0001145549-23-062175.txt : 20231013 0001145549-23-062175.hdr.sgml : 20231013 20231013102832 ACCESSION NUMBER: 0001145549-23-062175 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20230731 FILED AS OF DATE: 20231013 DATE AS OF CHANGE: 20231013 EFFECTIVENESS DATE: 20231013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA FUNDS SERIES TRUST I CENTRAL INDEX KEY: 0000773757 IRS NUMBER: 363376651 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-04367 FILM NUMBER: 231324159 BUSINESS ADDRESS: STREET 1: 290 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 800-345-6611 MAIL ADDRESS: STREET 1: 290 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA FUNDS TRUST IX DATE OF NAME CHANGE: 20031107 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY STEIN ROE FUNDS MUNICIPAL TRUST DATE OF NAME CHANGE: 19991025 FORMER COMPANY: FORMER CONFORMED NAME: STEINROE MUNICIPAL TRUST DATE OF NAME CHANGE: 19920703 0000773757 S000010620 Columbia Tax-Exempt Fund C000029373 Columbia Tax-Exempt Fund Class A COLTX C000029375 Columbia Tax-Exempt Fund Class C COLCX C000029376 Columbia Tax-Exempt Fund Institutional Class CTEZX C000126464 Columbia Tax-Exempt Fund Advisor Class CTERX C000136874 Columbia Tax-Exempt Fund Institutional 2 Class CADMX C000177149 Columbia Tax-Exempt Fund Institutional 3 Class CTEYX 0000773757 S000012071 Columbia Oregon Intermediate Municipal Bond Fund C000032858 Columbia Oregon Intermediate Municipal Bond Fund Class A COEAX C000032860 Columbia Oregon Intermediate Municipal Bond Fund Class C CORCX C000032862 Columbia Oregon Intermediate Municipal Bond Fund Institutional Class CMBFX C000122662 Columbia Oregon Intermediate Municipal Bond Fund Institutional 2 Class CODRX C000126468 Columbia Oregon Intermediate Municipal Bond Fund Advisor Class CORMX C000177150 Columbia Oregon Intermediate Municipal Bond Fund Institutional 3 Class CORYX 0000773757 S000012081 Columbia Large Cap Growth Fund C000032910 Columbia Large Cap Growth Fund Class A LEGAX C000032912 Columbia Large Cap Growth Fund Class C LEGCX C000032914 Columbia Large Cap Growth Fund Class V GAEGX C000032915 Columbia Large Cap Growth Fund Institutional Class GEGTX C000034322 Columbia Large Cap Growth Fund Class E CLGEX C000078989 Columbia Large Cap Growth Fund Institutional 3 Class CGFYX C000094688 Columbia Large Cap Growth Fund Class R CGWRX C000094690 Columbia Large Cap Growth Fund Institutional 2 Class CLWFX C000122672 Columbia Large Cap Growth Fund Advisor Class CCGRX 0000773757 S000027194 Columbia Ultra Short Term Bond Fund C000082083 Columbia Ultra Short Term Bond Fund Institutional 3 Class CMGUX C000206531 Columbia Ultra Short Term Bond Fund Advisor Class CUSHX C000206532 Columbia Ultra Short Term Bond Fund Institutional Class CUSBX C000210388 Columbia Ultra Short Term Bond Fund Class A CUSOX 0000773757 S000048610 Columbia U.S. Social Bond Fund C000153243 Columbia U.S. Social Bond Fund Class A CONAX C000153244 Columbia U.S. Social Bond Fund Class C CONCX C000153245 Columbia U.S. Social Bond Fund Advisor Class CONFX C000153246 Columbia U.S. Social Bond Fund Institutional 2 Class COVNX C000153247 Columbia U.S. Social Bond Fund Institutional Class CONZX C000177151 Columbia U.S. Social Bond Fund Institutional 3 Class CONYX N-CEN 1 primary_doc.xml X0404 N-CEN LIVE 0000773757 XXXXXXXX true false false N-1A S000027194 C000206532 C000082083 C000206531 C000210388 S000012071 C000177150 C000032862 C000032860 C000122662 C000032858 C000126468 S000012081 C000032915 C000078989 C000094690 C000032914 C000094688 C000034322 C000032912 C000032910 C000122672 S000010620 C000126464 C000029373 C000029375 C000136874 C000177149 C000029376 S000048610 C000153247 C000177151 C000153246 C000153244 C000153245 C000153243 Columbia Funds Series Trust I 811-04367 0000773757 549300W5GIE6ZOZOTD82 290 Congress Street Boston 02210 US-MA US 18003456611 Voya Investment Management Co. LLC 230 Park Avenue New York 10169 2123098200 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Wasatch Advisors Inc. 505 Wakara Way 3rd Floor Salt Lake City 84108 8015330777 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Water Island Capital, LLC 41 Madison Avenue 42nd Floor New York 10010 8005608210 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Allspring Global Investments, LLC 1415 Vantage Park Drive 3rd Floor Charlotte 28203 8335684255 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Boston Partners Global Investors, Inc. 1 Beacon Street 30th Floor Boston 02108 6178328200 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Los Angeles Capital Management LLC 11150 Santa Monica Blvd. Los Angeles 90025 3104799998 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. PGIM Quantitative Solutions LLC 655 Broad Street Newark 07102 