 043 001000 573 043 001100 337 043 001700 236 043 001900 65 043 002000 34 043 002200 89 043 006200 3 044 000500 0 044 001000 0 044 001100 0 044 001700 0 044 001900 0 044 002000 0 044 002200 0 044 006200 0 045 000500 Y 045 001000 Y 045 001100 Y 045 001700 Y 045 001900 Y 045 002000 Y 045 002200 Y 045 006200 Y 046 000500 N 046 001000 N 046 001100 N 046 001700 N 046 001900 N 046 002000 N PAGE 34 046 002200 N 046 006200 N 047 000500 Y 047 001000 Y 047 001100 Y 047 001700 Y 047 001900 Y 047 002000 Y 047 002200 Y 047 006200 Y 048 000500 0.000 048 A010500 500000 048 A020500 0.530 048 B010500 500000 048 B020500 0.525 048 C010500 1000000 048 C020500 0.515 048 D010500 1000000 048 D020500 0.495 048 E010500 3000000 048 E020500 0.480 048 F010500 1500000 048 F020500 0.455 048 G010500 1500000 048 G020500 0.440 048 H010500 1000000 048 H020500 0.431 048 I010500 5000000 048 I020500 0.419 048 J010500 5000000 048 J020500 0.409 048 K010500 50000000 048 K020500 0.353 048 001000 0.000 048 A011000 500000 048 A021000 0.400 048 B011000 500000 048 B021000 0.350 048 C011000 2000000 048 C021000 0.320 048 D011000 3000000 048 D021000 0.290 048 E011000 1500000 048 E021000 0.280 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 PAGE 35 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 7500000 048 K021000 0.270 048 001100 0.000 048 A011100 1000000 048 A021100 0.410 048 B011100 1000000 048 B021100 0.385 048 C011100 1000000 048 C021100 0.360 048 D011100 3000000 048 D021100 0.335 048 E011100 3000000 048 E021100 0.310 048 F011100 1000000 048 F021100 0.300 048 G011100 5000000 048 G021100 0.290 048 H011100 9000000 048 H021100 0.280 048 I011100 26000000 048 I021100 0.260 048 J011100 0 048 J021100 0.000 048 K011100 50000000 048 K021100 0.250 048 001700 0.000 048 A011700 500000 048 A021700 0.400 048 B011700 500000 048 B021700 0.350 048 C011700 2000000 048 C021700 0.320 048 D011700 3000000 048 D021700 0.290 048 E011700 1500000 048 E021700 0.280 048 F011700 0 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 7500000 048 K021700 0.270 PAGE 36 048 001900 0.000 048 A011900 500000 048 A021900 0.400 048 B011900 500000 048 B021900 0.350 048 C011900 2000000 048 C021900 0.320 048 D011900 3000000 048 D021900 0.290 048 E011900 1500000 048 E021900 0.280 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 7500000 048 K021900 0.270 048 002000 0.000 048 A012000 500000 048 A022000 0.400 048 B012000 500000 048 B022000 0.350 048 C012000 2000000 048 C022000 0.320 048 D012000 3000000 048 D022000 0.290 048 E012000 1500000 048 E022000 0.280 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 7500000 048 K022000 0.270 048 002200 0.000 048 A012200 500000 048 A022200 0.400 048 B012200 500000 048 B022200 0.350 PAGE 37 048 C012200 2000000 048 C022200 0.320 048 D012200 3000000 048 D022200 0.290 048 E012200 1500000 048 E022200 0.280 048 F012200 0 048 F022200 0.000 048 G012200 0 048 G022200 0.000 048 H012200 0 048 H022200 0.000 048 I012200 0 048 I022200 0.000 048 J012200 0 048 J022200 0.000 048 K012200 7500000 048 K022200 0.270 048 006200 0.000 048 A016200 1000000 048 A026200 0.570 048 B016200 1000000 048 B026200 0.525 048 C016200 1000000 048 C026200 0.520 048 D016200 3000000 048 D026200 0.515 048 E016200 1500000 048 E026200 0.510 048 F016200 4500000 048 F026200 0.500 048 G016200 8000000 048 G026200 0.490 048 H016200 30000000 048 H026200 0.480 048 I016200 0 048 I026200 0.000 048 J016200 0 048 J026200 0.000 048 K016200 50000000 048 K026200 0.470 049 000500 N 049 001000 N 049 001100 N 049 001700 N 049 001900 N 049 002000 N 049 002200 N 049 006200 N 050 000500 N 050 001000 N PAGE 38 050 001100 N 050 001700 N 050 001900 N 050 002000 N 050 002200 N 050 006200 N 