0001567619-20-018227.txt : 20201027 0001567619-20-018227.hdr.sgml : 20201027 20201027164911 ACCESSION NUMBER: 0001567619-20-018227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201023 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES DAVID A /WI CENTRAL INDEX KEY: 0000905631 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 201264655 MAIL ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2020-10-23 0 0000077360 PENTAIR plc PNR 0000905631 JONES DAVID A /WI 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares 2020-10-23 4 M 0 4225 24.64 A 19696 D Common Shares 2020-10-23 4 S 0 4225 51.79 D 15471 D Common Shares 2020-10-23 4 M 0 6307 22.73 A 21778 D Common Shares 2020-10-23 4 S 0 6307 51.73 D 15471 D Director Stock Option (Right to Buy) 24.64 2020-10-23 4 M 0 4225 0 D 2021-01-03 Common Shares 4225 0 D Director Stock Option (Right to Buy) 22.73 2020-10-23 4 M 0 6307 0 D 2022-01-03 Common Shares 6307 0 D Phantom Stock Units (Deferred Compensation) Common Shares 53098.387 53098.387 I Plan Agent The price in Column 4 is a weighted average price. The prices actually received ranged from $51.635 to $52.095. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $51.70 to $51.795. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. This option is presently exercisable in full. Phantom stock units convert into common shares on a one-for-one basis. Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). /s/ John K. Wilson, Attorney-in-Fact for David A. Jones 2020-10-27