-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PZ2YavkJy+zC2ZLH3i450gQ0pTdJu9W5pQ2L+8A+JtTaL+2f/DTXRePSJ4atRjWF 5I/EUe2GNTKAXFK8/Qqpgw== 0001209191-10-002171.txt : 20100106 0001209191-10-002171.hdr.sgml : 20100106 20100106201357 ACCESSION NUMBER: 0001209191-10-002171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100104 FILED AS OF DATE: 20100106 DATE AS OF CHANGE: 20100106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOGAN RANDALL J CENTRAL INDEX KEY: 0001189049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04689 FILM NUMBER: 10513341 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-01-04 0 0000077360 PENTAIR INC PNR 0001189049 HOGAN RANDALL J 5500 WAYZATA BLVD. SUITE 800 GOLDEN VALLEY MN 55416 1 1 0 0 Chairman, CEO Common Stock 2010-01-04 4 M 0 10000 11.375 A 172628 D Common Stock 2010-01-04 4 S 0 10000 33.35 D 162628 D Common Stock 2010-01-04 4 M 0 32000 11.375 A 194628 D Common Stock 2010-01-04 4 F 0 17802 33.38 D 176826 D Common Stock 2010-01-04 4 M 0 4370 22.88 A 181196 D Common Stock 2010-01-04 4 F 0 25872 33.38 D 155324 D Common Stock 2010-01-04 4 G 0 35253 0.00 D 120071 D Common Stock - Restricted Stock Units 2010-01-04 4 A 0 81408 0.00 A 145199 D Common Stock 2010-01-04 4 G 0 35253 0.00 A 297308 I By Trust Employee Stock Option (right to buy) 11.375 2010-01-04 4 M 0 10000 0.00 D 2002-01-02 2011-01-02 Common Stock 10000 148667 D Employee Stock Option (right to buy) 11.375 2010-01-04 4 M 0 32000 0.00 D 2002-01-02 2011-01-02 Common Stock 32000 116667 D Employee Stock Option (right to buy) 22.88 2010-01-04 4 M 0 4370 0.00 D 2005-01-02 2014-01-02 Common Stock 4370 295630 D Employee Stock Option (right to buy) 33.38 2010-01-04 4 A 0 362572 0.00 A 2011-01-04 2020-01-04 Common Stock 362572 362572 D The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009. Upon request by the Commission, the company or a shareholder, the reporting person will provide full details of the information reported regarding the number of shares sold at each separate price. The reported price for this transaction is the weighted average price, and the price range is $33.20 to $33.50. Shares surrendered to pay taxes applicable to vesting of restricted stock. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended. Each restricted stock unit represents a right to receive one share of Pentair, Inc. common stock upon vesting. Employee stock option granted under the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. s/ Louis L. Ainsworth, Attorney-in-Fact 2010-01-06 -----END PRIVACY-ENHANCED MESSAGE-----