0001567619-23-000374.txt : 20230104
0001567619-23-000374.hdr.sgml : 20230104
20230104195437
ACCESSION NUMBER: 0001567619-23-000374
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230102
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stauch John L
CENTRAL INDEX KEY: 0001390036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 23509248
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD
STREET 2: SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: REGAL HOUSE, 70 LONDON ROAD
STREET 2: TWICKENHAM
CITY: LONDON
STATE: X0
ZIP: TW13QS
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD, SUITE 900
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2023-01-02
0
0000077360
PENTAIR plc
PNR
0001390036
Stauch John L
5500 WAYZATA BLVD., SUITE 900
GOLDEN VALLEY
MN
55416
1
1
0
0
President & CEO
Common Shares
2023-01-02
4
F
0
260
45.20
D
549
D
Common Shares
2023-01-03
4
F
0
241
45.20
D
1035
D
Common Shares - Restricted Stock Units
2023-01-03
4
A
0
34292
0
A
65269.73
D
Common Shares
311052.281
I
By Spouse Trust
Common Shares - Deferral Plan
196874.427
I
Plan Agent
Common Shares - ESOP
914.774
I
Plan Agent
Employee Stock Option (right to buy)
45.20
2023-01-03
4
A
0
115738
0
A
2033-01-03
Common Shares
115738
115738
D
Shares surrendered to pay taxes applicable to vesting of restricted stock units.
End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
Since the date of the reporting person's last ownership form, 7,059.6316 shares held directly have been transferred and are now held indirectly by a trust owned by the reporting person's spouse.
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.
One-third of the stock options become exercisable on the first, second and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for John L. Stauch
2023-01-04