| Form N-CEN/A Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-CEN ANNUAL REPORT FOR REGISTERED INVESTMENT COMPANIES | OMB APPROVAL |
| OMB Number: 3235-0729 Estimated average burden hours per response: 19.04 |
| Filer CIK | 0000773757 |
| Filer CCC |
********
|
| Filer Investment Company Type | Form N-1A Filer (Mutual Fund) |
| Is this a LIVE or TEST Filing? | 
LIVE
TEST
|
| Is this an electronic copy of an official filing submitted in paper format? |  |
| Would you like a Return Copy? |  |
Submission Contact Information | |
| Name | |
| Phone | |
| E-Mail Address |
Notification Information |
| Notify via Filing Website only? | |
| Series ID | S000012068 |
| Class ID | C000122660 |
| Class ID | C000032842 |
| Class ID | C000094667 |
| Class ID | C000094665 |
| Class ID | C000032838 |
| Class ID | C000032840 |
| Class ID | C000122659 |
| Series ID | S000012077 |
| Class ID | C000032893 |
| Class ID | C000122668 |
| Class ID | C000122667 |
| Class ID | C000094681 |
| Class ID | C000032892 |
| Class ID | C000032890 |
| Class ID | C000032888 |
| Class ID | C000122666 |
| Series ID | S000021572 |
| Class ID | C000061811 |
| Class ID | C000122684 |
| Class ID | C000121798 |
| Class ID | C000094703 |
| Class ID | C000061810 |
| Class ID | C000061809 |
| Class ID | C000126474 |
| Series ID | S000012074 |
| Class ID | C000094679 |
| Class ID | C000078988 |
| Class ID | C000138362 |
| Class ID | C000032876 |
| Class ID | C000126469 |
| Class ID | C000032874 |
| Class ID | C000032872 |
| Series ID | S000012075 |
| Class ID | C000169173 |
| Class ID | C000122665 |
| Class ID | C000032881 |
| Class ID | C000032879 |
| Class ID | C000032877 |
| Class ID | C000122664 |
| Series ID | S000012069 |
| Class ID | C000032846 |
| Class ID | C000122661 |
| Class ID | C000179749 |
| Class ID | C000032843 |
| Class ID | C000126467 |
| Class ID | C000032845 |
| Series ID | S000012070 |
| Class ID | C000032853 |
| Class ID | C000032849 |
| Class ID | C000094669 |
| Class ID | C000078986 |
| Class ID | C000032847 |
| Class ID | C000032854 |
| Class ID | C000121789 |
| Class ID | C000032852 |
| Series ID | S000012073 |
| Class ID | C000032871 |
| Class ID | C000121792 |
| Class ID | C000094677 |
| Class ID | C000078987 |
| Class ID | C000032870 |
| Class ID | C000032868 |
| Class ID | C000121791 |
| Series ID | S000010617 |
| Class ID | C000029362 |
| Class ID | C000129839 |
| Class ID | C000094663 |
| Class ID | C000094661 |
| Class ID | C000122657 |
| Class ID | C000029360 |
| Class ID | C000029358 |
| Series ID | S000036207 |
| Class ID | C000179757 |
| Series ID | S000061733 |
| Class ID | C000199958 |
| Class ID | C000216711 |
| Series ID | S000036206 |
| Class ID | C000179756 |
| Class ID | C000216710 |
| Series ID | S000036205 |
| Class ID | C000179755 |
| Class ID | C000216709 |
| Series ID | S000066407 |
| Class ID | C000214277 |
| Series ID | S000066845 |
| Class ID | C000215205 |
| a. Report for period ending: | 2023-08-31 |
| b. Does this report cover a period of less than 12 months? |
Yes
No
|
| a. Full name of Registrant | Columbia Funds Series Trust I |
| b. Investment Company Act file number ( e.g., 811-) | 811-04367 |
| c. CIK | 0000773757 |
| d. LEI | 549300W5GIE6ZOZOTD82 |
| a. Street 1 | 290 Congress Street |
| Street 2 | |
| b. City | Boston |
| c. State, if applicable |
MASSACHUSETTS
|
| d. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| e. Zip code and zip code extension, or foreign postal code | 02210 |
| f. Telephone number (including country code if foreign) | 18003456611 |
| g. Public Website, if any | columbiathreadneedleus.com/investor/ |
| Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section. |
| Location books Record: 1 | |
| a. Name of person (e.g., a custodian of records) | TCW Investment Management Company LLC |
| b. Street 1 | 865 South Figueroa Street |
| Street 2 | Suite 1800 |
| c. City | Los Angeles |
| d. State, if applicable |
CALIFORNIA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 90017 |
| g. Telephone number (including country code if foreign) | 2132440000 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 2 | |
| a. Name of person (e.g., a custodian of records) | Real Estate Management Services Group, LLC (Provider of advisory service as delegated by DGHM) |
| b. Street 1 | 1100 Fifth Avenue South |
| Street 2 | Suite 305 |
| c. City | Naples |
| d. State, if applicable |
FLORIDA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 34102 |
| g. Telephone number (including country code if foreign) | 2392623017 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 3 | |
| a. Name of person (e.g., a custodian of records) | PGIM, Inc. |
| b. Street 1 | 655 Broad Street |
| Street 2 | |
| c. City | Newark |
| d. State, if applicable |
NEW JERSEY
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 07102 |
| g. Telephone number (including country code if foreign) | 9733676335 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 4 | |
| a. Name of person (e.g., a custodian of records) | Manulife Investment Management (US) LLC |
| b. Street 1 | 197 Clarendon St. |
| Street 2 | |
| c. City | Boston |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02116 |
| g. Telephone number (including country code if foreign) | 6173751500 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 5 | |
| a. Name of person (e.g., a custodian of records) | Loomis, Sayles & Company, L.P. |
| b. Street 1 | One Financial Center |
| Street 2 | |
| c. City | Boston |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02111 |
| g. Telephone number (including country code if foreign) | 6174822450 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 6 | |
| a. Name of person (e.g., a custodian of records) | J.P. Morgan Investment Management Inc. |
| b. Street 1 | 383 Madison Avenue |
| Street 2 | |
| c. City | New York |
| d. State, if applicable |
NEW YORK
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 10179 |
| g. Telephone number (including country code if foreign) | 8003431113 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 7 | |
| a. Name of person (e.g., a custodian of records) | Hotchkis and Wiley Capital Management, LLC |
| b. Street 1 | 601 South Figueroa Street |
| Street 2 | 39th Floor |
| c. City | Los Angeles |
| d. State, if applicable |
CALIFORNIA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 90017 |
| g. Telephone number (including country code if foreign) | 2134301000 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 8 | |
| a. Name of person (e.g., a custodian of records) | EAM Investors, LLC |
| b. Street 1 | 215 Highway 101 |
| Street 2 | Suite 216 |
| c. City | Solana Beach |
| d. State, if applicable |
CALIFORNIA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 92075 |
| g. Telephone number (including country code if foreign) | 7604795080 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 9 | |
| a. Name of person (e.g., a custodian of records) | AlphaSimplex Group, LLC |
| b. Street 1 | 200 State Street |
| Street 2 | |
| c. City | Boston |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02109 |
| g. Telephone number (including country code if foreign) | 6174757100 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 10 | |
| a. Name of person (e.g., a custodian of records) | SS&C Global Investor & Distribution Solutions, Inc. |
| b. Street 1 | 2000 Crown Colony Drive |
| Street 2 | |
| c. City | Quincy |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02169 |
| g. Telephone number (including country code if foreign) | 8164351000 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 11 | |
| a. Name of person (e.g., a custodian of records) | JP Morgan Chase Bank, N.A. |
| b. Street 1 | 1 Chase Manhattan Plaza |
| Street 2 | 19th Floor |
| c. City | New York |
| d. State, if applicable |
NEW YORK
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 10005 |
| g. Telephone number (including country code if foreign) | 6126717086 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 12 | |
| a. Name of person (e.g., a custodian of records) | Columbia Management Investment Services Corp. |
| b. Street 1 | 290 Congress Street |
| Street 2 | |
| c. City | Boston |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02210 |
| g. Telephone number (including country code if foreign) | 6126717086 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 13 | |
| a. Name of person (e.g., a custodian of records) | Columbia Management Investment Distributors, Inc. |
| b. Street 1 | 290 Congress Street |
| Street 2 | |
| c. City | Boston |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02210 |
| g. Telephone number (including country code if foreign) | 6126717086 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 14 | |
| a. Name of person (e.g., a custodian of records) | Iron Mountain Records Management |
| b. Street 1 | 920 and 950 Apollo Road |
| Street 2 | |
| c. City | Eagan |
| d. State, if applicable |
MINNESOTA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 55121 |
| g. Telephone number (including country code if foreign) | 6126717086 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 15 | |
| a. Name of person (e.g., a custodian of records) | Columbia Management Investment Advisers, LLC |
| b. Street 1 | 290 Congress Street |
| Street 2 | |
| c. City | Boston |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02210 |
| g. Telephone number (including country code if foreign) | 6126717086 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 16 | |
| a. Name of person (e.g., a custodian of records) | Columbia Funds Series Trust I |
| b. Street 1 | 290 Congress Street |
| Street 2 | |
| c. City | Boston |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02210 |
| g. Telephone number (including country code if foreign) | 6126717086 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 17 | |
| a. Name of person (e.g., a custodian of records) | Jacobs Levy Equity Management, Inc. |
| b. Street 1 | 100 Campus Drive |
| Street 2 | 4th Floor East |
| c. City | Florham Park |
| d. State, if applicable |
NEW JERSEY
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 07932 |
| g. Telephone number (including country code if foreign) | 9734109222 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 18 | |
| a. Name of person (e.g., a custodian of records) | Crabel Capital Management, LLC |
| b. Street 1 | 1999 Avenue of the Stars |
| Street 2 | Suite 2550 |
| c. City | Los Angeles |
| d. State, if applicable |
CALIFORNIA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 90067 |
| g. Telephone number (including country code if foreign) | 3106512900 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 19 | |
| a. Name of person (e.g., a custodian of records) | PGIM Quantitative Solutions LLC |
| b. Street 1 | 655 Broad Street |
| Street 2 | |
| c. City | Newark |
| d. State, if applicable |
NEW JERSEY
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 07102 |
| g. Telephone number (including country code if foreign) | 9733674653 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 20 | |
| a. Name of person (e.g., a custodian of records) | Los Angeles Capital Management LLC |
| b. Street 1 | 11150 Santa Monica Blvd. |
| Street 2 | |
| c. City | Los Angeles |
| d. State, if applicable |
CALIFORNIA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 90025 |
| g. Telephone number (including country code if foreign) | 3104799998 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 21 | |
| a. Name of person (e.g., a custodian of records) | Boston Partners Global Investors, Inc. |
| b. Street 1 | 1 Beacon Street |
| Street 2 | 30th Floor |
| c. City | Boston |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02108 |
| g. Telephone number (including country code if foreign) | 6178328200 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 22 | |
| a. Name of person (e.g., a custodian of records) | Allspring Global Investments, LLC |
| b. Street 1 | 1415 Vantage Park Drive |
| Street 2 | 3rd Floor |
| c. City | Charlotte |
| d. State, if applicable |
NORTH CAROLINA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 28203 |
| g. Telephone number (including country code if foreign) | 8335684255 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 23 | |
| a. Name of person (e.g., a custodian of records) | Dalton, Greiner, Hartman, Maher & Co., LLC |
| b. Street 1 | 565 Fifth Avenue |
| Street 2 | Suite 2101 |
| c. City | New York |
| d. State, if applicable |
NEW YORK
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 10017 |
| g. Telephone number (including country code if foreign) | 2125572445 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 24 | |
| a. Name of person (e.g., a custodian of records) | Conestoga Capital Advisors, LLC |
| b. Street 1 | CrossPoint at Valley Forge |
| Street 2 | 550 East Swedesford Road, Suite 120 |
| c. City | Wayne |
| d. State, if applicable |
PENNSYLVANIA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 19087 |
| g. Telephone number (including country code if foreign) | 4846541380 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 25 | |
| a. Name of person (e.g., a custodian of records) | Causeway Capital Management LLC |
| b. Street 1 | 11111 Santa Monica Blvd |
| Street 2 | 15th Floor |
| c. City | Los Angeles |
| d. State, if applicable |
CALIFORNIA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 90025 |
| g. Telephone number (including country code if foreign) | 3102316100 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 26 | |
| a. Name of person (e.g., a custodian of records) | BMO Asset Management Corp. |
| b. Street 1 | 320 Canal Street |
| Street 2 | 12th Floor |
| c. City | Chicago |
| d. State, if applicable |
ILLINOIS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 60606 |
| g. Telephone number (including country code if foreign) | 3124614002 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 27 | |
| a. Name of person (e.g., a custodian of records) | Baillie Gifford Overseas Limited |
| b. Street 1 | Calton Square |
| Street 2 | 1 Greenside Row |
| c. City | Edinburgh |
| d. State, if applicable | |
| e. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| f. Zip code and zip code extension, or foreign postal code | EH1 3AN |
| g. Telephone number (including country code if foreign) | 441312752000 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 28 | |
| a. Name of person (e.g., a custodian of records) | Arrowstreet Capital, Limited Partnership |
| b. Street 1 | 200 Clarendon Street |
| Street 2 | 30th Floor |
| c. City | Boston |
| d. State, if applicable |
MASSACHUSETTS
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 02116 |
| g. Telephone number (including country code if foreign) | 6179190000 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 29 | |
| a. Name of person (e.g., a custodian of records) | AQR Capital Management, LLC |
| b. Street 1 | One Greenwich Plaza |
| Street 2 | Suite 130, 3rd Floor |
| c. City | Greenwich |
| d. State, if applicable |
CONNECTICUT
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 06830 |
| g. Telephone number (including country code if foreign) | 2037423600 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 30 | |
| a. Name of person (e.g., a custodian of records) | Water Island Capital, LLC |
| b. Street 1 | 41 Madison Avenue |
| Street 2 | 42nd Floor |
| c. City | New York |
| d. State, if applicable |
NEW YORK
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 10010 |
| g. Telephone number (including country code if foreign) | 8005608210 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 31 | |
| a. Name of person (e.g., a custodian of records) | Wasatch Advisors Inc. |
| b. Street 1 | 505 Wakara Way |
| Street 2 | 3rd Floor |
| c. City | Salt Lake City |
| d. State, if applicable |
UTAH
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 84108 |
| g. Telephone number (including country code if foreign) | 8015330777 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Location books Record: 32 | |
| a. Name of person (e.g., a custodian of records) | Voya Investment Management Co. LLC |
| b. Street 1 | 230 Park Avenue |
| Street 2 | |
| c. City | New York |
| d. State, if applicable |
NEW YORK
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Zip code and zip code extension, or foreign postal code | 10169 |
| g. Telephone number (including country code if foreign) | 2123098200 |
| h. Briefly describe the books and records kept at this location: | Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. |
| Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form. |
| a. Is this the first filing on this form by the Registrant? |
Yes
No
|
| b. Is this the last filing on this form by the Registrant? |
Yes
No
|
| Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically. |
| Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar. |
| a. Is the Registrant part of a family of investment companies? |
Yes
No
|
| i. Full name of family of investment companies | Columbia Funds Complex |
| Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act). |
| Indicate the classification of the Registrant by checking the applicable item below. |
| i. Total number of Series of the Registrant | 49 |
| Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? |
Yes
No
|
| Provide the information requested below about each person serving as director of the Registrant (management investment companies only): |
| Director Record: 1 | |
| a. Full Name | Yeager, Sandra |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-21852 |
| File Number Record: 2 | |
| File Number Record: | 811-22736 |
| File Number Record: 3 | |
| File Number Record: | 811-22328 |
| File Number Record: 4 | |
| File Number Record: | 811-05199 |
| File Number Record: 5 | |
| File Number Record: | 811-09645 |
| File Number Record: 6 | |
| File Number Record: | 811-00266 |
| File Number Record: 7 | |
| File Number Record: | 811-22127 |
| File Number Record: 8 | |
| File Number Record: | 811-22255 |
| Director Record: 2 | |
| a. Full Name | Batejan, George S. |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22736 |
| File Number Record: 2 | |
| File Number Record: | 811-09645 |
| File Number Record: 3 | |
| File Number Record: | 811-22255 |
| File Number Record: 4 | |
| File Number Record: | 811-05199 |
| File Number Record: 5 | |
| File Number Record: | 811-22328 |
| File Number Record: 6 | |
| File Number Record: | 811-21852 |
| File Number Record: 7 | |
| File Number Record: | 811-22127 |
| File Number Record: 8 | |
| File Number Record: | 811-00266 |
| Director Record: 3 | |
| a. Full Name | Beckman, Daniel J. |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22255 |
| File Number Record: 2 | |
| File Number Record: | 811-22736 |
| File Number Record: 3 | |
| File Number Record: | 811-22127 |
| File Number Record: 4 | |