9733674653 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Crabel Capital Management, LLC 1999 Avenue of the Stars Suite 2550 Los Angeles 90067 3106512900 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Jacobs Levy Equity Management, Inc. 100 Campus Drive 4th Floor East Florham Park 07932 9734109222 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Columbia Funds Series Trust I 290 Congress Street Boston 02210 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Columbia Management Investment Advisers, LLC 290 Congress Street Boston 02210 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Iron Mountain Records Management 920 and 950 Apollo Road Eagan 55121 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Columbia Management Investment Distributors, Inc. 290 Congress Street Boston 02210 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Columbia Management Investment Services Corp. 290 Congress Street Boston 02210 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. JP Morgan Chase Bank, N.A. 1 Chase Manhattan Plaza 19th Floor New York 10005 6126717086 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. SS&C Global Investor & Distribution Solutions, Inc. 2000 Crown Colony Drive Quincy 02169 8164351000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. AlphaSimplex Group, LLC 200 State Street Boston 02109 6174757100 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. AQR Capital Management, LLC One Greenwich Plaza Greenwich 06830 2037423600 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Arrowstreet Capital, Limited Partnership 200 Clarendon Street 30th Floor Boston 02116 6179190000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Baillie Gifford Overseas Limited Calton Square 1 Greenside Row Edinburgh GB EH1 3AN 441312752000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. BMO Asset Management Corp. 320 Canal Street 12th Floor Chicago 60606 3124614002 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Causeway Capital Management LLC 11111 Santa Monica Blvd 15th Floor Los Angeles 90025 3102316100 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Conestoga Capital Advisors, LLC CrossPoint at Valley Forge 550 East Swedesford Road, Suite 120 Wayne 19087 4846541380 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Dalton, Greiner, Hartman, Maher & Co., LLC 565 Fifth Avenue Suite 2101 New York 10017 2125572445 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. EAM Investors, LLC 215 Highway 101 Suite 216 Solana Beach 92075 7604795080 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Hotchkis and Wiley Capital Management, LLC 601 South Figueroa Street 39th Floor Los Angeles 90017 2134301000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. J.P. Morgan Investment Management Inc. 383 Madison Avenue New York 10179 8003431113 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Loomis, Sayles & Company, L.P. One Financial Center Boston 02111 6174822450 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Manulife Investment Management (US) LLC 197 Clarendon St. Boston 02116 6173751500 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. PGIM, Inc. 655 Broad Street Newark 07102 9733676335 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Real Estate Management Services Group, LLC (Provider of advisory service as delegated by DGHM) 1100 Fifth Avenue South Suite 305 Naples 34102 2392623017 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. TCW Investment Management Company LLC 865 South Figueroa Street Suite 1800 Los Angeles 90017 2132440000 Accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. N N N-1A 50 Y Trunow, Natalie A. N/A N Paglia, Catherine James N/A N Moffett, David M. N/A N Lukitsh, Nancy T. N/A N Hacker, Douglas A. N/A N Gallagher, Brian J. N/A N Flynn, Patricia M. N/A N Darragh, Olive N/A N Connaughton, J. Kevin N/A N Carrig, Janet Langford N/A N Carlton, Pamela G. N/A N Blatz, Kathleen N/A N Beckman, Daniel J. N/A Y Batejan, George S. N/A N Yeager, Sandra N/A N Thomas P. McGuire N/A 290 Congress Street Boston 02210 XXXXXX N N N N N N Columbia Management Investment Distributors, Inc. 8-25845 000000840 N/A Y N PricewaterhouseCoopers LLP 00238 5493002GVO7EO8RNNS37 N N N N N N N Columbia Ultra Short Term Bond Fund S000027194 549300JV121JJZBJ3L59 N 4 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y Y N N Columbia Management Investment Advisers, LLC 801-25943 000108257 6YVO3H2OUHJXER5SGR23 N Columbia Management Investment Services Corp. 084-05685 N/A Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00896 N/A N Y N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N REFINITIV US LLC 213800HQORQAP68CJJ04 N N JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) BANCO NACIONAL DE MEXICO, S.A. 