0001145549-24-001864.txt : 20240112 0001145549-24-001864.hdr.sgml : 20240112 20240112125455 ACCESSION NUMBER: 0001145549-24-001864 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20240112 DATE AS OF CHANGE: 20240112 EFFECTIVENESS DATE: 20240112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 ORGANIZATION NAME: IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 24531379 BUSINESS ADDRESS: STREET 1: 290 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 800-345-6611 MAIL ADDRESS: STREET 1: 290 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010621 Columbia Strategic California Municipal Income Fund C000029377 Columbia Strategic California Municipal Income Fund Class A CLMPX C000029379 Columbia Strategic California Municipal Income Fund Class C CCAOX C000029380 Columbia Strategic California Municipal Income Fund Institutional Class CCAZX C000126465 Columbia Strategic California Municipal Income Fund Advisor Class CCARX C000169172 Columbia Strategic California Municipal Income Fund Institutional 2 Class CCAUX C000184727 Columbia Strategic California Municipal Income Fund Institutional 3 Class CCXYX 0000773757 S000010623 Columbia Intermediate Duration Municipal Bond Fund C000029387 Columbia Intermediate Duration Municipal Bond Fund Class A LITAX C000029389 Columbia Intermediate Duration Municipal Bond Fund Class C LITCX C000029391 Columbia Intermediate Duration Municipal Bond Fund Class V GIMAX C000029392 Columbia Intermediate Duration Municipal Bond Fund Institutional Class SETMX C000122658 Columbia Intermediate Duration Municipal Bond Fund Institutional 2 Class CTMRX C000126466 Columbia Intermediate Duration Municipal Bond Fund Advisor Class CIMRX C000184729 Columbia Intermediate Duration Municipal Bond Fund Institutional 3 Class CIMYX 0000773757 S000012086 Columbia Connecticut Intermediate Municipal Bond Fund C000032936 Columbia Connecticut Intermediate Municipal Bond Fund Class A LCTAX C000032938 Columbia Connecticut Intermediate Municipal Bond Fund Class C LCTCX C000032940 Columbia Connecticut Intermediate Municipal Bond Fund Class V GCBAX C000032941 Columbia Connecticut Intermediate Municipal Bond Fund Institutional Class SCTEX C000126470 Columbia Connecticut Intermediate Municipal Bond Fund Advisor Class CCTMX C000184730 Columbia Connecticut Intermediate Municipal Bond Fund Institutional 3 Class CCTYX 0000773757 S000012087 Columbia Massachusetts Intermediate Municipal Bond Fund C000032942 Columbia Massachusetts Intermediate Municipal Bond Fund Class A LMIAX C000032944 Columbia Massachusetts Intermediate Municipal Bond Fund Class C LMICX C000032946 Columbia Massachusetts Intermediate Municipal Bond Fund Class V GMBAX C000032947 Columbia Massachusetts Intermediate Municipal Bond Fund Institutional Class SEMAX C000126471 Columbia Massachusetts Intermediate Municipal Bond Fund Advisor Class CMANX C000169174 Columbia Massachusetts Intermediate Municipal Bond Fund Institutional 2 Class CMAUX C000184731 Columbia Massachusetts Intermediate Municipal Bond Fund Institutional 3 Class CMMYX 0000773757 S000012089 Columbia New York Intermediate Municipal Bond Fund C000032951 Columbia New York Intermediate Municipal Bond Fund Class A LNYAX C000032953 Columbia New York Intermediate Municipal Bond Fund Class C LNYCX C000032955 Columbia New York Intermediate Municipal Bond Fund Class V GANYX C000032956 Columbia New York Intermediate Municipal Bond Fund Institutional Class GNYTX 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C000029392 C000184729 C000122658 C000029391 C000029387 C000126466 C000029389 S000012087 C000169174 C000032947 C000184731 C000032946 C000032942 C000126471 C000032944 S000012089 C000032956 C000184732 C000169175 C000032955 C000032953 C000032951 C000126472 S000010621 C000029380 C000184727 C000029379 C000169172 C000029377 C000126465 S000012093 C000184733 C000122676 C000032971 C000106577 C000032969 C000126473 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02210 US-MA US 18003456611 Voya Investment Management Co. LLC 230 Park Avenue New York 10169 2123098200 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Water Island Capital, LLC 41 Madison Avenue 42nd Floor New York 10010 8005608210 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. AQR Capital Management, LLC One Greenwich Plaza Suite 130, 3rd Floor Greenwich 06830 2037423600 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Arrowstreet Capital, Limited Partnership 200 Clarendon Street 30th Floor Boston 02116 6179190000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Baillie Gifford Overseas Limited Calton Square 1 Greenside Row Edinburgh GB EH1 3AN 441312752000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. BMO Asset Management