| File Number Record: | 811-21852 |
| File Number Record: 5 | |
| File Number Record: | 811-09645 |
| File Number Record: 6 | |
| File Number Record: | 811-05199 |
| File Number Record: 7 | |
| File Number Record: | 811-22328 |
| File Number Record: 8 | |
| File Number Record: | 811-00266 |
| Director Record: 4 | |
| a. Full Name | Blatz, Kathleen |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22736 |
| File Number Record: 2 | |
| File Number Record: | 811-22127 |
| File Number Record: 3 | |
| File Number Record: | 811-05199 |
| File Number Record: 4 | |
| File Number Record: | 811-21852 |
| File Number Record: 5 | |
| File Number Record: | 811-09645 |
| File Number Record: 6 | |
| File Number Record: | 811-22328 |
| File Number Record: 7 | |
| File Number Record: | 811-22255 |
| File Number Record: 8 | |
| File Number Record: | 811-00266 |
| Director Record: 5 | |
| a. Full Name | Carlton, Pamela G. |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22736 |
| File Number Record: 2 | |
| File Number Record: | 811-22255 |
| File Number Record: 3 | |
| File Number Record: | 811-00266 |
| File Number Record: 4 | |
| File Number Record: | 811-22328 |
| File Number Record: 5 | |
| File Number Record: | 811-09645 |
| File Number Record: 6 | |
| File Number Record: | 811-22127 |
| File Number Record: 7 | |
| File Number Record: | 811-21852 |
| File Number Record: 8 | |
| File Number Record: | 811-05199 |
| Director Record: 6 | |
| a. Full Name | Carrig, Janet Langford |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22127 |
| File Number Record: 2 | |
| File Number Record: | 811-09645 |
| File Number Record: 3 | |
| File Number Record: | 811-22328 |
| File Number Record: 4 | |
| File Number Record: | 811-05199 |
| File Number Record: 5 | |
| File Number Record: | 811-00266 |
| File Number Record: 6 | |
| File Number Record: | 811-22736 |
| File Number Record: 7 | |
| File Number Record: | 811-21852 |
| File Number Record: 8 | |
| File Number Record: | 811-22255 |
| Director Record: 7 | |
| a. Full Name | Connaughton, J. Kevin |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22736 |
| File Number Record: 2 | |
| File Number Record: | 811-22255 |
| File Number Record: 3 | |
| File Number Record: | 811-05199 |
| File Number Record: 4 | |
| File Number Record: | 811-09645 |
| File Number Record: 5 | |
| File Number Record: | 811-22127 |
| File Number Record: 6 | |
| File Number Record: | 811-21852 |
| Director Record: 8 | |
| a. Full Name | Darragh, Olive |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-09645 |
| File Number Record: 2 | |
| File Number Record: | 811-05199 |
| File Number Record: 3 | |
| File Number Record: | 811-21852 |
| File Number Record: 4 | |
| File Number Record: | 811-22127 |
| File Number Record: 5 | |
| File Number Record: | 811-22736 |
| File Number Record: 6 | |
| File Number Record: | 811-22255 |
| Director Record: 9 | |
| a. Full Name | Flynn, Patricia M. |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22255 |
| File Number Record: 2 | |
| File Number Record: | 811-22736 |
| File Number Record: 3 | |
| File Number Record: | 811-22127 |
| File Number Record: 4 | |
| File Number Record: | 811-22328 |
| File Number Record: 5 | |
| File Number Record: | 811-21852 |
| File Number Record: 6 | |
| File Number Record: | 811-09645 |
| File Number Record: 7 | |
| File Number Record: | 811-05199 |
| File Number Record: 8 | |
| File Number Record: | 811-00266 |
| Director Record: 10 | |
| a. Full Name | Gallagher, Brian J. |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22736 |
| File Number Record: 2 | |
| File Number Record: | 811-05199 |
| File Number Record: 3 | |
| File Number Record: | 811-21852 |
| File Number Record: 4 | |
| File Number Record: | 811-22328 |
| File Number Record: 5 | |
| File Number Record: | 811-22127 |
| File Number Record: 6 | |
| File Number Record: | 811-22255 |
| File Number Record: 7 | |
| File Number Record: | 811-09645 |
| File Number Record: 8 | |
| File Number Record: | 811-00266 |
| Director Record: 11 | |
| a. Full Name | Hacker, Douglas A. |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-05199 |
| File Number Record: 2 | |
| File Number Record: | 811-22127 |
| File Number Record: 3 | |
| File Number Record: | 811-09645 |
| File Number Record: 4 | |
| File Number Record: | 811-22255 |
| File Number Record: 5 | |
| File Number Record: | 811-22328 |
| File Number Record: 6 | |
| File Number Record: | 811-21852 |
| File Number Record: 7 | |
| File Number Record: | 811-00266 |
| File Number Record: 8 | |
| File Number Record: | 811-22736 |
| Director Record: 12 | |
| a. Full Name | Lukitsh, Nancy T. |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22736 |
| File Number Record: 2 | |
| File Number Record: | 811-21852 |
| File Number Record: 3 | |
| File Number Record: | 811-05199 |
| File Number Record: 4 | |
| File Number Record: | 811-09645 |
| File Number Record: 5 | |
| File Number Record: | 811-22127 |
| File Number Record: 6 | |
| File Number Record: | 811-22255 |
| Director Record: 13 | |
| a. Full Name | Moffett, David M. |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-09645 |
| File Number Record: 2 | |
| File Number Record: | 811-22736 |
| File Number Record: 3 | |
| File Number Record: | 811-21852 |
| File Number Record: 4 | |
| File Number Record: | 811-22255 |
| File Number Record: 5 | |
| File Number Record: | 811-22127 |
| File Number Record: 6 | |
| File Number Record: | 811-05199 |
| Director Record: 14 | |
| a. Full Name | Paglia, Catherine James |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-00266 |
| File Number Record: 2 | |
| File Number Record: | 811-22127 |
| File Number Record: 3 | |
| File Number Record: | 811-22736 |
| File Number Record: 4 | |
| File Number Record: | 811-09645 |
| File Number Record: 5 | |
| File Number Record: | 811-21852 |
| File Number Record: 6 | |
| File Number Record: | 811-22328 |
| File Number Record: 7 | |
| File Number Record: | 811-22255 |
| File Number Record: 8 | |
| File Number Record: | 811-05199 |
| Director Record: 15 | |
| a. Full Name | Trunow, Natalie A. |
| b. CRD number, if any | N/A |
| c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? |
Yes
No
|
| d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-) | |
| File Number Record: 1 | |
| File Number Record: | 811-22127 |
| File Number Record: 2 | |
| File Number Record: | 811-21852 |
| File Number Record: 3 | |
| File Number Record: | 811-09645 |
| File Number Record: 4 | |
| File Number Record: | 811-22255 |
| File Number Record: 5 | |
| File Number Record: | 811-22736 |
| File Number Record: 6 | |
| File Number Record: | 811-05199 |
| Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1): |
| Chief compliance officer Record: 1 | |
| a. Full Name | Thomas P. McGuire |
| b. CRD Number, if any | N/A |
| c. Street Address 1 | 290 Congress Street |
| Street Address 2 | |
| d. City | Boston |
| e. State, if applicable |
MASSACHUSETTS
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Zip code and zip code extension, or foreign postal code | 02210 |
| h. Telephone number (including country code if foreign) | XXXXXX |
| i. Has the chief compliance officer changed since the last filing? |
Yes
No
|
| If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide: |
| CCO employer Record: 1 | |
| i. Name of the person | N/A |
| ii. Person's IRS Employer Identification Number | N/A |
| Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters. |
| Were any matters submitted by the Registrant for its security holders' vote during the reporting period? |
Yes
No
|
| Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities. |
| a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? |
Yes
No
|
| b. Has any proceeding previously reported been terminated? |
Yes
No
|
| a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? |
Yes
No
|
| a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? |
Yes
No
|
| i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? |
Yes
No
|
| Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. |
| Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? |
Yes
No
|
| a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? |
Yes
No
|
| Release number Record: 1 | |
| i. If yes, provide below the release number for each order | IC-15581 |
| Release number Record: 2 | |
| i. If yes, provide below the release number for each order | IC-21150 |
| Release number Record: 3 | |
| i. If yes, provide below the release number for each order | IC-23948 |
| Release number Record: 4 | |
| i. If yes, provide below the release number for each order | IC-33036 |
| Release number Record: 5 | |
| i. If yes, provide below the release number for each order | IC-33519 |
| Release number Record: 6 | |
| i. If yes, provide below the release number for each order | IC-34224 |
| Release number Record: 7 | |
| i. If yes, provide below the release number for each order | IC-30301 |
| a. Provide the information requested below about each principal underwriter: |
| Principal underwriter Record: 1 | |
| i. Full name | Columbia Management Investment Distributors, Inc. |
| ii. SEC file number (e.g., 8-) | 8-25845 |
| iii. CRD number | 000000840 |
| iv. LEI, if any | N/A |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? |
Yes
No
|
| b. Have any principal underwriters been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about eachthe independent public accountant: |
| Public accountant Record: 1 | |
| a. Full Name | PricewaterhouseCoopers LLP |
| b. PCAOB Number | 00238 |
| c. LEI, if any | 5493002GVO7EO8RNNS37 |
| d. State, if applicable |
MINNESOTA
|
| e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| f. Has the independent public accountant changed since the last filing? |
Yes
No
|
| Instruction. Small business investment companies are not required to respond to this item. |
| For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? |
Yes
No
|
| For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? |
Yes
No
|
| Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category. |
| Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? |
Yes
No
|
| Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? |
Yes
No
|
| a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? |
Yes
No
|
| During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? |
Yes
No
|
General Instruction.Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below. |
| Management Investment Record: 1 |
| a. Full Name of the Fund | Columbia Balanced Fund |
| b. Series identication number, if any | S000012068 |
| c. LEI | N2K8SLWGNITEXR87GJ92 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 7 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Advisor Class |
| ii. Class identification number, if any | C000122659 |
| iii. Ticker symbol, if any | CBDRX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Class A |
| ii. Class identification number, if any | C000032838 |
| iii. Ticker symbol, if any | CBLAX |
| Shares Outstanding Record: 3 | |
| i. Full name of Class | Class C |
| ii. Class identification number, if any | C000032840 |
| iii. Ticker symbol, if any | CBLCX |
| Shares Outstanding Record: 4 | |
| i. Full name of Class | Class R |
| ii. Class identification number, if any | C000094665 |
| iii. Ticker symbol, if any | CBLRX |
| Shares Outstanding Record: 5 | |
| i. Full name of Class | Institutional 2 Class |
| ii. Class identification number, if any | C000094667 |
| iii. Ticker symbol, if any | CLREX |
| Shares Outstanding Record: 6 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000122660 |
| iii. Ticker symbol, if any | CBDYX |
| Shares Outstanding Record: 7 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000032842 |
| iii. Ticker symbol, if any | CBALX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | HSBC BANK ARGENTINA S.A. |
| ii. LEI, if any | 549300K52NF2S4SQDO82 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ARGENTINA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | PT BANK HSBC INDONESIA |
| ii. LEI, if any | 213800HW5IDIRLWH1203 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDONESIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 265,563.010000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Virtu Americas LLC |
| ii. SEC file number | 8-68193 |
| iii. CRD number | 000149823 |
| iv. LEI, if any | 549300RA02N3BNSWBV74 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 260,787.440000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 150,048.060000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | RBC Capital Markets |
| ii. SEC file number | 8-45411 |
| iii. CRD number | 000031194 |
| iv. LEI, if any | 549300LCO2FLSSVFFR64 |
| v. State, if applicable |
MINNESOTA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 89,564.180000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | Wells Fargo |
| ii. SEC file number | 8-65876 |
| iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 63,876.200000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 52,211.820000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 44,263.810000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 30,343.560000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 27,874.440000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | BMO Capital Markets Corp. |
| ii. SEC file number | 8-34344 |
| iii. CRD number | 000016686 |
| iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 21,693.150000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 1,102,900.990000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Wells Fargo |
| ii. SEC file number | 8-65876 |
| iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 18,343,351,384.190000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 1,843,068,562.230000000000 |
| Principal Transactions Record: 3 | |
| i. Full name of dealer | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 1,230,916,207.880000000000 |
| Principal Transactions Record: 4 | |
| i. Full name of dealer | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 439,693,281.180000000000 |
| Principal Transactions Record: 5 | |
| i. Full name of dealer | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 222,025,614.040000000000 |
| Principal Transactions Record: 6 | |
| i. Full name of dealer | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 90,986,324.980000000000 |
| Principal Transactions Record: 7 | |
| i. Full name of dealer | Bank of America NA |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | B4TYDEB6GKMZO031MB27 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 68,804,897.130000000000 |
| Principal Transactions Record: 8 | |
| i. Full name of dealer | RBC Capital Markets |
| ii. SEC file number | 8-45411 |
| iii. CRD number | 000031194 |
| iv. LEI, if any | 549300LCO2FLSSVFFR64 |
| v. State, if applicable |
MINNESOTA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 63,362,589.810000000000 |
| Principal Transactions Record: 9 | |
| i. Full name of dealer | Jane Street Execution Services, LLC |
| ii. SEC file number | 8-69254 |
| iii. CRD number | 000167280 |
| iv. LEI, if any | 549300HXJLXCPDWAH070 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 36,584,862.730000000000 |
| Principal Transactions Record: 10 | |
| i. Full name of dealer | BNP Paribas |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | R0MUWSFPU8MPRO8K5P83 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
FRANCE
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 32,369,237.270000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 22,637,439,892.990000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 7,580,569,606.500000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||||||||||||||||||||||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 500,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,000,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 5,700,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,900,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 600,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 3,466,666.670000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 6 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 2 |
| a. Full Name of the Fund | Columbia Contrarian Core Fund |
| b. Series identication number, if any | S000012077 |
| c. LEI | XDPT7NN16OBIUU173D53 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 8 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Advisor Class |
| ii. Class identification number, if any | C000122666 |
| iii. Ticker symbol, if any | CORRX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Class A |
| ii. Class identification number, if any | C000032888 |
| iii. Ticker symbol, if any | LCCAX |
| Shares Outstanding Record: 3 | |
| i. Full name of Class | Class C |
| ii. Class identification number, if any | C000032890 |
| iii. Ticker symbol, if any | LCCCX |
| Shares Outstanding Record: 4 | |
| i. Full name of Class | Class R |
| ii. Class identification number, if any | C000094681 |
| iii. Ticker symbol, if any | CCCRX |
| Shares Outstanding Record: 5 | |
| i. Full name of Class | Class V |
| ii. Class identification number, if any | C000032892 |
| iii. Ticker symbol, if any | SGIEX |
| Shares Outstanding Record: 6 | |
| i. Full name of Class | Institutional 2 Class |
| ii. Class identification number, if any | C000122667 |
| iii. Ticker symbol, if any | COFRX |
| Shares Outstanding Record: 7 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000122668 |
| iii. Ticker symbol, if any | COFYX |
| Shares Outstanding Record: 8 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000032893 |
| iii. Ticker symbol, if any | SMGIX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | Virtu Americas LLC |
| ii. SEC file number | 8-68193 |
| iii. CRD number | 000149823 |
| iv. LEI, if any | 549300RA02N3BNSWBV74 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 626,788.690000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 580,177.860000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 331,058.780000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | RBC Capital Markets |
| ii. SEC file number | 8-45411 |
| iii. CRD number | 000031194 |
| iv. LEI, if any | 549300LCO2FLSSVFFR64 |
| v. State, if applicable |
MINNESOTA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 211,984.470000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | Wells Fargo |
| ii. SEC file number | 8-65876 |
| iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 150,223.060000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 125,056.730000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 106,068.980000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 73,202.740000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 57,745.830000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | BMO Capital Markets Corp. |