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES S.C.A. 549300WCGB70D06XZS54 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES S.C.A. 549300WCGB70D06XZS54 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES S.C.A. 549300WCGB70D06XZS54 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CACEIS BANK SPAIN, S.A.U. 95980020140005970915 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS BANK LTD ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DEUTSCHE BANK AG 7LTWFZYICNSX8D621K86 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BANK S.A. 549300OZ46BRLZ8Y6F65 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FIRSTRAND BANK LIMITED ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. MORGAN BANK LUXEMBOURG S.A. 7W1GMC6J4KGLBBUSYP52 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. MORGAN BANK LUXEMBOURG S.A. 7W1GMC6J4KGLBBUSYP52 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. MORGAN BANK LUXEMBOURG S.A. 7W1GMC6J4KGLBBUSYP52 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MIZUHO BANK, LTD. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) PT BANK HSBC INDONESIA 213800HW5IDIRLWH1203 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ROYAL BANK OF CANADA ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Columbia Management Investment Services Corp. N/A Y N SS&C Global Investor & Distribution Solutions, Inc. N/A N Y N Columbia Management Investment Advisers, LLC 6YVO3H2OUHJXER5SGR23 Y N N Columbia Management Investment Distributors, Inc. 8-25845 000000840 N/A 0.000000000000 American Enterprise Investment Services Inc. 8-42582 000026506 549300NT7GLLVGTH0249 0.000000000000 Ameriprise Financial Services, LLC 8-16791 000006363 N/A 0.000000000000 Riversource Distributors, Inc. 8-67196 000139135 N/A 0.000000000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 0.000000000000 Bank of America, National Association N/A N/A B4TYDEB6GKMZO031MB27 0.000000000000 0.000000000000 Wells Fargo Securities LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 374574041.860000000000 TD Securities (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 343188647.490000000000 Mizuho 8-37710 000019647 7TK5RJIZDFROZCA6XF66 323365120.120000000000 JPMorgan 8-35008 000000079 ZBUT11V806EZRVTWT807 223788632.720000000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 202725760.720000000000 Bank of America NA N/A N/A B4TYDEB6GKMZO031MB27 192127031.220000000000 Barclays 8-41342 000019714 AC28XWWI3WIBK2824319 158478324.470000000000 RBC Capital Markets 8-45411 000031194 549300LCO2FLSSVFFR64 149608114.060000000000 Morgan Stanley 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 111675286.570000000000 Citi 8-8177 000007059 MBNUM2BPBDO7JBLYG310 104226667.710000000000 3144797455.050000000000 N 2012074432.850000000000 Committed 950000000.000000000000 N N N Columbia Oregon Intermediate Municipal Bond Fund S000012071 3YYGAJG22B7VUZ2OF041 N 6 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y Y N N Columbia Management Investment Advisers, LLC 801-25943 000108257 6YVO3H2OUHJXER5SGR23 N Columbia Management Investment Services Corp. 084-05685 N/A Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00896 N/A N Y N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N REFINITIV US LLC 213800HQORQAP68CJJ04 N N JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Columbia Management Investment Services Corp. N/A Y N SS&C Global Investor & Distribution Solutions, Inc. 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MORGAN BANK LUXEMBOURG S.A. 7W1GMC6J4KGLBBUSYP52 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. MORGAN BANK LUXEMBOURG S.A. 7W1GMC6J4KGLBBUSYP52 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. MORGAN BANK LUXEMBOURG S.A. 7W1GMC6J4KGLBBUSYP52 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MIZUHO BANK, LTD. RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) ROYAL BANK OF CANADA ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK CZECH REPUBLIC AND SLOVAKIA, A.S. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N SS&C Global Investor & Distribution Solutions, Inc. N/A N Y Columbia Management Investment Services Corp. N/A Y N N Columbia Management Investment Advisers, LLC 6YVO3H2OUHJXER5SGR23 Y N N Riversource Distributors, Inc. 8-67196 000139135 N/A 0.000000000000 Ameriprise Financial Services, LLC 8-16791 000006363 N/A 0.000000000000 American Enterprise Investment Services Inc. 8-42582 000026506 549300NT7GLLVGTH0249 0.000000000000 Columbia Management Investment Distributors, Inc. 8-25845 000000840 N/A 0.000000000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 465094.600000000000 Jane Street Execution Services, LLC 8-69254 000167280 549300HXJLXCPDWAH070 126487.140000000000 