051 000500 N 051 001000 N 051 001100 N 051 001700 N 051 001900 N 051 002000 N 051 002200 N 051 006200 N 052 000500 N 052 001000 N 052 001100 N 052 001700 N 052 001900 N 052 002000 N 052 002200 N 052 006200 N 053 A000500 Y 053 B000500 Y 053 C000500 N 053 A001000 Y 053 B001000 Y 053 C001000 N 053 A001100 Y 053 B001100 Y 053 C001100 N 053 A001700 Y 053 B001700 Y 053 C001700 N 053 A001900 Y 053 B001900 Y 053 C001900 N 053 A002000 Y 053 B002000 Y 053 C002000 N 053 A002200 Y 053 B002200 Y 053 C002200 N 053 A006200 Y 053 B006200 Y 053 C006200 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N PAGE 39 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000500 N 055 B000500 N 055 A001000 N 055 B001000 N 055 A001100 N 055 B001100 N 055 A001700 N 055 B001700 N 055 A001900 N 055 B001900 N 055 A002000 N 055 B002000 N 055 A002200 N 055 B002200 N 055 A006200 N 055 B006200 N 056 000500 Y 056 001000 Y 056 001100 Y 056 001700 Y 056 001900 Y 056 002000 Y 056 002200 Y 056 006200 Y 057 000500 N 057 001000 N 057 001100 N 057 001700 N 057 001900 N 057 002000 N 057 002200 N 057 006200 N 058 A000500 N 058 A001000 N 058 A001100 N 058 A001700 N 058 A001900 N 058 A002000 N 058 A002200 N 058 A006200 N 059 000500 Y PAGE 40 059 001000 Y 059 001100 Y 059 001700 Y 059 001900 Y 059 002000 Y 059 002200 Y 059 006200 Y 060 A000500 Y 060 B000500 Y 060 A001000 Y 060 B001000 Y 060 A001100 Y 060 B001100 Y 060 A001700 Y 060 B001700 Y 060 A001900 N 060 B001900 N 060 A002000 N 060 B002000 N 060 A002200 Y 060 B002200 Y 060 A006200 Y 060 B006200 Y 061 000500 2000 061 001000 2000 061 001100 2000 061 001700 2000 061 001900 2000 061 002000 2000 061 002200 2000 061 006200 2000 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 4.7 062 N000500 6.7 062 O000500 0.3 062 P000500 48.5 062 Q000500 39.2 062 R000500 3.8 062 A001000 Y 062 B001000 0.0 PAGE 41 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 98.3 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.5 062 A001100 Y 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.1 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 98.3 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.9 062 A001700 Y 062 B001700 0.0 062 C001700 0.0 062 D001700 0.0 062 E001700 1.6 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 0.0 062 J001700 0.0 062 K001700 0.0 062 L001700 0.3 062 M001700 0.0 062 N001700 0.0 062 O001700 96.6 062 P001700 0.0 062 Q001700 0.0 PAGE 42 062 R001700 0.2 062 A001900 Y 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 97.6 062 P001900 0.0 062 Q001900 0.0 062 R001900 1.6 062 A002000 Y 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 96.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 3.0 062 A002200 Y 062 B002200 0.0 062 C002200 0.0 062 D002200 0.0 062 E002200 0.0 062 F002200 0.0 062 G002200 0.0 062 H002200 0.0 062 I002200 0.0 062 J002200 0.0 062 K002200 0.0 062 L002200 0.0 062 M002200 0.0 062 N002200 0.0 PAGE 43 062 O002200 96.8 062 P002200 0.0 062 Q002200 0.0 062 R002200 2.0 062 A006200 Y 062 B006200 0.0 062 C006200 0.0 062 D006200 0.0 062 E006200 0.0 062 F006200 0.0 062 G006200 0.0 062 H006200 0.0 062 I006200 0.0 062 J006200 0.0 062 K006200 0.0 062 L006200 0.0 062 M006200 0.0 062 N006200 0.0 062 O006200 0.0 062 P006200 0.0 062 Q006200 93.8 062 R006200 2.6 063 A000500 0 063 B000500 6.5 063 A001000 0 063 B001000 18.0 063 A001100 0 063 B001100 8.2 063 A001700 0 063 B001700 17.2 063 A001900 0 063 B001900 7.7 063 A002000 0 063 B002000 7.9 063 A002200 0 063 B002200 8.2 063 A006200 0 063 B006200 7.3 064 A000500 Y 064 B000500 N 064 A001000 Y 064 B001000 N 064 A001100 Y 064 B001100 Y 064 A001700 Y 064 B001700 N 064 A001900 Y 064 B001900 N 064 A002000 Y 064 B002000 