0001567619-19-000599.txt : 20190104 0001567619-19-000599.hdr.sgml : 20190104 20190104171558 ACCESSION NUMBER: 0001567619-19-000599 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stauch John L CENTRAL INDEX KEY: 0001390036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 19511094 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 600 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: STATION ROAD, LONGSTANTON CITY: CAMBRIDGE STATE: X0 ZIP: CB24 3DS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2019-01-02 0 0000077360 PENTAIR plc PNR 0001390036 Stauch John L 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 Executive Vice President, CFO Common Shares - Restricted Stock Units 2019-01-02 4 A 0 27800 0 A 85468.648 D Common Shares 2019-01-02 4 F 0 8174 37.77 D 17981 D Common Shares 2019-01-03 4 F 0 1902 36.64 D 20249 D Common Shares - Deferral Plan 49252.109 I Plan Agent Common Shares - ESOP 857.79 I By ESOP Common Shares - ESPP 210.723 D Employee Stock Option (right to buy) 37.77 2019-01-02 4 A 0 122549 0 A 2029-01-02 Common Shares 122549 122549 D Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair 2012 Stock and Incentive Plan. Each restricted stock unit represents the right to receive one Pentair plc share upon vesting. End-of-period holdings reflect the vesting of restricted stock units that were previously reported. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Shares surrendered to pay taxes applicable to vesting of restricted stock units. Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include monthly purchase(s) under the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP. Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for John L. Stauch 2019-01-04