| ii. SEC file number | 8-34344 |
| iii. CRD number | 000016686 |
| iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 54,239.220000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 2,548,202.650000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 29,687,862.000000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 29,687,862.000000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 10,700,861,709.130000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||||||||||||||||||||||||||||||||||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 4,600,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 7,700,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 4,200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 500,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 700,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 7,300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 3 |
| a. Full Name of the Fund | Columbia Emerging Markets Fund |
| b. Series identication number, if any | S000021572 |
| c. LEI | E8K1I56V7B5RA80S0N70 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 7 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Advisor Class |
| ii. Class identification number, if any | C000126474 |
| iii. Ticker symbol, if any | CEMHX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Class A |
| ii. Class identification number, if any | C000061809 |
| iii. Ticker symbol, if any | EEMAX |
| Shares Outstanding Record: 3 | |
| i. Full name of Class | Class C |
| ii. Class identification number, if any | C000061810 |
| iii. Ticker symbol, if any | EEMCX |
| Shares Outstanding Record: 4 | |
| i. Full name of Class | Class R |
| ii. Class identification number, if any | C000094703 |
| iii. Ticker symbol, if any | CEMRX |
| Shares Outstanding Record: 5 | |
| i. Full name of Class | Institutional 2 Class |
| ii. Class identification number, if any | C000121798 |
| iii. Ticker symbol, if any | CEKRX |
| Shares Outstanding Record: 6 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000122684 |
| iii. Ticker symbol, if any | CEKYX |
| Shares Outstanding Record: 7 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000061811 |
| iii. Ticker symbol, if any | UMEMX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BANCO SANTANDER CHILE |
| ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CHILE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BANK HANDLOWY W. WARSZAWIE S.A. |
| ii. LEI, if any | XLEZHWWOI4HFQDGL4793 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
POLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BANK LEUMI LE-ISRAEL B.M. |
| ii. LEI, if any | 7JDSZWRGUQY2DSTWCR57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ISRAEL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES, ATHENS |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GREECE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | CITIBANK A.S. |
| ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TURKEY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | CITIBANK N.A., SUCURSAL DE LIMA |
| ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PERU
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | CITIBANK, N.A. |
| ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
EGYPT
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | HSBC BANK (VIETNAM) LTD. |
| ii. LEI, if any | 213800H95OG9OHRT4Y78 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
VIET NAM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | HSBC BANK MALAYSIA BERHAD |
| ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MALAYSIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | HSBC BANK MIDDLE EAST LIMITED, DUBAI |
| ii. LEI, if any | 549300F99IL9YJDWH369 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | J.P. MORGAN BANK INTERNATIONAL (LIMITED LIABILITY COMPANY) |
| ii. LEI, if any | 549300B831LSRSI6RA15 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 27 | |
| i. Full name | J.P. MORGAN SAUDI ARABIA COMPANY |
| ii. LEI, if any | 549300HST49806XTCK29 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SAUDI ARABIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 28 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 29 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 30 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 31 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 32 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 33 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TAIWAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 34 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 35 | |
| i. Full name | PT BANK HSBC INDONESIA |
| ii. LEI, if any | 213800HW5IDIRLWH1203 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDONESIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 36 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 37 | |
| i. Full name | SOCIETE GENERALE MAROCAINE DE BANQUES |
| ii. LEI, if any | 549300WHIMVBNIDQWK21 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MOROCCO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 38 | |
| i. Full name | STANDARD CHARTERED BANK (PAKISTAN) LIMITED |
| ii. LEI, if any | 549300YTOMKUNPUTB551 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PAKISTAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 39 | |
| i. Full name | STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED |
| ii. LEI, if any | 549300O1LQYCQ7G1IM57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
THAILAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 40 | |
| i. Full name | STANDARD CHARTERED BANK KENYA LIMITED |
| ii. LEI, if any | 549300RBHWW5EJIRG629 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KENYA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 41 | |
| i. Full name | STANDARD CHARTERED BANK KOREA LIMITED |
| ii. LEI, if any | NUXTG47HHHM1K2L0SG39 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 42 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 43 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 44 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 45 | |
| i. Full name | UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. |
| ii. LEI, if any | KR6LSKV3BTSJRD41IF75 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CZECHIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 185,994.080000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Credit Agricole Securities USA Inc |
| ii. SEC file number | 8-13753 |
| iii. CRD number | 000000190 |
| iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 179,339.500000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | Goldman Sachs International |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | W22LROWP2IHZNBB6K528 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 153,676.430000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 148,127.640000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | Credit Suisse |
| ii. SEC file number | 8-422 |
| iii. CRD number | 000000816 |
| iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 112,159.780000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 110,769.210000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | JPMorgan Securities PLC |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | K6Q0W1PS1L1O4IQL9C32 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 102,423.720000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Morgan Stanley International |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 85,836.520000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 80,292.030000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | Instinet LLC |
| ii. SEC file number | 8-23669 |
| iii. CRD number | 000007897 |
| iv. LEI, if any | 549300MGMN3RKMU8FT57 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 61,348.130000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 1,470,319.890000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | BTG Pactual US Capital, LLC |
| ii. SEC file number | 8-68148 |
| iii. CRD number | 000149486 |
| iv. LEI, if any | 549300EUEDL5GKQW8U35 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 5,412,774.820000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | Xtellus Capital Partners |
| ii. SEC file number | 8-68766 |
| iii. CRD number | 000156048 |
| iv. LEI, if any | 5493001ADW65MEV36028 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 10,718,933.600000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 16,131,708.420000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 1,357,364,047.570000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
|
| c.Did the Fund engage in interfund borrowing? |
Yes
No
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 7,500,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 5,200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 3,400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 3,400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 8,700,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 4,300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 4,200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,100,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 4,300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 900,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 3,466,666.670000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 6 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 450,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,700,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,000,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,800,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,600,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 7,000,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 7,200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 7,700,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 4,400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 15,100,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 6,280,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 5 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 45,900,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 14,300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 5 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 4,200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 4 |
| a. Full Name of the Fund | Columbia International Dividend Income Fund |
| b. Series identication number, if any | S000012074 |
| c. LEI | TZWL0DFPJNHXWNBGEA18 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 7 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Advisor Class |
| ii. Class identification number, if any | C000126469 |
| iii. Ticker symbol, if any | CGOLX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Class A |
| ii. Class identification number, if any | C000032872 |
| iii. Ticker symbol, if any | CSVAX |
| Shares Outstanding Record: 3 | |
| i. Full name of Class | Class C |
| ii. Class identification number, if any | C000032874 |
| iii. Ticker symbol, if any | CSRCX |
| Shares Outstanding Record: 4 | |
| i. Full name of Class | Class R |
| ii. Class identification number, if any | C000094679 |
| iii. Ticker symbol, if any | CSGRX |
| Shares Outstanding Record: 5 | |
| i. Full name of Class | Institutional 2 Class |
| ii. Class identification number, if any | C000138362 |
| iii. Ticker symbol, if any | CADPX |
| Shares Outstanding Record: 6 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000078988 |
| iii. Ticker symbol, if any | CLSYX |
| Shares Outstanding Record: 7 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000032876 |
| iii. Ticker symbol, if any | CSVFX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BANCO SANTANDER CHILE |
| ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CHILE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BANK HANDLOWY W. WARSZAWIE S.A. |
| ii. LEI, if any | XLEZHWWOI4HFQDGL4793 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
POLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES, ATHENS |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GREECE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | CITIBANK A.S. |
| ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TURKEY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | HSBC BANK MALAYSIA BERHAD |
| ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MALAYSIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
DENMARK
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 27 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TAIWAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 28 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 29 | |
| i. Full name | PT BANK HSBC INDONESIA |
| ii. LEI, if any | 213800HW5IDIRLWH1203 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDONESIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 30 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 31 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NORWAY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 32 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWEDEN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 33 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN, HELSINKI BRANCH |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FINLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 34 | |
| i. Full name | STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED |
| ii. LEI, if any | 549300O1LQYCQ7G1IM57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
THAILAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 35 | |
| i. Full name | STANDARD CHARTERED BANK KOREA LIMITED |
| ii. LEI, if any | NUXTG47HHHM1K2L0SG39 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 36 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 37 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 38 | |
| i. Full name | UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. |
| ii. LEI, if any | KR6LSKV3BTSJRD41IF75 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CZECHIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 25,854.740000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Cowen Execution Services Limited |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | 213800SS94VGJTFLIG64 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 16,207.010000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | JPMorgan Securities PLC |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | K6Q0W1PS1L1O4IQL9C32 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 15,054.250000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 13,139.430000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 11,868.290000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | BMO Capital Markets Corp. |
| ii. SEC file number | 8-34344 |
| iii. CRD number | 000016686 |
| iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 8,001.660000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | Credit Agricole Securities USA Inc |
| ii. SEC file number | 8-13753 |
| iii. CRD number | 000000190 |
| iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 7,526.580000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Instinet LLC |
| ii. SEC file number | 8-23669 |
| iii. CRD number | 000007897 |
| iv. LEI, if any | 549300MGMN3RKMU8FT57 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 7,519.650000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | RBC Capital Markets |
| ii. SEC file number | 8-45411 |
| iii. CRD number | 000031194 |
| iv. LEI, if any | 549300LCO2FLSSVFFR64 |
| v. State, if applicable |
MINNESOTA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 7,314.800000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | Morgan Stanley International |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 6,682.760000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 172,773.430000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| i. Full name of dealer | |
| ii. SEC file number | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 0.000000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 488,456,365.930000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 600,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 5 |
| a. Full Name of the Fund | Columbia Global Technology Growth Fund |
| b. Series identication number, if any | S000012075 |
| c. LEI | OZ6HXXE7I5L5ML44HV43 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 6 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Advisor Class |
| ii. Class identification number, if any | C000122664 |
| iii. Ticker symbol, if any | CTYRX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Class A |
| ii. Class identification number, if any | C000032877 |
| iii. Ticker symbol, if any | CTCAX |
| Shares Outstanding Record: 3 | |
| i. Full name of Class | Class C |
| ii. Class identification number, if any | C000032879 |
| iii. Ticker symbol, if any | CTHCX |
| Shares Outstanding Record: 4 | |
| i. Full name of Class | Institutional 2 Class |
| ii. Class identification number, if any | C000122665 |
| iii. Ticker symbol, if any | CTHRX |
| Shares Outstanding Record: 5 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000169173 |
| iii. Ticker symbol, if any | CGTUX |
| Shares Outstanding Record: 6 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000032881 |
| iii. Ticker symbol, if any | CMTFX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
DENMARK
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TAIWAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NORWAY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWEDEN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN, HELSINKI BRANCH |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FINLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 27 | |
| i. Full name | STANDARD CHARTERED BANK KOREA LIMITED |
| ii. LEI, if any | NUXTG47HHHM1K2L0SG39 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 28 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 29 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 30 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 31 | |
| i. Full name | UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. |
| ii. LEI, if any | KR6LSKV3BTSJRD41IF75 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CZECHIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | Virtu Americas LLC |
| ii. SEC file number | 8-68193 |
| iii. CRD number | 000149823 |
| iv. LEI, if any | 549300RA02N3BNSWBV74 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 48,486.630000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 20,793.110000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | Truist Securities, Inc. |
| ii. SEC file number | 8-17212 |
| iii. CRD number | 000006271 |
| iv. LEI, if any | CSVTK36R0PNGXEM7NS14 |