N 064 A002200 Y PAGE 44 064 B002200 N 064 A006200 N 064 B006200 N 065 001100 N 066 A000500 N 066 A001000 N 066 A001100 N 066 A001700 N 066 A001900 N 066 A002000 N 066 A002200 N 066 A006200 N 067 000500 N 067 001000 N 067 001100 N 067 001700 N 067 001900 N 067 002000 N 067 002200 N 067 006200 N 068 A000500 N 068 B000500 N 068 A001000 N 068 B001000 N 068 A001100 N 068 B001100 N 068 A001700 N 068 B001700 N 068 A001900 N 068 B001900 N 068 A002000 N 068 B002000 N 068 A002200 N 068 B002200 N 068 A006200 N 068 B006200 Y 069 000500 N 069 001000 N 069 001100 N 069 001700 N 069 001900 N 069 002000 N 069 002200 N 069 006200 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y PAGE 45 070 D020500 N 070 E010500 Y 070 E020500 Y 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 Y 070 H010500 Y 070 H020500 N 070 I010500 Y 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 Y 070 I021000 N 070 J011000 Y 070 J021000 Y 070 K011000 Y 070 K021000 Y PAGE 46 070 L011000 Y 070 L021000 N 070 M011000 N 070 M021000 N 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 Y 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 N 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 Y 070 Q021100 N 070 R011100 Y 070 R021100 N 070 A011700 Y PAGE 47 070 A021700 N 070 B011700 Y 070 B021700 N 070 C011700 Y 070 C021700 N 070 D011700 Y 070 D021700 N 070 E011700 Y 070 E021700 N 070 F011700 Y 070 F021700 N 070 G011700 Y 070 G021700 N 070 H011700 Y 070 H021700 N 070 I011700 Y 070 I021700 N 070 J011700 Y 070 J021700 N 070 K011700 Y 070 K021700 Y 070 L011700 Y 070 L021700 N 070 M011700 Y 070 M021700 N 070 N011700 Y 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 Y 070 Q011700 Y 070 Q021700 N 070 R011700 Y 070 R021700 N 070 A011900 Y 070 A021900 N 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 Y 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N PAGE 48 070 I011900 Y 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 N 070 M011900 Y 070 M021900 N 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 N 070 Q011900 Y 070 Q021900 N 070 R011900 Y 070 R021900 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 Y 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 Y 070 L012000 Y 070 L022000 N 070 M012000 Y 070 M022000 N 070 N012000 Y 070 N022000 N 070 O012000 Y 070 O022000 N 070 P012000 Y PAGE 49 070 P022000 N 070 Q012000 Y 070 Q022000 N 070 R012000 Y 070 R022000 N 070 A012200 Y 070 A022200 N 070 B012200 Y 070 B022200 N 070 C012200 Y 070 C022200 N 070 D012200 Y 070 D022200 N 070 E012200 Y 070 E022200 N 070 F012200 Y 070 F022200 N 070 G012200 Y 070 G022200 N 070 H012200 Y 070 H022200 N 070 I012200 Y 070 I022200 N 070 J012200 Y 070 J022200 N 070 K012200 Y 070 K022200 Y 070 L012200 Y 070 L022200 N 070 M012200 Y 070 M022200 N 070 N012200 Y 070 N022200 N 070 O012200 Y 070 O022200 N 070 P012200 Y 070 P022200 N 070 Q012200 Y 070 Q022200 N 070 R012200 Y 070 R022200 N 070 A016200 Y 070 A026200 N 070 B016200 Y 070 B026200 N 070 C016200 Y 070 C026200 N 070 D016200 Y 070 D026200 N 070 E016200 Y 070 E026200 Y PAGE 50 070 F016200 Y 070 F026200 N 070 G016200 Y 070 G026200 N 070 H016200 Y 070 H026200 N 070 I016200 Y 070 I026200 N 070 J016200 Y 070 J026200 N 070 K016200 Y 070 K026200 Y 070 L016200 Y 070 L026200 Y 070 M016200 Y 070 M026200 Y 070 N016200 Y 070 N026200 N 070 O016200 Y 070 O026200 N 070 P016200 Y 070 P026200 N 070 Q016200 Y 070 Q026200 N 070 R016200 Y 070 R026200 N 071 A000500 1353916 071 B000500 1448479 071 C000500 2179661 071 D000500 62 071 A001000 23876 071 B001000 38192 071 C001000 455234 071 D001000 5 071 A001100 96847 071 B001100 204902 071 C001100 2052530 071 D001100 5 071 A001700 9448 071 B001700 10875 071 