-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hs5CV/Ogs1+lvfcmkUgczEhuclOf+5qHSwaR222fljia/UII9kQTh+ZSbYgGiY8w hJpYLM4CN9wNx4uJ3KL2nQ== 0001209191-09-047016.txt : 20091002 0001209191-09-047016.hdr.sgml : 20091002 20091002173221 ACCESSION NUMBER: 0001209191-09-047016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091001 FILED AS OF DATE: 20091002 DATE AS OF CHANGE: 20091002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOGAN RANDALL J CENTRAL INDEX KEY: 0001189049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04689 FILM NUMBER: 091103584 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-10-01 0 0000077360 PENTAIR INC PNR 0001189049 HOGAN RANDALL J 5500 WAYZATA BLVD. SUITE 800 GOLDEN VALLEY MN 55416 1 1 0 0 Chairman, CEO Common Stock 2009-10-01 4 M 0 16000 11.375 A 167594 D Common Stock 2009-10-01 4 F 0 10476 28.61 D 157118 D Common Stock 2009-10-01 4 M 0 63333 11.375 A 220451 D Common Stock 2009-10-01 4 M 0 40784 18.1485 A 261235 D Common Stock 2009-10-01 4 M 0 2329 16.2735 A 263564 D Common Stock 2009-10-01 4 S 0 106446 28.877 D 157118 D Common Stock 267389 I By Trust Common Stock 123531 I By GRAT Common Stock - ESOP 1388.6351 I By ESOP Employee Stock Option (right to buy) 11.375 2009-10-01 4 M 0 16000 0.00 D 2002-01-02 2011-01-02 Common Stock 16000 222000 D Employee Stock Option (right to buy) 11.375 2009-10-01 4 M 0 63333 0.00 D 2002-01-02 2011-01-02 Common Stock 63333 158667 D Employee Stock Option (right to buy) 18.1485 2009-10-01 4 M 0 40784 0.00 D 2003-01-02 2012-01-02 Common Stock 40784 250216 D Employee Stock Option (right to buy) 16.2735 2009-10-01 4 M 0 2329 0.00 D 2002-01-14 2011-01-02 Common Stock 2329 4659 D The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2009. Upon request by the Commission, the company or a shareholder, the reporting person will provide full details of the information reported regarding the number of shares sold at each separate price. The reported price for this transaction is the weighted average price, and the range of prices is $28.65 to $29.33. Since the reporting person's last filed form, 123,531 shares previously reported as indirectly beneficially owned by Trust have been contributed to a grantor retained annuity trust. End-of-period holdings include ESOP allocation and shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). s/ Louis L. Ainsworth, Attorney-in-Fact 2009-10-02 -----END PRIVACY-ENHANCED MESSAGE-----