-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCQOpahL1NSYLPE21Lftqml43OhqbP80+zbQDDW2g1JggE6p1ThFmdH5w7g8enwM 9KrhccfTCu4q70QjTznl4w== 0001209191-09-001922.txt : 20090106 0001209191-09-001922.hdr.sgml : 20090106 20090106190308 ACCESSION NUMBER: 0001209191-09-001922 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090102 FILED AS OF DATE: 20090106 DATE AS OF CHANGE: 20090106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROCK MICHAEL V CENTRAL INDEX KEY: 0001189053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-04689 FILM NUMBER: 09511521 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-01-02 0 0000077360 PENTAIR INC PNR 0001189053 SCHROCK MICHAEL V 5500 WAYZATA BLVD. SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 President, COO Common Stock - Restricted Stock Units 2009-01-02 4 A 0 25700 0.00 A 25700 D Common Stock - ESPP 5009.426 D Employee Stock Option (right to buy) 24.78 2009-01-02 4 A 0 125000 0.00 A 2010-01-02 2019-01-02 Common Stock 125000 125000 D Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended. Each restricted stock unit represents a right to receive one share of Pentair, Inc. common stock upon vesting. Vested shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include monthly purchase(s), since the reporting person's last filed Form, under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c). Employee stock option granted under the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. s/ Louis L. Ainsworth, Attorney-in-Fact 2009-01-06 -----END PRIVACY-ENHANCED MESSAGE-----