| v. State, if applicable |
GEORGIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 16,143.980000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | RBC Capital Markets |
| ii. SEC file number | 8-45411 |
| iii. CRD number | 000031194 |
| iv. LEI, if any | 549300LCO2FLSSVFFR64 |
| v. State, if applicable |
MINNESOTA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 15,242.710000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | William Blair & Company LLC |
| ii. SEC file number | 8-2698 |
| iii. CRD number | 000001252 |
| iv. LEI, if any | 549300J0P7XYE8BMZ775 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 4,707.860000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 4,513.180000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 4,495.620000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Cowen Execution Services Limited |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | 213800SS94VGJTFLIG64 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 4,069.880000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 2,920.030000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | Morgan Stanley International |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 2,479.300000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 125,836.270000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 6,383,947.000000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | JPMorgan Securities PLC |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | K6Q0W1PS1L1O4IQL9C32 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 3,647,054.840000000000 |
| Principal Transactions Record: 3 | |
| i. Full name of dealer | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 2,338,175.000000000000 |
| Principal Transactions Record: 4 | |
| i. Full name of dealer | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 2,060,328.000000000000 |
| Principal Transactions Record: 5 | |
| i. Full name of dealer | Exane Inc |
| ii. SEC file number | 8-49569 |
| iii. CRD number | 000041784 |
| iv. LEI, if any | 6SDWK6FV8H98XAGSYS75 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 922,647.690000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 15,352,152.530000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 2,128,820,648.770000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
|
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 6 |
| a. Full Name of the Fund | Columbia Greater China Fund |
| b. Series identication number, if any | S000012069 |
| c. LEI | 1PIY3JCW4MRQZ40NMZ75 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 6 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Advisor Class |
| ii. Class identification number, if any | C000126467 |
| iii. Ticker symbol, if any | CGCHX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Class A |
| ii. Class identification number, if any | C000032843 |
| iii. Ticker symbol, if any | NGCAX |
| Shares Outstanding Record: 3 | |
| i. Full name of Class | Class C |
| ii. Class identification number, if any | C000032845 |
| iii. Ticker symbol, if any | NGCCX |
| Shares Outstanding Record: 4 | |
| i. Full name of Class | Institutional 2 Class |
| ii. Class identification number, if any | C000122661 |
| iii. Ticker symbol, if any | CGCRX |
| Shares Outstanding Record: 5 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000179749 |
| iii. Ticker symbol, if any | CGCYX |
| Shares Outstanding Record: 6 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000032846 |
| iii. Ticker symbol, if any | LNGZX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
DENMARK
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TAIWAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. |
| ii. LEI, if any | KR6LSKV3BTSJRD41IF75 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CZECHIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | JPMorgan Securities PLC |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | K6Q0W1PS1L1O4IQL9C32 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 22,504.590000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Credit Agricole Securities USA Inc |
| ii. SEC file number | 8-13753 |
| iii. CRD number | 000000190 |
| iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 21,476.270000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 19,512.890000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 9,451.440000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | Goldman Sachs International |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | W22LROWP2IHZNBB6K528 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 8,746.160000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 5,380.090000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | Morgan Stanley International |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 5,038.180000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Credit Suisse |
| ii. SEC file number | 8-422 |
| iii. CRD number | 000000816 |
| iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 3,150.350000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 2,102.730000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 1,737.300000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 105,916.530000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 677,996.000000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 677,996.000000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 97,330,728.940000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 100,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
| ||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 7 |
| a. Full Name of the Fund | Columbia Select Mid Cap Growth Fund |
| b. Series identication number, if any | S000012070 |
| c. LEI | HZ7PQG17CDCUWZHXRF67 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 8 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Advisor Class |
| ii. Class identification number, if any | C000121789 |
| iii. Ticker symbol, if any | CPGRX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Class A |
| ii. Class identification number, if any | C000032847 |
| iii. Ticker symbol, if any | CBSAX |
| Shares Outstanding Record: 3 | |
| i. Full name of Class | Class C |
| ii. Class identification number, if any | C000032849 |
| iii. Ticker symbol, if any | CMCCX |
| Shares Outstanding Record: 4 | |
| i. Full name of Class | Class R |
| ii. Class identification number, if any | C000032852 |
| iii. Ticker symbol, if any | CMGRX |
| Shares Outstanding Record: 5 | |
| i. Full name of Class | Class V |
| ii. Class identification number, if any | C000032853 |
| iii. Ticker symbol, if any | CBSTX |
| Shares Outstanding Record: 6 | |
| i. Full name of Class | Institutional 2 Class |
| ii. Class identification number, if any | C000094669 |
| iii. Ticker symbol, if any | CMGVX |
| Shares Outstanding Record: 7 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000078986 |
| iii. Ticker symbol, if any | CMGYX |
| Shares Outstanding Record: 8 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000032854 |
| iii. Ticker symbol, if any | CLSPX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED |
| ii. LEI, if any | 549300O1LQYCQ7G1IM57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
THAILAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 366,545.360000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Virtu Americas LLC |
| ii. SEC file number | 8-68193 |
| iii. CRD number | 000149823 |
| iv. LEI, if any | 549300RA02N3BNSWBV74 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 195,701.270000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 178,362.320000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 125,809.590000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 55,643.510000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 55,214.410000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | Wells Fargo |
| ii. SEC file number | 8-65876 |
| iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 47,080.350000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 45,443.730000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | RBC Capital Markets |
| ii. SEC file number | 8-45411 |
| iii. CRD number | 000031194 |
| iv. LEI, if any | 549300LCO2FLSSVFFR64 |
| v. State, if applicable |
MINNESOTA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 44,714.450000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 38,275.450000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 1,309,516.330000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| i. Full name of dealer | |
| ii. SEC file number | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 0.000000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 1,438,258,045.000000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||||||||||||||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 800,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,700,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 8 |
| a. Full Name of the Fund | Columbia Small Cap Growth Fund |
| b. Series identication number, if any | S000012073 |
| c. LEI | Y7B5XOOPBFPOK43D2Y03 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 7 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Advisor Class |
| ii. Class identification number, if any | C000121791 |
| iii. Ticker symbol, if any | CHHRX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Class A |
| ii. Class identification number, if any | C000032868 |
| iii. Ticker symbol, if any | CGOAX |
| Shares Outstanding Record: 3 | |
| i. Full name of Class | Class C |
| ii. Class identification number, if any | C000032870 |
| iii. Ticker symbol, if any | CGOCX |
| Shares Outstanding Record: 4 | |
| i. Full name of Class | Class R |
| ii. Class identification number, if any | C000094677 |
| iii. Ticker symbol, if any | CCRIX |
| Shares Outstanding Record: 5 | |
| i. Full name of Class | Institutional 2 Class |
| ii. Class identification number, if any | C000121792 |
| iii. Ticker symbol, if any | CSCRX |
| Shares Outstanding Record: 6 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000078987 |
| iii. Ticker symbol, if any | CSGYX |
| Shares Outstanding Record: 7 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000032871 |
| iii. Ticker symbol, if any | CMSCX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 569,679.180000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Virtu Americas LLC |
| ii. SEC file number | 8-68193 |
| iii. CRD number | 000149823 |
| iv. LEI, if any | 549300RA02N3BNSWBV74 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 437,925.710000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 242,694.160000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 198,902.490000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | RBC Capital Markets |
| ii. SEC file number | 8-45411 |
| iii. CRD number | 000031194 |
| iv. LEI, if any | 549300LCO2FLSSVFFR64 |
| v. State, if applicable |
MINNESOTA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 122,577.190000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 84,955.650000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | BTIG LLC |
| ii. SEC file number | 8-65473 |
| iii. CRD number | 000122225 |
| iv. LEI, if any | 549300GTG9PL6WO3EC51 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 71,131.080000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Wells Fargo |
| ii. SEC file number | 8-65876 |
| iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 66,546.610000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 61,135.790000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | B. Riley & Co LLC |
| ii. SEC file number | 8-49016 |
| iii. CRD number | 000040355 |
| iv. LEI, if any | 549300AEVMODVBY3QS51 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 54,439.920000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 2,283,644.200000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Raymond James & Associates Inc |
| ii. SEC file number | 8-10999 |
| iii. CRD number | 000000705 |
| iv. LEI, if any | U4ONQX15J3RO8XCKE979 |
| v. State, if applicable |
FLORIDA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 12,138,349.500000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 8,935,795.500000000000 |
| Principal Transactions Record: 3 | |
| i. Full name of dealer | B. Riley & Co LLC |
| ii. SEC file number | 8-49016 |
| iii. CRD number | 000040355 |
| iv. LEI, if any | 549300AEVMODVBY3QS51 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 7,691,750.000000000000 |
| Principal Transactions Record: 4 | |
| i. Full name of dealer | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 6,149,374.000000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 34,915,269.000000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 1,568,265,638.490000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||||||||||||||||||||||||||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,500,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,000,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,800,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 600,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,100,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,800,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 9 |
| a. Full Name of the Fund | Columbia Strategic Income Fund |
| b. Series identication number, if any | S000010617 |
| c. LEI | K29BNLG80CDBGN0TTQ27 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 7 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Advisor Class |
| ii. Class identification number, if any | C000122657 |
| iii. Ticker symbol, if any | CMNRX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Class A |
| ii. Class identification number, if any | C000029358 |
| iii. Ticker symbol, if any | COSIX |
| Shares Outstanding Record: 3 | |
| i. Full name of Class | Class C |
| ii. Class identification number, if any | C000029360 |
| iii. Ticker symbol, if any | CLSCX |
| Shares Outstanding Record: 4 | |
| i. Full name of Class | Class R |
| ii. Class identification number, if any | C000094661 |
| iii. Ticker symbol, if any | CSNRX |
| Shares Outstanding Record: 5 | |
| i. Full name of Class | Institutional 2 Class |
| ii. Class identification number, if any | C000094663 |
| iii. Ticker symbol, if any | CTIVX |
| Shares Outstanding Record: 6 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000129839 |
| iii. Ticker symbol, if any | CPHUX |
| Shares Outstanding Record: 7 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000029362 |
| iii. Ticker symbol, if any | LSIZX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO ITAU URUGUAY S.A. |
| ii. LEI, if any | 549300HU8OQS1VTVXN55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
URUGUAY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BANK HANDLOWY W. WARSZAWIE S.A. |
| ii. LEI, if any | XLEZHWWOI4HFQDGL4793 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
POLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BANK LEUMI LE-ISRAEL B.M. |
| ii. LEI, if any | 7JDSZWRGUQY2DSTWCR57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ISRAEL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES, ATHENS |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GREECE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | CITIBANK A.S. |
| ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TURKEY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | CITIBANK EUROPE PLC |
| ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ROMANIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | CITIBANK, N.A. |
| ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
EGYPT
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA |
| ii. LEI, if any | 549300242J3IJCOSGI49 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
COLOMBIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | HSBC BANK (CHINA) COMPANY LIMITED |
| ii. LEI, if any | 2CZOJRADNJXBLT55G526 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CHINA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | HSBC BANK ARGENTINA S.A. |
| ii. LEI, if any | 549300K52NF2S4SQDO82 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ARGENTINA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | HSBC BANK MALAYSIA BERHAD |
| ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MALAYSIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 27 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 28 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 29 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 30 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 31 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 32 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 33 | |
| i. Full name | PT BANK HSBC INDONESIA |
| ii. LEI, if any | 213800HW5IDIRLWH1203 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDONESIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 34 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 35 | |
| i. Full name | STANBIC IBTC BANK PLC |
| ii. LEI, if any | 029200098C3K8BI2D551 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NIGERIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 36 | |
| i. Full name | STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED |
| ii. LEI, if any | 549300O1LQYCQ7G1IM57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
THAILAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 37 | |
| i. Full name | STANDARD CHARTERED BANK KENYA LIMITED |
| ii. LEI, if any | 549300RBHWW5EJIRG629 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KENYA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 38 | |
| i. Full name | STANDARD CHARTERED BANK KOREA LIMITED |
| ii. LEI, if any | NUXTG47HHHM1K2L0SG39 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 39 | |
| i. Full name | STANDARD CHARTERED BANK UGANDA LIMITED |
| ii. LEI, if any | 549300W7CNYGJ68XGD27 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UGANDA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 40 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 41 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 42 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 43 | |
| i. Full name | UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. |
| ii. LEI, if any | KR6LSKV3BTSJRD41IF75 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CZECHIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 44 | |
| i. Full name | UNICREDIT BANK SRBIJA A.D. |
| ii. LEI, if any | 52990001O0THU00TYK59 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SERBIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| i. Full name of broker | |
| ii. SEC file number | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Gross commissions paid by the Fund for the reporting period |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 0.000000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Wells Fargo |
