0001567619-19-000599.txt : 20190104
0001567619-19-000599.hdr.sgml : 20190104
20190104171558
ACCESSION NUMBER: 0001567619-19-000599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190104
DATE AS OF CHANGE: 20190104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stauch John L
CENTRAL INDEX KEY: 0001390036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 19511094
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD
STREET 2: SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: STATION ROAD, LONGSTANTON
CITY: CAMBRIDGE
STATE: X0
ZIP: CB24 3DS
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2019-01-02
0
0000077360
PENTAIR plc
PNR
0001390036
Stauch John L
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
0
1
0
0
Executive Vice President, CFO
Common Shares - Restricted Stock Units
2019-01-02
4
A
0
27800
0
A
85468.648
D
Common Shares
2019-01-02
4
F
0
8174
37.77
D
17981
D
Common Shares
2019-01-03
4
F
0
1902
36.64
D
20249
D
Common Shares - Deferral Plan
49252.109
I
Plan Agent
Common Shares - ESOP
857.79
I
By ESOP
Common Shares - ESPP
210.723
D
Employee Stock Option (right to buy)
37.77
2019-01-02
4
A
0
122549
0
A
2029-01-02
Common Shares
122549
122549
D
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair 2012 Stock and Incentive Plan. Each restricted stock unit represents the right to receive one Pentair plc share upon vesting.
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Shares surrendered to pay taxes applicable to vesting of restricted stock units.
Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
End-of-period holdings include monthly purchase(s) under the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for John L. Stauch
2019-01-04