0001567619-20-000635.txt : 20200106 0001567619-20-000635.hdr.sgml : 20200106 20200106174146 ACCESSION NUMBER: 0001567619-20-000635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER KELLY A CENTRAL INDEX KEY: 0001665282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 20511123 MAIL ADDRESS: STREET 1: 1031 MENDOTA HEIGHTS CITY: ST. PAUL STATE: MN ZIP: 55120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2020-01-02 0 0000077360 PENTAIR plc PNR 0001665282 BAKER KELLY A 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 0 1 0 0 EVP & Chief HR Officer Common Shares - Restricted Stock Units 2020-01-02 4 A 0 3231 0 A 27137 D Common Shares 2020-01-02 4 F 0 501 46.42 D 1249 D Common Shares - Deferral Plan 179.632 I Plan Agent Employee Stock Option (right to buy) 46.42 2020-01-02 4 A 0 15076 0 A 2030-01-02 Common Shares 15076 15076 D Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Shares surrendered to pay taxes applicable to vesting of restricted stock units. Pentair common shares will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan. One-third of the stock options become exercisable on the first, second and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Kelly A. Baker 2020-01-06