| ii. SEC file number | 8-65876 |
| iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 10,377,674,315.880000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 8,756,363,911.150000000000 |
| Principal Transactions Record: 3 | |
| i. Full name of dealer | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 7,635,151,920.550000000000 |
| Principal Transactions Record: 4 | |
| i. Full name of dealer | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 4,271,413,552.360000000000 |
| Principal Transactions Record: 5 | |
| i. Full name of dealer | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 610,677,835.260000000000 |
| Principal Transactions Record: 6 | |
| i. Full name of dealer | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 481,214,850.070000000000 |
| Principal Transactions Record: 7 | |
| i. Full name of dealer | Bank of America NA |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | B4TYDEB6GKMZO031MB27 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 410,818,967.240000000000 |
| Principal Transactions Record: 8 | |
| i. Full name of dealer | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 123,598,424.230000000000 |
| Principal Transactions Record: 9 | |
| i. Full name of dealer | RBC Capital Markets |
| ii. SEC file number | 8-45411 |
| iii. CRD number | 000031194 |
| iv. LEI, if any | 549300LCO2FLSSVFFR64 |
| v. State, if applicable |
MINNESOTA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 87,969,807.510000000000 |
| Principal Transactions Record: 10 | |
| i. Full name of dealer | Deutsche Bank |
| ii. SEC file number | 8-17822 |
| iii. CRD number | 000002525 |
| iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 76,748,308.600000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 33,636,150,013.490000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 5,026,978,189.000000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||||||||||||||||||||||||||||||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,900,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,296,404.510000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 703,595.490000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,500,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 800,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,000,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 10 |
| a. Full Name of the Fund | Multi-Manager Alternative Strategies Fund |
| b. Series identication number, if any | S000036207 |
| c. LEI | 8Z4K1FUQRPCJYKZNOK04 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 1 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000179757 |
| iii. Ticker symbol, if any | CZAMX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| b. If yes, provide the following information: | |
| Foreign Investments Record: 1 | |
| Full name of subsidiary | ASGM Offshore Fund, Ltd. |
| LEI of subsidiary, if any | 549300KKUCER4Y7KD678 |
| Foreign Investments Record: 2 | |
| Full name of subsidiary | ASMF Offshore Fund, Ltd. |
| LEI of subsidiary, if any | QGT4HBV62XBMRUN05812 |
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| Sub Advisors Record: 1 | |
| i. Full name | AlphaSimplex Group, LLC |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-62448 |
| iii. CRD number | 000128356 |
| iv. LEI, if any | LU8SRV9ICT5E29588H39 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 2 | |
| i. Full name | Manulife Investment Management (US) LLC |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-42023 |
| iii. CRD number | 000106435 |
| iv. LEI, if any | 549300ZKXV1OCZQWDK34 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 3 | |
| i. Full name | TCW Investment Management Company LLC |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-29075 |
| iii. CRD number | 000106546 |
| iv. LEI, if any | 549300Z58FHZ5C4F1U90 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 4 | |
| i. Full name | Crabel Capital Management, LLC |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-110141 |
| iii. CRD number | 000167332 |
| iv. LEI, if any | 549300TBH6LTL3UKU026 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| SubAdvisors Terminated Record: 1 | |
| i. Full name | Water Island Capital, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-57341 |
| iii. CRD number | 000113358 |
| iv. LEI, if any | IEUW0AW31PB5M40NL881 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Termination date | 2023-08-25 |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BANCO SANTANDER CHILE |
| ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CHILE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BANK HANDLOWY W. WARSZAWIE S.A. |
| ii. LEI, if any | XLEZHWWOI4HFQDGL4793 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
POLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES, ATHENS |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GREECE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | CITIBANK A.S. |
| ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TURKEY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | CITIBANK N.A., SUCURSAL DE LIMA |
| ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PERU
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA |
| ii. LEI, if any | 549300242J3IJCOSGI49 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
COLOMBIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | HSBC BANK (VIETNAM) LTD. |
| ii. LEI, if any | 213800H95OG9OHRT4Y78 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
VIET NAM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | HSBC BANK ARGENTINA S.A. |
| ii. LEI, if any | 549300K52NF2S4SQDO82 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ARGENTINA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | HSBC BANK MALAYSIA BERHAD |
| ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MALAYSIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
DENMARK
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 27 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 28 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 29 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 30 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 31 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 32 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TAIWAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 33 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 34 | |
| i. Full name | PT BANK HSBC INDONESIA |
| ii. LEI, if any | 213800HW5IDIRLWH1203 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDONESIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 35 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 36 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NORWAY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 37 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWEDEN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 38 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN, HELSINKI BRANCH |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FINLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 39 | |
| i. Full name | STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED |
| ii. LEI, if any | 549300O1LQYCQ7G1IM57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
THAILAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 40 | |
| i. Full name | STANDARD CHARTERED BANK KOREA LIMITED |
| ii. LEI, if any | NUXTG47HHHM1K2L0SG39 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 41 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 42 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 43 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 44 | |
| i. Full name | UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. |
| ii. LEI, if any | KR6LSKV3BTSJRD41IF75 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CZECHIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 48,110.950000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Merrill Lynch Pierce Fenner & Smith Incorporated |
| ii. SEC file number | 8-7221 |
| iii. CRD number | 000007691 |
| iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 24,997.520000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | Mischler Financial Group |
| ii. SEC file number | 8-48067 |
| iii. CRD number | 000037818 |
| iv. LEI, if any | 2549004IPXPSM9EJFC92 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 19,963.770000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | BTIG LLC |
| ii. SEC file number | 8-65473 |
| iii. CRD number | 000122225 |
| iv. LEI, if any | 549300GTG9PL6WO3EC51 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 12,813.830000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 10,165.360000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | Raymond James & Associates Inc |
| ii. SEC file number | 8-10999 |
| iii. CRD number | 000000705 |
| iv. LEI, if any | U4ONQX15J3RO8XCKE979 |
| v. State, if applicable |
FLORIDA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 9,298.240000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 9,077.740000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 8,109.480000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | MKM Partners |
| ii. SEC file number | 8-53436 |
| iii. CRD number | 000114666 |
| iv. LEI, if any | 25490041O5W104HFWA62 |
| v. State, if applicable |
CONNECTICUT
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 7,608.030000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | ITG Inc |
| ii. SEC file number | 8-44218 |
| iii. CRD number | 000029299 |
| iv. LEI, if any | 549300S41SMIODVIT266 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 7,162.420000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 255,446.940000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 183,319,789.750000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 159,511,925.910000000000 |
| Principal Transactions Record: 3 | |
| i. Full name of dealer | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 125,026,374.890000000000 |
| Principal Transactions Record: 4 | |
| i. Full name of dealer | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 90,314,764.210000000000 |
| Principal Transactions Record: 5 | |
| i. Full name of dealer | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 78,365,707.750000000000 |
| Principal Transactions Record: 6 | |
| i. Full name of dealer | Credit Suisse |
| ii. SEC file number | 8-422 |
| iii. CRD number | 000000816 |
| iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 66,675,070.880000000000 |
| Principal Transactions Record: 7 | |
| i. Full name of dealer | Mizuho |
| ii. SEC file number | 8-37710 |
| iii. CRD number | 000019647 |
| iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 37,553,432.230000000000 |
| Principal Transactions Record: 8 | |
| i. Full name of dealer | Wells Fargo |
| ii. SEC file number | 8-65876 |
| iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 30,817,504.740000000000 |
| Principal Transactions Record: 9 | |
| i. Full name of dealer | BMO Capital Markets Corp. |
| ii. SEC file number | 8-34344 |
| iii. CRD number | 000016686 |
| iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 18,935,269.810000000000 |
| Principal Transactions Record: 10 | |
| i. Full name of dealer | Nomura Securities International Inc. |
| ii. SEC file number | 8-15255 |
| iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 17,392,883.740000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 898,862,545.330000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 515,295,193.710000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||||||||||||||||||||||||||||||||||||||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,800,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 14,300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 5 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 500,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,000,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 500,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 166,666.670000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 600,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,433,333.330000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 11 |
| a. Full Name of the Fund | Multi-Manager International Equity Strategies Fund |
| b. Series identication number, if any | S000061733 |
| c. LEI | 549300TUUSEGUTSYU182 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 2 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000216711 |
| iii. Ticker symbol, if any | CIEEX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000199958 |
| iii. Ticker symbol, if any | CMIEX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| Sub Advisors Record: 1 | |
| i. Full name | Arrowstreet Capital, Limited Partnership |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-56633 |
| iii. CRD number | 000111298 |
| iv. LEI, if any | LO3UDTZUG0RICVPFGQ53 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 2 | |
| i. Full name | Baillie Gifford Overseas Limited |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-21051 |
| iii. CRD number | 000110296 |
| iv. LEI, if any | 549300OJXEENXLO4FW52 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 3 | |
| i. Full name | Causeway Capital Management LLC |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-60343 |
| iii. CRD number | 000113308 |
| iv. LEI, if any | 5493008B4M4EF3B5X872 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BANCO SANTANDER CHILE |
| ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CHILE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BANK HANDLOWY W. WARSZAWIE S.A. |
| ii. LEI, if any | XLEZHWWOI4HFQDGL4793 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
POLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BANK LEUMI LE-ISRAEL B.M. |
| ii. LEI, if any | 7JDSZWRGUQY2DSTWCR57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ISRAEL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES, ATHENS |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GREECE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | CITIBANK A.S. |
| ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TURKEY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | CITIBANK N.A., SUCURSAL DE LIMA |
| ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PERU
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA |
| ii. LEI, if any | 549300242J3IJCOSGI49 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
COLOMBIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | HSBC BANK (CHINA) COMPANY LIMITED |
| ii. LEI, if any | 2CZOJRADNJXBLT55G526 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CHINA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | HSBC BANK MALAYSIA BERHAD |
| ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MALAYSIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | HSBC BANK MIDDLE EAST LIMITED |
| ii. LEI, if any | 549300F99IL9YJDWH369 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
QATAR
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | HSBC BANK MIDDLE EAST LIMITED, DUBAI |
| ii. LEI, if any | 549300F99IL9YJDWH369 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | J.P. MORGAN BANK INTERNATIONAL (LIMITED LIABILITY COMPANY) |
| ii. LEI, if any | 549300B831LSRSI6RA15 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
DENMARK
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 27 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 28 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 29 | |
| i. Full name | J.P. MORGAN SAUDI ARABIA COMPANY |
| ii. LEI, if any | 549300HST49806XTCK29 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SAUDI ARABIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 30 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 31 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 32 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 33 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 34 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 35 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TAIWAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 36 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 37 | |
| i. Full name | PT BANK HSBC INDONESIA |
| ii. LEI, if any | 213800HW5IDIRLWH1203 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDONESIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 38 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 39 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NORWAY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 40 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWEDEN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 41 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN, HELSINKI BRANCH |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FINLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 42 | |
| i. Full name | SOCIETE GENERALE MAROCAINE DE BANQUES |
| ii. LEI, if any | 549300WHIMVBNIDQWK21 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MOROCCO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 43 | |
| i. Full name | STANDARD CHARTERED BANK (PAKISTAN) LIMITED |
| ii. LEI, if any | 549300YTOMKUNPUTB551 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PAKISTAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 44 | |
| i. Full name | STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED |
| ii. LEI, if any | 549300O1LQYCQ7G1IM57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
THAILAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 45 | |
| i. Full name | STANDARD CHARTERED BANK KOREA LIMITED |
| ii. LEI, if any | NUXTG47HHHM1K2L0SG39 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 46 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 47 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 48 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 49 | |
| i. Full name | UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. |
| ii. LEI, if any | KR6LSKV3BTSJRD41IF75 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CZECHIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 50 | |
| i. Full name | UNICREDIT BANKA SLOVENIJA D.D. |
| ii. LEI, if any | 549300O2UN9JLME31F08 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SLOVENIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 124,226.700000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 87,841.490000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 86,040.080000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 74,647.670000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | Nomura Securities International Inc. |
| ii. SEC file number | 8-15255 |
| iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 67,347.050000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 42,557.810000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | Sanford C. Bernstein & Co LLC |
| ii. SEC file number | 8-52942 |
| iii. CRD number | 000104474 |
| iv. LEI, if any | 549300I7JYZHT7D5CO04 |
| v. State, if applicable |
DELAWARE
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 41,625.520000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 38,084.630000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 38,031.520000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | HSBC |
| ii. SEC file number | 8-41562 |
| iii. CRD number | 000019585 |
| iv. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 34,706.950000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 883,691.680000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 14,612,258.730000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 161,170.460000000000 |
| Principal Transactions Record: 3 | |
| i. Full name of dealer | Sanford C. Bernstein & Co LLC |
| ii. SEC file number | 8-52942 |
| iii. CRD number | 000104474 |
| iv. LEI, if any | 549300I7JYZHT7D5CO04 |
| v. State, if applicable |
DELAWARE
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 13.640000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 14,773,442.830000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 2,284,929,606.120000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 900,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 900,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
| ||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,800,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 12 |
| a. Full Name of the Fund | Multi-Manager Small Cap Equity Strategies Fund |
| b. Series identication number, if any | S000036206 |
| c. LEI | I63L66XBXCO20QMLJ426 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 2 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000216710 |
| iii. Ticker symbol, if any | CSCLX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000179756 |
| iii. Ticker symbol, if any | CZMSX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| Sub Advisors Record: 1 | |
| i. Full name | Conestoga Capital Advisors, LLC |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-60133 |
| iii. CRD number | 000111750 |
| iv. LEI, if any | 25490002C6EWGMNEPL70 |
| v. State, if applicable |
PENNSYLVANIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 2 | |
| i. Full name | Hotchkis and Wiley Capital Management, LLC |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-60512 |
| iii. CRD number | 000114649 |
| iv. LEI, if any | M35WBEXQYIYXS60OGD30 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 3 | |
| i. Full name | J.P. Morgan Investment Management Inc. |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-21011 |
| iii. CRD number | 000107038 |
| iv. LEI, if any | 549300W78QHV4XMM6K69 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 4 | |
| i. Full name | Jacobs Levy Equity Management, Inc. |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-28257 |
| iii. CRD number | 000107022 |
| iv. LEI, if any | 549300BVR9AUZB18HW43 |
| v. State, if applicable |
NEW JERSEY
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 173,564.050000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 131,567.800000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | Virtu Americas LLC |
| ii. SEC file number | 8-68193 |
| iii. CRD number | 000149823 |
| iv. LEI, if any | 549300RA02N3BNSWBV74 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 121,259.750000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 98,816.610000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | Abel Noser, LLC |
| ii. SEC file number | 8-69809 |
| iii. CRD number | 000284714 |
| iv. LEI, if any | 549300UQY3DBDP2Y2N55 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 69,985.790000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | RBC Capital Markets |
| ii. SEC file number | 8-45411 |
| iii. CRD number | 000031194 |
| iv. LEI, if any | 549300LCO2FLSSVFFR64 |
| v. State, if applicable |
MINNESOTA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 54,156.730000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 53,201.460000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Liquidnet Inc |
| ii. SEC file number | 8-52461 |
| iii. CRD number | 000103987 |
| iv. LEI, if any | 213800HSKBBO1GCVRG79 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 46,183.290000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 35,512.760000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | BOFA Securities, Inc. |
| ii. SEC file number | 8-69787 |
| iii. CRD number | 000283942 |
| iv. LEI, if any | 549300HN4UKV1E2R3U73 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 35,290.270000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 1,248,342.240000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 2,762,558.030000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 2,269,328.130000000000 |
| Principal Transactions Record: 3 | |
| i. Full name of dealer | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 2,195,050.000000000000 |
| Principal Transactions Record: 4 | |
| i. Full name of dealer | Evercore LLC |
| ii. SEC file number | 8-49830 |
| iii. CRD number | 000042405 |
| iv. LEI, if any | 5493008F0LRLS5N8LZ81 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 761,637.500000000000 |
| Principal Transactions Record: 5 | |
| i. Full name of dealer | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 718,796.000000000000 |
| Principal Transactions Record: 6 | |
| i. Full name of dealer | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 474,453.000000000000 |
| Principal Transactions Record: 7 | |
| i. Full name of dealer | Cowen |
| ii. SEC file number | 8-22522 |
| iii. CRD number | 000007616 |
| iv. LEI, if any | 549300WR155U7DVMIW58 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 392,521.910000000000 |
| Principal Transactions Record: 8 | |
| i. Full name of dealer | Virtu Americas LLC |
| ii. SEC file number | 8-68193 |
| iii. CRD number | 000149823 |
| iv. LEI, if any | 549300RA02N3BNSWBV74 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 65,128.830000000000 |
| Principal Transactions Record: 9 | |
| i. Full name of dealer | Keefe Bruyette & Woods Inc |
| ii. SEC file number | 8-10888 |
| iii. CRD number | 000000481 |
| iv. LEI, if any | 549300OM47DQV01G4854 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 23,880.000000000000 |
| Principal Transactions Record: 10 | |
| i. Full name of dealer | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 363.420000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 9,663,716.820000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 1,425,536,750.970000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
|
| c.Did the Fund engage in interfund borrowing? |
Yes
No
| ||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 13 |
| a. Full Name of the Fund | Multi-Manager Total Return Bond Strategies Fund |
| b. Series identication number, if any | S000036205 |
| c. LEI | 8DID67HJNOBUIXV71679 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 2 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Institutional 3 Class |
| ii. Class identification number, if any | C000216709 |
| iii. Ticker symbol, if any | CTREX |
| Shares Outstanding Record: 2 | |
| i. Full name of Class | Institutional Class |
| ii. Class identification number, if any | C000179755 |
| iii. Ticker symbol, if any | CTRZX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| Sub Advisors Record: 1 | |
| i. Full name | Loomis, Sayles and Company, L.P. |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-170 |
| iii. CRD number | 000105377 |
| iv. LEI, if any | JIZPN2RX3UMNOYIDI313 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 2 | |
| i. Full name | PGIM, Inc. |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-22808 |
| iii. CRD number | 000105676 |
| iv. LEI, if any | 5493009SX8QJBZYIGB87 |
| v. State, if applicable |
NEW JERSEY
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 3 | |
| i. Full name | TCW Investment Management Company LLC |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-29075 |
| iii. CRD number | 000106546 |
| iv. LEI, if any | 549300Z58FHZ5C4F1U90 |
| v. State, if applicable |
CALIFORNIA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| Sub Advisors Record: 4 | |
| i. Full name | Voya Investment Management Co. LLC |
| ii. SEC file number ( e.g., 801- ), if applicable | 801-9046 |
| iii. CRD number | 000106494 |
| iv. LEI, if any | L1XJE5NM4QE6WXSI2J24 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO ITAU URUGUAY S.A. |
| ii. LEI, if any | 549300HU8OQS1VTVXN55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
URUGUAY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BANCO SANTANDER CHILE |
| ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CHILE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BANK HANDLOWY W. WARSZAWIE S.A. |
| ii. LEI, if any | XLEZHWWOI4HFQDGL4793 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
POLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES, ATHENS |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GREECE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | CITIBANK A.S. |
| ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TURKEY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | CITIBANK EUROPE PLC |
| ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ROMANIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | CITIBANK KAZAKHSTAN JSC |
| ii. LEI, if any | 95XXGORQK31JZP82OG22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KAZAKHSTAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | CITIBANK N.A., SUCURSAL DE LIMA |
| ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PERU
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | CITIBANK, N.A. |
| ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
EGYPT
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA |
| ii. LEI, if any | 549300242J3IJCOSGI49 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
COLOMBIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | HSBC BANK ARGENTINA S.A. |
| ii. LEI, if any | 549300K52NF2S4SQDO82 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ARGENTINA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | HSBC BANK BERMUDA LIMITED |
| ii. LEI, if any | 0W1U67PTV5WY3WYWKD79 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | HSBC BANK MALAYSIA BERHAD |
| ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MALAYSIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | HSBC BANK MIDDLE EAST LIMITED, DUBAI |
| ii. LEI, if any | 549300F99IL9YJDWH369 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | J.P. MORGAN BANK INTERNATIONAL (LIMITED LIABILITY COMPANY) |
| ii. LEI, if any | 549300B831LSRSI6RA15 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 27 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 28 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 29 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 30 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 31 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 32 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 33 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 34 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 35 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TAIWAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 36 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 37 | |
| i. Full name | PT BANK HSBC INDONESIA |
| ii. LEI, if any | 213800HW5IDIRLWH1203 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDONESIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 38 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 39 | |
| i. Full name | STANBIC IBTC BANK PLC |
| ii. LEI, if any | 029200098C3K8BI2D551 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NIGERIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 40 | |
| i. Full name | STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED |
| ii. LEI, if any | 549300O1LQYCQ7G1IM57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
THAILAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 41 | |
| i. Full name | STANDARD CHARTERED BANK GHANA LIMITED |
| ii. LEI, if any | 549300WFGKTC3MGDCX95 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GHANA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 42 | |
| i. Full name | STANDARD CHARTERED BANK KOREA LIMITED |
| ii. LEI, if any | NUXTG47HHHM1K2L0SG39 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 43 | |
| i. Full name | STANDARD CHARTERED BANK ZAMBIA PLC |
| ii. LEI, if any | 549300247QDZHDI30A83 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ZAMBIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 44 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 45 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 46 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 47 | |
| i. Full name | UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. |
| ii. LEI, if any | KR6LSKV3BTSJRD41IF75 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CZECHIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 1,571.380000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 1,571.380000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 12,898,310,701.110000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 8,366,335,241.290000000000 |
| Principal Transactions Record: 3 | |
| i. Full name of dealer | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 7,101,232,096.880000000000 |
| Principal Transactions Record: 4 | |
| i. Full name of dealer | JPMorgan |
| ii. SEC file number | 8-35008 |
| iii. CRD number | 000000079 |
| iv. LEI, if any | ZBUT11V806EZRVTWT807 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 6,372,515,317.230000000000 |
| Principal Transactions Record: 5 | |
| i. Full name of dealer | Barclays |
| ii. SEC file number | 8-41342 |
| iii. CRD number | 000019714 |
| iv. LEI, if any | AC28XWWI3WIBK2824319 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 5,042,067,904.990000000000 |
| Principal Transactions Record: 6 | |
| i. Full name of dealer | Wells Fargo |
| ii. SEC file number | 8-65876 |
| iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 4,495,728,895.880000000000 |
| Principal Transactions Record: 7 | |
| i. Full name of dealer | Mizuho |
| ii. SEC file number | 8-37710 |
| iii. CRD number | 000019647 |
| iv. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 1,817,712,386.480000000000 |
| Principal Transactions Record: 8 | |
| i. Full name of dealer | Credit Suisse |
| ii. SEC file number | 8-422 |
| iii. CRD number | 000000816 |
| iv. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 1,775,514,355.840000000000 |
| Principal Transactions Record: 9 | |
| i. Full name of dealer | Citadel Securities LLC |
| ii. SEC file number | 8-53574 |
| iii. CRD number | 000116797 |
| iv. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
| v. State, if applicable |
ILLINOIS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 1,705,037,201.500000000000 |
| Principal Transactions Record: 10 | |
| i. Full name of dealer | BMO Capital Markets Corp. |
| ii. SEC file number | 8-34344 |
| iii. CRD number | 000016686 |
| iv. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 1,575,221,208.230000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 61,122,080,385.940000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 10,453,163,182.990000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
| ||||||||||||||||||||||||||||||||||||||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 5,400,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 5,700,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 3 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 2,100,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 1,450,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 500,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 5 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 700,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 200,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 1 |
| i. What was the average amount of the interfund loan when the loan was outstanding? | 45,900,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 4 |
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 14 |
| a. Full Name of the Fund | Overseas SMA Completion Portfolio |
| b. Series identication number, if any | S000066407 |
| c. LEI | 549300HANZKR35G91M29 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 1 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Overseas SMA Completion Portfolio |
| ii. Class identification number, if any | C000214277 |
| iii. Ticker symbol, if any | OSCBX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BANCO SANTANDER CHILE |
| ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CHILE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BANK HANDLOWY W. WARSZAWIE S.A. |
| ii. LEI, if any | XLEZHWWOI4HFQDGL4793 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
POLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BANK LEUMI LE-ISRAEL B.M. |
| ii. LEI, if any | 7JDSZWRGUQY2DSTWCR57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ISRAEL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES, ATHENS |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GREECE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | CITIBANK A.S. |
| ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TURKEY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | CITIBANK, N.A. |
| ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
EGYPT
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | CLEARSTREAM |
| ii. LEI, if any | 549300OL514RA0SXJJ44 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
LUXEMBOURG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | DBS BANK LTD |
| ii. LEI, if any | ATUEL7OJR5057F2PV266 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SINGAPORE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | HSBC BANK (VIETNAM) LTD. |
| ii. LEI, if any | 213800H95OG9OHRT4Y78 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
VIET NAM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | HSBC BANK MALAYSIA BERHAD |
| ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MALAYSIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | HSBC BANK MIDDLE EAST LIMITED, DUBAI |
| ii. LEI, if any | 549300F99IL9YJDWH369 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
DENMARK
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NETHERLANDS
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 27 | |
| i. Full name | J.P. MORGAN SAUDI ARABIA COMPANY |