JPMorgan 8-35008 000000079 ZBUT11V806EZRVTWT807 97236.360000000000 Barclays 8-41342 000019714 AC28XWWI3WIBK2824319 15386.890000000000 Credit Suisse 8-422 000000816 1V8Y6QCX6YMJ2OELII46 11863.780000000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 9126.060000000000 Keybanc Capital Markets Inc 8-30177 000000566 2EQWV0180Z211YVAD813 7829.500000000000 Morgan Stanley 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 6981.640000000000 Cantor Fitzgerald & Co 8-201 000000134 5493004J7H4GCPG6OB62 6727.260000000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 1104.660000000000 748895.160000000000 0.000000000000 Y 4101605650.000000000000 Committed 950000000.000000000000 N N N Columbia Tax-Exempt Fund S000010620 AZJX512PV06GTM5M0829 N 6 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y Y N N Columbia Management Investment Advisers, LLC 801-25943 000108257 6YVO3H2OUHJXER5SGR23 N Columbia Management Investment Services Corp. 084-05685 N/A Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00896 N/A N Y N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N REFINITIV US LLC 213800HQORQAP68CJJ04 N N JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N SS&C Global Investor & Distribution Solutions, Inc. N/A N Y Columbia Management Investment Services Corp. N/A Y N N Columbia Management Investment Advisers, LLC 6YVO3H2OUHJXER5SGR23 Y N N Riversource Distributors, Inc. 8-67196 000139135 N/A 0.000000000000 Ameriprise Financial Services, LLC 8-16791 000006363 N/A 0.000000000000 American Enterprise Investment Services Inc. 8-42582 000026506 549300NT7GLLVGTH0249 0.000000000000 Columbia Management Investment Distributors, Inc. 8-25845 000000840 N/A 0.000000000000 0.000000000000 JPMorgan 8-35008 000000079 ZBUT11V806EZRVTWT807 245498239.560000000000 Barclays 8-41342 000019714 AC28XWWI3WIBK2824319 143236697.950000000000 Wells Fargo Securities LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 99939472.900000000000 RBC Capital Markets 8-45411 000031194 549300LCO2FLSSVFFR64 82211821.550000000000 Morgan Stanley 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 76766606.900000000000 Citi 8-8177 000007059 MBNUM2BPBDO7JBLYG310 67402065.780000000000 Piper Sandler & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 67391197.950000000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 57915712.500000000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 56627130.250000000000 BB & T Securities LLC 8-67486 000142785 2549000IB2PRJ20M2Q93 40686632.500000000000 1160240071.160000000000 N 2305296379.460000000000 Committed 950000000.000000000000 N N N Columbia U.S. Social Bond Fund S000048610 549300DL52KST9QD3B33 N 6 0 0 N/A N N N N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(f)(17 CFR 270.18f-4(f)) Y Y N N Columbia Management Investment Advisers, LLC 801-25943 000108257 6YVO3H2OUHJXER5SGR23 N Columbia Management Investment Services Corp. 084-05685 N/A Y N SS&C Global Investor & Distribution Solutions, Inc. 084-00896 N/A N Y N IHS Markit Ltd. 549300HLPTRASHS0E726 BM N Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Pricing and Reference Data, LLC 5493000NQ9LYLDBCTL34 N REFINITIV US LLC 213800HQORQAP68CJJ04 N N JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Columbia Management Investment Services Corp. N/A Y N SS&C Global Investor & Distribution Solutions, Inc. N/A N Y N Columbia Management Investment Advisers, LLC 6YVO3H2OUHJXER5SGR23 Y N N Columbia Management Investment Distributors, Inc. 8-25845 000000840 N/A 0.000000000000 American Enterprise Investment Services Inc. 8-42582 000026506 549300NT7GLLVGTH0249 0.000000000000 Ameriprise Financial Services, LLC 8-16791 000006363 N/A 0.000000000000 Riversource Distributors, Inc. 8-67196 000139135 N/A 0.000000000000 0.000000000000 JPMorgan 8-35008 000000079 ZBUT11V806EZRVTWT807 26846676.050000000000 Tradeweb Direct LLC 8-52278 000103787 549300MII67ES5YBJH61 8129403.500000000000 Wells Fargo Securities LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 6294088.900000000000 Headlands Tech Global Markets, LLC 8-68677 000154838 549300KWRNDIITFG5S11 5620353.000000000000 Goldman Sachs 8-129 000000361 FOR8UP27PHTHYVLBNG30 5470805.000000000000 Morgan Stanley 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 4712735.850000000000 Barclays 8-41342 000019714 AC28XWWI3WIBK2824319 3512754.500000000000 RBC Capital Markets 8-45411 000031194 549300LCO2FLSSVFFR64 3049303.850000000000 Piper Sandler & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 2937342.000000000000 Citi 8-8177 000007059 MBNUM2BPBDO7JBLYG310 2900281.420000000000 108501430.420000000000 N 59858589.500000000000 Committed 950000000.000000000000 N N true true INTERNAL CONTROL RPT 2 internalcontrol_cfsti.htm G.1.A.III (INTERNAL CONTROL REPORT)

