0001567619-20-009144.txt : 20200506 0001567619-20-009144.hdr.sgml : 20200506 20200506165956 ACCESSION NUMBER: 0001567619-20-009144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200504 FILED AS OF DATE: 20200506 DATE AS OF CHANGE: 20200506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stauch John L CENTRAL INDEX KEY: 0001390036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 20853412 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 600 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2020-05-04 0 0000077360 PENTAIR plc PNR 0001390036 Stauch John L 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 1 1 0 0 President & CEO Common Shares 2020-05-04 4 F 0 355 34.48 D 451.1201 D Common Shares - Restricted Stock Units 49742 D Common Shares - Deferral Plan 65921.274 I Plan Agent Common Shares - ESOP 882.204 I Plan Agent Common Shares 207324.8155 I By Spouse Trust Shares surrendered to pay taxes applicable to vesting of restricted stock units. End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c). End-of-period holdings reflect the vesting of restricted stock units that were previously reported. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election. Since the date of the reporting person's last ownership form, 32,289.353 shares held directly have been transferred and are now held indirectly by a trust owned by the reporting person's spouse. /s/ John K. Wilson, Attorney-in-Fact for John L. Stauch 2020-05-06