Corp. 320 Canal Street 12th Floor Chicago 60606 3124614002 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Causeway Capital Management LLC 11111 Santa Monica Blvd 15th Floor Los Angeles 90025 3102316100 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Conestoga Capital Advisors, LLC CrossPoint at Valley Forge 550 East Swedesford Road, Suite 120 Wayne 19087 4846541380 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Dalton, Greiner, Hartman, Maher & Co., LLC 565 Fifth Avenue Suite 2101 New York 10017 2125572445 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Allspring Global Investments, LLC 1415 Vantage Park Drive 3rd Floor Charlotte 28203 8335684255 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Boston Partners Global Investors, Inc. 1 Beacon Street 30th Floor Boston 02108 6178328200 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Los Angeles Capital Management LLC 11150 Santa Monica Blvd. Los Angeles 90025 3104799998 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. PGIM Quantitative Solutions LLC 655 Broad Street Newark 07102 9733674653 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Crabel Capital Management, LLC 1999 Avenue of the Stars Suite 2550 Los Angeles 90067 3106512900 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Jacobs Levy Equity Management, Inc. 100 Campus Drive 4th Floor East Florham Park 07932 9734109222 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Columbia Funds Series Trust I 290 Congress Street Boston 02210 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Columbia Management Investment Advisers, LLC 290 Congress Street Boston 02210 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Iron Mountain Records Management 920 and 950 Apollo Road Eagan 55121 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Columbia Management Investment Distributors, Inc. 290 Congress Street Boston 02210 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Columbia Management Investment Services Corp. 290 Congress Street Boston 02210 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. JP Morgan Chase Bank, N.A. 1 Chase Manhattan Plaza 19th Floor New York 10005 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. SS&C Global Investor & Distribution Solutions, Inc. 2000 Crown Colony Drive Quincy 02169 8164351000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. AlphaSimplex Group, LLC 200 State Street Boston 02109 6174757100 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. EAM Investors, LLC 215 Highway 101 Suite 216 Solana Beach 92075 7604795080 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Hotchkis and Wiley Capital Management, LLC 601 South Figueroa Street 39th Floor Los Angeles 90017 2134301000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. J.P. Morgan Investment Management Inc. 383 Madison Avenue New York 10179 8003431113 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Loomis, Sayles & Company, L.P. One Financial Center Boston 02111 6174822450 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Manulife Investment Management (US) LLC 197 Clarendon St. Boston 02116 6173751500 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. PGIM, Inc. 655 Broad Street Newark 07102 9733676335 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Real Estate Management Services Group, LLC (Provider of advisory service as delegated by DGHM) 1100 Fifth Avenue South Suite 305 Naples 34102 2392623017 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. TCW Investment Management Company LLC 515 South Flower Street Los Angeles 90017 2132440000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. N N N-1A 49 Y Batejan, George S. N/A N Beckman, Daniel J. N/A Y Blatz, Kathleen N/A N Carlton, Pamela G. N/A N Carrig, Janet Langford N/A N Connaughton, J. Kevin N/A N Darragh, Olive N/A N Flynn, Patricia M. N/A N Gallagher, Brian J. N/A N Hacker, Douglas A. N/A N Lukitsh, Nancy T. N/A N Moffett, David M. N/A N Paglia, Catherine James N/A N Trunow, Natalie A. N/A N Yeager, Sandra N/A N Thomas P. 