  

  

  

  

Report of Independent Registered Public Accounting Firm 

  

To the Board of Trustees of Columbia Funds Series Trust I and Shareholders of the Funds listed in Appendix A 

  

In planning and performing our audits of the financial statements of the Funds listed in Appendix A (hereafter collectively referred to as the “Funds”) as of and for the year ended July 31, 2023, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds’ internal control over financial reporting. 

  

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements. 

  

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. 

  

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund’s annual or interim financial statements will not be prevented or detected on a timely basis.  

  

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control l over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of July 31, 2023. 

  

  

This report is intended solely for the information and use of the Board of Trustees of Columbia Funds Series Trust I and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. 

  

  

  

/s/PricewaterhouseCoopers LLP 

Minneapolis, Minnesota 

September 21, 2023 

  

 

Appendix A 

  

Columbia Large Cap Growth Fund 

Columbia Oregon Intermediate Municipal Bond Fund 

Columbia Tax-Exempt Fund 

Columbia Ultra Short Term Bond Fund 

Columbia U.S. Social Bond Fund 

  

EXEMPT ORDER INFO 3 exemptiveorder_cfsti.htm G.1.A.V (EXEMPTIVE ORDER INFORMATION)

  

  

  

  

Certification Pursuant to Form N-CEN Item G.1.a.v1  

  

  

Reference is made to that certain order (the Order) granted by the Securities and Exchange Commission to Columbia Management Investment Advisers, LLC, the Registrant and certain other affiliated registered investment companies allowing the Registrant and certain affiliated funds (and any of its series, if applicable) to, subject to certain conditions, engage in interfund borrowing and lending (the Interfund Program). See Columbia Funds Series Trust, et. al., Investment Company Act Release Nos 32998 (Jan. 30, 2018) (notice) and 33036 (Feb. 27, 2018).  Pursuant to the Order, the undersigned, Thomas P. McGuire, Chief Compliance Officer of the Registrant, does hereby certify that (1) the Registrant and Columbia Management Investment Advisers, LLC have implemented procedures reasonably designed to achieve compliance with the terms and conditions of the Order and (2) such procedures are reasonably designed to achieve the following objectives:   

  

(a)

that the interest rate (the Interfund Loan Rate) charged on any loan made through the Interfund Program (an Interfund Loan) will be set at a rate higher than the highest rate available to a lending fund from investing in overnight repurchase agreements, but lower than the Bank Loan Rate (as defined in the application for the Order filed with the Securities and Exchange Commission on November 9, 2017(the Application));  

(b)

compliance with the collateral requirements as set forth in the Application;  

(c)

compliance with the percentage limitations on interfund borrowing and lending;  

(d)

allocation of interfund borrowing and lending demand in an equitable manner and in accordance with procedures established by the Board of the Registrant; and  

(e)

that the Interfund Loan Rate does not exceed the interest rate on any third-party borrowings of a borrowing fund at the time of the Interfund Loan. 

  

  

By:    

  

/s/ Thomas P. McGuire 

  

  

  

Printed Name: 

  

Thomas P. McGuire 

  

  

  

Title:  

  

Chief Compliance Officer 

  

  

  

Date: 

  

September 27, 2023 

  

 

1

Certain capitalized terms used in this certification have the meanings given to them in the Amended Application for exemptive relief filed with the U.S. Securities and Exchange Commission on November 9, 2017.