C001700 164340 071 D001700 6 071 A001900 2736 071 B001900 26045 071 C001900 299941 071 D001900 1 071 A002000 4217 071 B002000 17124 071 C002000 168560 071 D002000 3 071 A002200 7401 PAGE 51 071 B002200 20108 071 C002200 245384 071 D002200 3 071 A006200 4309 071 B006200 6225 071 C006200 57665 071 D006200 7 072 A000500 6 072 B000500 59057 072 C000500 63 072 D000500 0 072 E000500 0 072 F000500 5708 072 G000500 697 072 H000500 0 072 I000500 1882 072 J000500 45 072 K000500 106 072 L000500 0 072 M000500 43 072 N000500 92 072 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34 074 L002000 2852 074 M002000 10 074 N002000 173410 074 O002000 579 074 P002000 66 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 550 074 S002000 0 074 T002000 172215 074 U012000 964 074 U022000 14747 074 V012000 0.00 074 V022000 0.00 074 W002000 0.0000 074 X002000 250 074 Y002000 0 074 A002200 0 074 B002200 0 074 C002200 0 074 D002200 242312 074 E002200 0 074 F002200 0 074 G002200 0 074 H002200 0 074 I002200 5053 074 J002200 1324 074 K002200 36 074 L002200 3500 074 M002200 14 074 N002200 252239 074 O002200 982 074 P002200 82 074 Q002200 0 074 R012200 0 074 R022200 0 074 R032200 0 074 R042200 920 074 S002200 0 074 T002200 250255 074 U012200 1420 074 U022200 19296 074 V012200 0.00 074 V022200 0.00 PAGE 61 074 W002200 0.0000 074 X002200 289 074 Y002200 0 074 A006200 1196 074 B006200 0 074 C006200 0 074 D006200 57159 074 E006200 0 074 F006200 0 074 G006200 0 074 H006200 0 074 I006200 1575 074 J006200 0 074 K006200 12 074 L006200 938 074 M006200 116 074 N006200 60996 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086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE SEE BELOW TITLE SEE BELOW This report is signed on behalf of the registrant (or depositor or trustee). City of: Boston State of: Massachusetts Date: June 20, 2014 Name of Registrant, Depositor, or Trustee: Columbia Funds Series Trust I /s/ Michael G. Clarke ------------------------- Michael G. Clarke Treasurer /s/ Joseph F. DiMaria ------------------------- Joseph F. DiMaria Chief Accounting Officer Witness COLUMBIA FUNDS SERIES TRUST I EX-99.77E 2 d748003dex9977e.txt EXHIBIT 77E 77 E INFORMATION REGARDING PENDING AND SETTLED LEGAL PROCEEDINGS In December 2005, without admitting or denying the allegations, American Express Financial Corporation (AEFC, which is now known as Ameriprise Financial, Inc. (Ameriprise Financial)) entered into settlement agreements with the Securities and Exchange Commission (SEC) and Minnesota Department of Commerce (MDOC) related to market timing activities. As a result, AEFC was censured and ordered to cease and desist from committing or causing any violations of certain provisions of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and various Minnesota laws. AEFC agreed to pay disgorgement of $10 million and civil money penalties of $7 million. AEFC also agreed to retain an independent distribution consultant to assist in developing a plan for distribution of all disgorgement and civil penalties ordered by the SEC in accordance with various undertakings detailed at www.sec.gov/litigation/admin/ia-2451.pdf. Ameriprise Financial and its affiliates have cooperated with the SEC and the MDOC in these legal proceedings, and have made regular reports to the Funds' Boards of Trustees. Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make 10-Q, 10-K and, as necessary, 8-K filings with the Securities and Exchange Commission on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov. There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased fund redemptions, reduced sale of fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial.