0001567619-23-000383.txt : 20230104 0001567619-23-000383.hdr.sgml : 20230104 20230104195956 ACCESSION NUMBER: 0001567619-23-000383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chiu Adrian C CENTRAL INDEX KEY: 0001847585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 23509272 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD., SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2023-01-03 0 0000077360 PENTAIR plc PNR 0001847585 Chiu Adrian C 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 0 1 0 0 EVP & Pres., Water Solutions Common Shares 2023-01-03 4 F 0 100 45.20 D 4577.4523 D Common Shares - Restricted Stock Units 2023-01-03 4 A 0 6084 0 A 14823.833 D Common Shares - Deferral Plan 442 I Plan Agent Employee Stock Option (right to buy) 45.20 2023-01-03 4 A 0 20534 0 A 2033-01-03 Common Shares 20534 20534 D Shares surrendered to pay taxes applicable to vesting of restricted stock units. End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election. Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan. One-third of the stock options become exercisable on the first, second and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Adrian C. Chiu 2023-01-04