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N/A Y N N Columbia Management Investment Advisers, LLC 6YVO3H2OUHJXER5SGR23 Y N N Riversource Distributors, Inc. 8-67196 000139135 N/A 0.000000000000 Ameriprise Financial Services, LLC 8-16791 000006363 N/A 0.000000000000 American Enterprise Investment Services Inc. 8-42582 000026506 549300NT7GLLVGTH0249 0.000000000000 Columbia Management Investment Distributors, Inc. 8-25845 000000840 N/A 0.000000000000 BofA Securities Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 0.000000000000 Merrill Lynch International N/A N/A GGDZP1UYGU9STUHRDP48 GB 0.000000000000 0.000000000000 JPMorgan 8-35008 000000079 ZBUT11V806EZRVTWT807 18740750.000000000000 Samuel A Ramirez & Company Inc 8-19014 000006963 254900CBKVW7O2ENQA21 4457427.700000000000 SumRidge Partners LLC 8-68454 000152437 529900ECMK8VI6Q1FG89 3459056.250000000000 Barclays 8-41342 000019714 AC28XWWI3WIBK2824319 2499432.000000000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 2414305.000000000000 Zeus Financial, LLC 8-36214 000018192 254900SZA8K1JXSDUN71 2088586.100000000000 Wells Fargo 8-65876 000126292 VYVVCKR63DVZZN70PB21 1725078.400000000000 RBC Capital Markets 8-45411 000031194 549300LCO2FLSSVFFR64 1693584.000000000000 Citi 8-8177 000007059 MBNUM2BPBDO7JBLYG310 1542620.000000000000 Morgan Stanley 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1386743.750000000000 50671075.700000000000 N 134123081.460000000000 Committed 900000000.000000000000 N N N Columbia Strategic California Municipal Income Fund S000010621 NJZJXPLU1EZX16QM2839 N 6 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y Y N N Columbia Management Investment Advisers, LLC 801-25943 000108257 6YVO3H2OUHJXER5SGR23 N Columbia Management Investment Services Corp. 084-05685 N/A Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00896 N/A N Y N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N REFINITIV US LLC 213800HQORQAP68CJJ04 N N JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N SS&C Global Investor & Distribution Solutions, Inc. N/A N Y Columbia Management Investment Services Corp. N/A Y N N Columbia Management Investment Advisers, LLC 6YVO3H2OUHJXER5SGR23 Y N N Riversource Distributors, Inc. 8-67196 000139135 N/A 0.000000000000 Ameriprise Financial Services, LLC 8-16791 000006363 N/A 0.000000000000 American Enterprise Investment Services Inc. 8-42582 000026506 549300NT7GLLVGTH0249 0.000000000000 Columbia Management Investment Distributors, Inc. 8-25845 000000840 N/A 0.000000000000 0.000000000000 JPMorgan 8-35008 000000079 ZBUT11V806EZRVTWT807 93166758.980000000000 Morgan Stanley 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 46928021.000000000000 Barclays 8-41342 000019714 AC28XWWI3WIBK2824319 24597270.000000000000 Citi 8-8177 000007059 MBNUM2BPBDO7JBLYG310 22051941.320000000000 Siebert Cisneros Shank & Co LLC 8-49877 000042568 254900VTARX8RAY9QK77 13200300.450000000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 12542623.360000000000 Wells Fargo 8-65876 000126292 VYVVCKR63DVZZN70PB21 10817220.000000000000 RBC Capital Markets 8-45411 000031194 549300LCO2FLSSVFFR64 8206921.200000000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 4117890.000000000000 SumRidge Partners LLC 8-68454 000152437 529900ECMK8VI6Q1FG89 3985828.000000000000 277159098.580000000000 N 387868632.570000000000 Committed 900000000.000000000000 N N N Columbia Strategic New York Municipal Income Fund S000012093 CZIXOHFU834LSFEP8W47 N 6 0 0 N/A Y N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y Y N N Columbia Management Investment Advisers, LLC 801-25943 000108257 6YVO3H2OUHJXER5SGR23 N Columbia Management Investment Services Corp. 084-05685 N/A Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00896 N/A N Y N REFINITIV US LLC 213800HQORQAP68CJJ04 N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N N JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N SS&C Global Investor & Distribution Solutions, Inc. N/A N Y Columbia Management Investment Services Corp. N/A Y N N Columbia Management Investment Advisers, LLC 6YVO3H2OUHJXER5SGR23 Y N N Riversource Distributors, Inc. 8-67196 000139135 N/A 0.000000000000 Ameriprise Financial Services, LLC 8-16791 000006363 N/A 0.000000000000 American Enterprise Investment Services Inc. 8-42582 000026506 549300NT7GLLVGTH0249 0.000000000000 Columbia Management Investment Distributors, Inc. 8-25845 000000840 N/A 0.000000000000 0.000000000000 JPMorgan 8-35008 000000079 ZBUT11V806EZRVTWT807 22486449.510000000000 RBC Capital Markets 8-45411 000031194 549300LCO2FLSSVFFR64 8808869.000000000000 Citi 8-8177 000007059 MBNUM2BPBDO7JBLYG310 8703899.590000000000 Samuel A Ramirez & Company Inc 8-19014 000006963 254900CBKVW7O2ENQA21 5351630.000000000000 UBS 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 3969870.000000000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 3736106.130000000000 D A Davidson & Co 8-2399 000000199 549300094RQ5A7DYLF51 2560592.150000000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 2323432.500000000000 Raymond James & Associates Inc 8-10999 000000705 U4ONQX15J3RO8XCKE979 2086480.000000000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 2055980.000000000000 76150525.580000000000 N 123637124.310000000000 Committed 900000000.000000000000 N N N true true INTERNAL CONTROL RPT 2 internalcontrol_cfsti.htm G.1.A.III (INTERNAL CONTROL REPORT)

  

  

Report of Independent Registered Public Accounting Firm 

  

To the Board of Trustees of Columbia Funds Series Trust I and Shareholders of the Funds listed in Appendix A 

  

In planning and performing our audits of the financial statements of the Funds listed in Appendix A (hereafter collectively referred to as the “Funds”) as of and for the year ended October 31, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds’ internal control over financial reporting. 

  

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements. 

  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. 

  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund’s annual or interim financial statements will not be prevented or detected on a timely basis.   

  

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2023. 

  

  

This report is intended solely for the information and use of the Board of Trustees of Columbia Funds Series Trust I and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. 

  

  

/s/PricewaterhouseCoopers LLP 

Minneapolis, Minnesota 

December 20, 2023 

  

  

  

  

  

  

  

 

Appendix A 

  

Columbia Strategic California Municipal Income Fund 

Columbia Intermediate Duration Municipal Bond Fund 

Columbia Massachusetts Intermediate Municipal Bond Fund 

Columbia Strategic New York Municipal Income Fund 

Columbia New York Intermediate Municipal Bond Fund 

Columbia Connecticut Intermediate Municipal Bond Fund 

  

EXEMPT ORDER INFO 3 exemptiveorder_cfsti.htm G.1.A.V (EXEMPTIVE ORDER INFORMATION)

  

  

  

  

Certification Pursuant to Form N-CEN Item G.1.a.v1  

  

  

Reference is made to that certain order (the Order) granted by the Securities and Exchange Commission to Columbia Management Investment Advisers, LLC, the Registrant and certain other affiliated registered investment companies allowing the Registrant and certain affiliated funds (and any of its series, if applicable) to, subject to certain conditions, engage in interfund borrowing and lending (the Interfund Program). See Columbia Funds Series Trust, et. al., Investment Company Act Release Nos 32998 (Jan. 30, 2018) (notice) and 33036 (Feb. 27, 2018).  Pursuant to the Order, the undersigned, Thomas P. McGuire, Chief Compliance Officer of the Registrant, does hereby certify that (1) the Registrant and Columbia Management Investment Advisers, LLC have implemented procedures reasonably designed to achieve compliance with the terms and conditions of the Order and (2) such procedures are reasonably designed to achieve the following objectives:   

  

(a)

that the interest rate (the Interfund Loan Rate) charged on any loan made through the Interfund Program (an Interfund Loan) will be set at a rate higher than the highest rate available to a lending fund from investing in overnight repurchase agreements, but lower than the Bank Loan Rate (as defined in the application for the Order filed with the Securities and Exchange Commission on November 9, 2017(the Application));  

(b)

compliance with the collateral requirements as set forth in the Application;  

(c)

compliance with the percentage limitations on interfund borrowing and lending;  

(d)

allocation of interfund borrowing and lending demand in an equitable manner and in accordance with procedures established by the Board of the Registrant; and  

(e)

that the Interfund Loan Rate does not exceed the interest rate on any third-party borrowings of a borrowing fund at the time of the Interfund Loan. 

  

  

By:    

/s/ Thomas P. McGuire 

  

  

Printed Name: 

Thomas P. McGuire 

  

  

Title:  

Chief Compliance Officer 

  

  

Date: 

January 4, 2024 

  

  

  

 

1

Certain capitalized terms used in this certification have the meanings given to them in the Amended Application for exemptive relief filed with the U.S. Securities and Exchange Commission on November 9, 2017.