| ii. LEI, if any | 549300HST49806XTCK29 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SAUDI ARABIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 28 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 29 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 30 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 31 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 32 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 33 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TAIWAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 34 | |
| i. Full name | MIZUHO BANK, LTD. |
| ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
JAPAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 35 | |
| i. Full name | PT BANK HSBC INDONESIA |
| ii. LEI, if any | 213800HW5IDIRLWH1203 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDONESIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 36 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 37 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NORWAY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 38 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWEDEN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 39 | |
| i. Full name | SKANDINAVISKA ENSKILDA BANKEN, HELSINKI BRANCH |
| ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FINLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 40 | |
| i. Full name | SOCIETE GENERALE MAROCAINE DE BANQUES |
| ii. LEI, if any | 549300WHIMVBNIDQWK21 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MOROCCO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 41 | |
| i. Full name | STANDARD CHARTERED BANK |
| ii. LEI, if any | RILFO74KP1CM8P6PCT96 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
OMAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 42 | |
| i. Full name | STANDARD CHARTERED BANK (PAKISTAN) LIMITED |
| ii. LEI, if any | 549300YTOMKUNPUTB551 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PAKISTAN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 43 | |
| i. Full name | STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED |
| ii. LEI, if any | 549300O1LQYCQ7G1IM57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
THAILAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 44 | |
| i. Full name | STANDARD CHARTERED BANK KOREA LIMITED |
| ii. LEI, if any | NUXTG47HHHM1K2L0SG39 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 45 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 46 | |
| i. Full name | UBS SWITZERLAND AG |
| ii. LEI, if any | 549300WOIFUSNYH0FL22 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SWITZERLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 47 | |
| i. Full name | UNICREDIT BANK AUSTRIA AG |
| ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 48 | |
| i. Full name | UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. |
| ii. LEI, if any | KR6LSKV3BTSJRD41IF75 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CZECHIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| Brokers Record: 1 | |
| i. Full name of broker | JPMorgan Securities PLC |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | K6Q0W1PS1L1O4IQL9C32 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 953.820000000000 |
| Brokers Record: 2 | |
| i. Full name of broker | UBS |
| ii. SEC file number | 8-22651 |
| iii. CRD number | 000007654 |
| iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 626.070000000000 |
| Brokers Record: 3 | |
| i. Full name of broker | Jefferies LLC |
| ii. SEC file number | 8-15074 |
| iii. CRD number | 000002347 |
| iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 469.300000000000 |
| Brokers Record: 4 | |
| i. Full name of broker | Morgan Stanley International |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 355.270000000000 |
| Brokers Record: 5 | |
| i. Full name of broker | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 230.890000000000 |
| Brokers Record: 6 | |
| i. Full name of broker | Citi |
| ii. SEC file number | 8-8177 |
| iii. CRD number | 000007059 |
| iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 198.380000000000 |
| Brokers Record: 7 | |
| i. Full name of broker | Berenberg Bank |
| ii. SEC file number | 8-68821 |
| iii. CRD number | 000156757 |
| iv. LEI, if any | 5493007EG0CYRKKG9L11 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 169.030000000000 |
| Brokers Record: 8 | |
| i. Full name of broker | Credit Agricole Securities USA Inc |
| ii. SEC file number | 8-13753 |
| iii. CRD number | 000000190 |
| iv. LEI, if any | 549300WO2DKF0Q3YMV43 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 141.380000000000 |
| Brokers Record: 9 | |
| i. Full name of broker | Goldman Sachs International |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | W22LROWP2IHZNBB6K528 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Gross commissions paid by the Fund for the reporting period | 140.070000000000 |
| Brokers Record: 10 | |
| i. Full name of broker | Daiwa Capital Markets America Inc |
| ii. SEC file number | 8-12242 |
| iii. CRD number | 000001576 |
| iv. LEI, if any | M67H5PRC0NQKM73ZAS82 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Gross commissions paid by the Fund for the reporting period | 128.520000000000 |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 3,898.940000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | JPMorgan Securities PLC |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | K6Q0W1PS1L1O4IQL9C32 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 837.950000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | Cowen Execution Services Limited |
| ii. SEC file number | N/A |
| iii. CRD number | N/A |
| iv. LEI, if any | 213800SS94VGJTFLIG64 |
| v. State, if applicable | |
| vi. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 5.730000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 843.680000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 5,481,630.630000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
|
| c.Did the Fund engage in interfund borrowing? |
Yes
No
| ||
| i. What was the average amount of the interfund loan when the loan was outstanding? | 300,000.000000000000 |
| ii. What was the number of days that the interfund loan was outstanding? | 2 |
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Management Investment Record: 15 |
| a. Full Name of the Fund | Multisector Bond SMA Completion Portfolio |
| b. Series identication number, if any | S000066845 |
| c. LEI | 549300U4Y33YCK3NRZ54 |
| d. Is this the first filing on this form by the Fund? |
Yes
No
|
| a. How many Classes of shares of the Fund (if any) are authorized? | 1 |
| b. How many new Classes of shares of the Fund were added during the reporting period? | 0 |
| c. How many Classes of shares of the Fund were terminated during the reporting period? | 0 |
| d. For each Class with shares outstanding, provide the information requested below: | |
| Shares Outstanding Record: 1 | |
| i. Full name of Class | Multisector Bond SMA Completion Portfolio |
| ii. Class identification number, if any | C000215205 |
| iii. Ticker symbol, if any | MBSAX |
| Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy. |
| Indicate if the Fund is any one of the types listed below. Check all that apply. |
|
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or
offers a Class that itself is an Exchange-Traded Fund or
Exchange-Traded Managed Fund
i.
Exchange-Traded Fund
ii.
Exchange-Traded Managed Fund
b.
Index Fund
c.
Seeks to achieve performance results that are a multiple
of a
benchmark, the inverse of a benchmark, or a multiple of the
inverse
of a benchmark
d.
Interval Fund
e.
Fund of Funds
f.
Master-Feeder Fund
g.
Money Market Fund
h.
Target Date Fund
i.
Underlying fund to a variable annuity or variable life
insurance contract
N/A
|
| Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? |
Yes
No
|
| Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957]. |
| a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? |
Yes
No
|
| Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer. |
| a. Is the Fund authorized to engage in securities lending transactions? |
Yes
No
|
| b. Did the Fund lend any of its securities during the reporting period? |
Yes
No
|
| c. Provide the information requested below about each securities lending agent, if any, retained by the Fund: |
| i. Full name of securities lending agent | |
| ii. LEI, if any | |
| iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? |
Yes
No
|
| v. If the entity providing the indemnification is not the securities lending agent, provide the following information: |
| 1. Name of person providing indemnification | |
| 2. LEI, if any, of person providing indemnification |
| vi. Did the Fund exercise its indemnification rights during the reporting period? |
Yes
No
|
| d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager: |
| i. Full name of cash collateral manager: | |
| ii. LEI, if any: | |
| iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? |
Yes
No
|
| iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? |
Yes
No
|
| e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): |
i. Revenue sharing split
ii. Non-revenue sharing split (other than administrative
fee)
iii. Administrative fee
iv. Cash collateral reinvestment fee
v. Indemnification fee
vi. Other
N/A
|
| f. Provide the monthly average of the value of portfolio securities on loan during the reporting period | N/A |
| g. Provide the net income from securities lending activities | N/A |
| Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) |
a. Rule 10f-3 (17 CFR 270.10f-3)
b. Rule 12d1-1 (17 CFR 270.12d1-1)
c. Rule 15a-4 (17 CFR 270.15a-4)
d. Rule 17a-6 (17 CFR 270.17a-6)
e. Rule 17a-7 (17 CFR 270.17a-7)
f. Rule 17a-8 (17 CFR 270.17a-8)
g. Rule 17e-1 (17 CFR 270.17e-1)
h. Rule 22d-1 (17 CFR 270.22d-1)
i. Rule 23c-1 (17 CFR 270.23c-1)
j. Rule 32a-4 (17 CFR 270.32a-4)
k. Rule 6c-11 (17 CFR 270.6c-11)
l. Rule 12d1-4 (17 CFR 270.12d1-4)
m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
n. Rule 18f-4 (17 CFR 270.18f-4)
N/A
|
| Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase. |
| a. Did the Fund have an expense limitation arrangement in place during the reporting period? |
Yes
No
|
| b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? |
Yes
No
|
| c. Are the fees waived subject to recoupment? |
Yes
No
|
| d. Were any expenses previously waived recouped during the period? |
Yes
No
|
| a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund: |
| Investment Advisers Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. SEC file number ( e.g., 801- ) | 801-25943 |
| iii.CRD number | 000108257 |
| iv. LEI, if any | 6YVO3H2OUHJXER5SGR23 |
| v. State, if applicable |
MASSACHUSETTS
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Was the investment adviser hired during the reporting period? |
Yes
No
|
| b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| c. For each sub-adviser to the Fund, provide the information requested: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ), if applicable | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? |
Yes
No
|
| viii. Was the sub-adviser hired during the reporting period? |
Yes
No
|
| d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser: |
| i. Full name | |
| ii. SEC file number ( e.g., 801- ) | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Termination date |
| a. Provide the following information about each person providing transfer agency services to the Fund: |
| Transfer Agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-05685 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| Transfer Agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii.SEC file number ( e.g., 84- or 85- ) | 084-00896 |
| iii. LEI, if any | N/A |
| iv. State, if applicable |
MASSACHUSETTS
|
| v. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vii. Is the transfer agent a sub-transfer agent? |
Yes
No
|
| b. Has a transfer agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided pricing services to the Fund during the reporting period: |
| Pricing Services Record: 1 | |
| i. Full name | REFINITIV US LLC |
| ii. LEI, if any, or provide and describe other identifying number | 213800HQORQAP68CJJ04 |
| Description of other identifying number | |
| iii. State, if applicable |
DELAWARE
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 2 | |
| i. Full name | IHS Markit Ltd. |
| ii. LEI, if any, or provide and describe other identifying number | 549300HLPTRASHS0E726 |
| Description of other identifying number | |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BERMUDA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 3 | |
| i. Full name | Bloomberg Finance L.P. |
| ii. LEI, if any, or provide and describe other identifying number | 5493001KJTIIGC8Y1R12 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 4 | |
| i. Full name | PricingDirect Inc. |
| ii. LEI, if any, or provide and describe other identifying number | 549300WIC0TOJ7N7GD54 |
| Description of other identifying number | |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| Pricing Services Record: 5 | |
| i. Full name | ICE Data Pricing and Reference Data, LLC |
| ii. LEI, if any, or provide and describe other identifying number | 5493000NQ9LYLDBCTL34 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| b. Was a pricing service hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each person that provided custodial services to the Fund during the reporting period: |
| Custodians Record: 1 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable |
NEW YORK
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 2 | |
| i. Full name | BANCO NACIONAL DE MEXICO, S.A. |
| ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MEXICO
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 3 | |
| i. Full name | BANCO SANTANDER CHILE |
| ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CHILE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 4 | |
| i. Full name | BANK HANDLOWY W. WARSZAWIE S.A. |
| ii. LEI, if any | XLEZHWWOI4HFQDGL4793 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
POLAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 5 | |
| i. Full name | BANK LEUMI LE-ISRAEL B.M. |
| ii. LEI, if any | 7JDSZWRGUQY2DSTWCR57 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ISRAEL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 6 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ITALY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 7 | |
| i. Full name | BNP PARIBAS SECURITIES SERVICES S.C.A. |
| ii. LEI, if any | 549300WCGB70D06XZS54 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PORTUGAL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 8 | |
| i. Full name | CACEIS BANK SPAIN, S.A.U. |
| ii. LEI, if any | 95980020140005970915 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SPAIN
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 9 | |
| i. Full name | CITIBANK A.S. |
| ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
TURKEY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 10 | |
| i. Full name | CITIBANK EUROPE PLC |
| ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ROMANIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 11 | |
| i. Full name | CITIBANK N.A., SUCURSAL DE LIMA |
| ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PERU
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 12 | |
| i. Full name | CITIBANK, N.A. |
| ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
EGYPT
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 13 | |
| i. Full name | CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA |
| ii. LEI, if any | 549300242J3IJCOSGI49 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
COLOMBIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 14 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
GERMANY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 15 | |
| i. Full name | DEUTSCHE BANK AG |
| ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HUNGARY
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 16 | |
| i. Full name | EUROCLEAR BANK S.A. |
| ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BELGIUM
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 17 | |
| i. Full name | FIRSTRAND BANK LIMITED |
| ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
SOUTH AFRICA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 18 | |
| i. Full name | HSBC BANK ARGENTINA S.A. |
| ii. LEI, if any | 549300K52NF2S4SQDO82 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
ARGENTINA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 19 | |
| i. Full name | HSBC BANK MALAYSIA BERHAD |
| ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
MALAYSIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 20 | |
| i. Full name | J.P. MORGAN BANK INTERNATIONAL (LIMITED LIABILITY COMPANY) |
| ii. LEI, if any | 549300B831LSRSI6RA15 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 21 | |
| i. Full name | J.P. MORGAN BANK LUXEMBOURG S.A. |
| ii. LEI, if any | 7W1GMC6J4KGLBBUSYP52 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
FRANCE
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 22 | |
| i. Full name | J.P. MORGAN S.A. DTVM |
| ii. LEI, if any | 5493001LS7J56NZZ3G07 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
BRAZIL
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 23 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
AUSTRALIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 24 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 25 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
HONG KONG
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 26 | |
| i. Full name | JPMORGAN CHASE BANK, N.A. |
| ii. LEI, if any | 7H6GLXDRUGQFU57RNE97 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NEW ZEALAND
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 27 | |
| i. Full name | PT BANK HSBC INDONESIA |
| ii. LEI, if any | 213800HW5IDIRLWH1203 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
INDONESIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 28 | |
| i. Full name | ROYAL BANK OF CANADA |
| ii. LEI, if any | ES7IP3U3RHIGC71XBU11 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 29 | |
| i. Full name | STANBIC IBTC BANK PLC |
| ii. LEI, if any | 029200098C3K8BI2D551 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
NIGERIA
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 30 | |
| i. Full name | STANDARD CHARTERED BANK KOREA LIMITED |
| ii. LEI, if any | NUXTG47HHHM1K2L0SG39 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| Custodians Record: 31 | |
| i. Full name | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED |
| ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
| iii. State, if applicable | |
| iv. Foreign country, if applicable |
PHILIPPINES
|
| v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the custodian a sub-custodian? |
Yes
No
|
| vii. With respect to the custodian, check below to indicate the type of custody: |
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
| b. Has a custodian been hired or terminated during the reporting period?* |
Yes
No
|
| a. Provide the following information about each shareholder servicing agent of the Fund: |
| Shareholder servicing agents Record: 1 | |
| i. Full name | Columbia Management Investment Services Corp. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| Shareholder servicing agents Record: 2 | |
| i. Full name | SS&C Global Investor & Distribution Solutions, Inc. |
| ii. LEI, if any, or provide and describe other identifying number | N/A |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the shareholder servicing agent a sub-shareholder servicing agent? |
Yes
No
|
| b. Has a shareholder servicing agent been hired or terminated during the reporting period? |
Yes
No
|
| a. Provide the following information about each administrator of the Fund: |
| Administrators Record: 1 | |
| i. Full name | Columbia Management Investment Advisers, LLC |
| ii. LEI, if any, or other identifying number | 6YVO3H2OUHJXER5SGR23 |
| Description of other identifying number | |
| iii. State, if applicable |
MASSACHUSETTS
|
| iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? |
Yes
No
|
| vi. Is the administrator a sub-administrator? |
Yes
No
|
| b.Has a third-party administrator been hired or terminated during the reporting period? |
Yes
No
|
| Provide the following information about each affiliated broker-dealer: |
| Broker Dealers Record: 1 | |
| a. Full name | Columbia Management Investment Distributors, Inc. |
| b. SEC file number | 8-25845 |
| c. CRD number | 000000840 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 2 | |
| a. Full name | American Enterprise Investment Services Inc. |
| b. SEC file number | 8-42582 |
| c. CRD number | 000026506 |
| d. LEI, if any | 549300NT7GLLVGTH0249 |
| e. State, if applicable |
MINNESOTA
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 3 | |
| a. Full name | Ameriprise Financial Services, LLC |
| b. SEC file number | 8-16791 |
| c. CRD number | 000006363 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Broker Dealers Record: 4 | |
| a. Full name | Riversource Distributors, Inc. |
| b. SEC file number | 8-67196 |
| c. CRD number | 000139135 |
| d. LEI, if any | N/A |
| e. State, if applicable |
DELAWARE
|
| f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| g. Total commissions paid to the affiliated broker-dealer for the reporting period: | 0.000000000000 |
| Instructions to Item C.16 and Item C.17. To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used: 1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16. 2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17. 3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer. 4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers. 5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17. 6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included. 7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers. |
| a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below: |
| i. Full name of broker | |
| ii. SEC file number | |
| iii. CRD number | |
| iv. LEI, if any | |
| v. State, if applicable | |
| vi. Foreign country, if applicable | |
| vii. Gross commissions paid by the Fund for the reporting period |
| b. Aggregate brokerage commissions paid by Fund during the reporting period: | 0.000000000000 |
| a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below: |
| Principal Transactions Record: 1 | |
| i. Full name of dealer | Wells Fargo |
| ii. SEC file number | 8-65876 |
| iii. CRD number | 000126292 |
| iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
| v. State, if applicable |
NORTH CAROLINA
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 37,432,255.940000000000 |
| Principal Transactions Record: 2 | |
| i. Full name of dealer | Morgan Stanley |
| ii. SEC file number | 8-15869 |
| iii. CRD number | 000008209 |
| iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 7,679,734.420000000000 |
| Principal Transactions Record: 3 | |
| i. Full name of dealer | Goldman Sachs |
| ii. SEC file number | 8-129 |
| iii. CRD number | 000000361 |
| iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 1,024,619.540000000000 |
| Principal Transactions Record: 4 | |
| i. Full name of dealer | Nomura Securities International Inc. |
| ii. SEC file number | 8-15255 |
| iii. CRD number | 000004297 |
| iv. LEI, if any | OXTKY6Q8X53C9ILVV871 |
| v. State, if applicable |
NEW YORK
|
| vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
| vii. Total value of purchases and sales (excluding maturing securities) with Fund: | 958,315.970000000000 |
| b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period: | 47,094,925.870000000000 |
| During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? |
Yes
No
|
| a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period | 2,445,826.550000000000 |
| b. Provide the money market fund's daily average net assets during the reporting period |
| a. Does the Fund have available a line of credit? |
Yes
No
|
| Line of Credit details Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| i. Is the line of credit a committed or uncommitted line of credit? |
Committed
Uncommitted
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ii. What size is the line of credit? | 950,000,000.000000000000 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iii. With which institution(s) is the line of credit? | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 1 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | JPMorgan Chase Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of America, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 3 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Bank of Montreal, Chicago Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 4 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | BNP Paribas, New York Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 5 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Citibank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 6 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Credit Suisse AG, NY Branch | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 7 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Goldman Sachs Bank USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 8 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | HSBC Bank USA, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 9 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Morgan Stanley Bank, N.A. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 10 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | The Bank of New York Mellon | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 11 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | U.S. Bank National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Line Institutions Record: 12 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Name of institution | Wells Fargo Bank, National Association | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| iv. Is the line of credit just for the Fund, or is it shared among multiple funds? |
Sole
Shared
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Shared Credit Users Record: 1 |
| Name of fund | Columbia Acorn European Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Acorn International Select |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Adaptive Retirement 2020 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2025 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2030 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2035 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2040 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2045 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2050 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2055 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Retirement 2060 Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Adaptive Risk Allocation Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Balanced Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia California Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Capital Allocation Moderate Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Capital Allocation Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Connecticut Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Convertible Securities Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Corporate Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Disciplined Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Diversified Fixed Income Allocation ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia EM Core ex-China ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Emerging Markets Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Flexible Capital Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Floating Rate Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Global Technology Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Global Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Greater China Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia High Yield Municipal Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Income Builder Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia India Consumer ETF |
| SEC File number( e.g., 811- ) | 811-22255 |
| Name of fund | Columbia Integrated Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Integrated Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Intermediate Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International Dividend Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia International ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Large Cap Enhanced Core Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Large Cap Growth Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Massachusetts Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Mid Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Minnesota Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Mortgage Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Multi Strategy Alternatives Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Multi-Sector Municipal Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia New York Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Oregon Intermediate Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Overseas Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Pyrford International Stock Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Quality Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Real Estate Equity Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Research Enhanced Core ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Research Enhanced Value ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Select Global Equity Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Seligman Semiconductor and Technology ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Seligman Technology and Information Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Short Duration Bond ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Short-Term Cash Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Small Cap Value Fund I |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Small Cap Value Fund II |
| SEC File number( e.g., 811- ) | 811-09645 |
| Name of fund | Columbia Solutions Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Solutions Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic California Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Strategic Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Strategic New York Municipal Income Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Tax-Exempt Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Thermostat Fund |
| SEC File number( e.g., 811- ) | 811-01829 |
| Name of fund | Columbia Total Return Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia U.S. ESG Equity Income ETF |
| SEC File number( e.g., 811- ) | 811-22736 |
| Name of fund | Columbia U.S. Treasury Index Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Ultra Short Duration Municipal Bond Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Columbia Ultra Short Term Bond Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Columbia Variable Portfolio - Balanced Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Commodity Strategy Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Contrarian Core Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Disciplined Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Dividend Opportunity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Emerging Markets Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Global Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Government Money Market Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - High Yield Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Income Opportunities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Intermediate Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Large Cap Index Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Limited Duration Credit Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Long Government/Credit Bond Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Overseas Core Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Mid Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Select Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Seligman Global Technology Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Columbia Variable Portfolio - Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Small Company Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - Strategic Income Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Columbia Variable Portfolio - U.S. Government Mortgage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - American Century Diversified Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - BlackRock Global Inflation-Protected Securities Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - CenterSquare Real Estate Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - MFS Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Morgan Stanley Advantage Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Principal Blue Chip Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - T. Rowe Price Large Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - TCW Core Plus Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Victory Sycamore Established Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | CTIVP - Westfield Mid Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Multi-Manager Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Directional Alternative Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Growth Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager International Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Small Cap Equity Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Total Return Bond Strategies Fund |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Multi-Manager Value Strategies Fund |
| SEC File number( e.g., 811- ) | 811-21852 |
| Name of fund | Multisector Bond SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Overseas SMA Completion Portfolio |
| SEC File number( e.g., 811- ) | 811-04367 |
| Name of fund | Variable Portfolio - Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Managed Risk Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Risk U.S. Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - Managed Volatility Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderate Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Aggressive Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Moderately Conservative Portfolio |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Bond Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Core Equity Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners International Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Growth Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - Partners Small Cap Value Fund |
| SEC File number( e.g., 811- ) | 811-22127 |
| Name of fund | Variable Portfolio - U.S. Flexible Conservative Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Variable Portfolio - U.S. Flexible Moderate Growth Fund |
| SEC File number( e.g., 811- ) | 811-05199 |
| Name of fund | Wanger Acorn |
| SEC File number( e.g., 811- ) | 811-08748 |
| Name of fund | Wanger International |
| SEC File number( e.g., 811- ) | 811-08748 |
Yes
No
| b. Did the Fund engage in interfund lending? |
Yes
No
|
| c.Did the Fund engage in interfund borrowing? |
Yes
No
|
| For open-end management investment companies, respond to the following: |
| a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? |
Yes
No
|
| Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: |
i. Legal proceedings
ii. Provision of financial support
iii. Independent public accountant's report on internal
control (management investment companies other than small business
investment companies only)
iv. Change in accounting principles and practices
v. Information required to be filed pursuant to
exemptive orders
vi. Other information required to be included
as an attachment pursuant to Commission rules and regulations
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| Instructions. 1. Item G.1.a.i. Legal proceedings. (a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding. (b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination. 2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support. (b) Person providing support. (c) Brief description of relationship between the person providing support and the Registrant. (d) Date support provided. (e) Amount of support. (f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI). (g) Value of security supported on date support was initiated (if applicable). (h) Brief description of reason for support. (i) Term of support. (j) Brief description of any contractual restrictions relating to support. 3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year. The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued. Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed. The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant. 4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description. 5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant. 6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations. |
| Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. | ||
| Registrant | Columbia Funds Series Trust I | |
| Date | 2023-12-20 | |
| Signature | Martha A. Skinner | |
| Title | Assistant Treasurer | |