EX-1.01 2 d595458dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

Pentair plc

Conflict Minerals Report

For the reporting period from January 1, 2017 to December 31, 2017

This report for the period from January 1, 2017 to December 31, 2017 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (the “Rule”). The Rule was adopted to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Rule imposes reporting obligations on Securities and Exchange Commission (“SEC”) registrants whose manufactured products contain certain minerals that are necessary to the functionality or production of their respective products.

If a registrant determines that any columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, which are limited to tantalum, tin and tungsten (the “Subject Minerals”), are necessary to the functionality or production of a product manufactured by the registrant or contracted by the registrant to be manufactured, the registrant must conduct in good faith a Reasonable Country of Origin Inquiry (“RCOI”) regarding those Subject Minerals that is reasonably designed to determine whether any of the Subject Minerals originated in the Democratic Republic of the Congo or an adjoining country (the “Covered County” or “Covered Countries”) or are from recycled or scrap sources.

If, following the completion of the RCOI, a registrant knows that any of the necessary Subject Minerals originated in a Covered Country and are not from recycled or scrap sources, or has reason to believe that any of its necessary Subject Minerals may have originated in the Covered Countries and has reason to believe that its necessary Subject Minerals did not come from recycled or scrap sources, then the registrant must exercise due diligence on the source and chain of custody of the Subject Minerals that conforms to a nationally or internationally recognized due diligence framework and describe such due diligence in this separate Conflict Minerals Report.

In accordance with the Organisation for Economic Co-operation and Development Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, the related supplements on tin, tungsten, tantalum and gold (the “Guidance”) and the Rule, this report is available on the Company’s website at https://www.pentair.com/en/partner-supplier-info.html.

Consistent with the provisions of the Rule, the SEC’s Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule, dated April 29, 2014; the SEC’s Order Issuing Stay, dated May 2, 2014; and the SEC’s Updated Statement on the Effect of the Court of Appeals Decision on the Conflict Minerals Rule, dated April 7, 2017, this Conflict Minerals Report has not been audited by a third party.


1.    Company Overview

The Company is a focused diversified industrial manufacturing company, which at the end of calendar year 2017 comprised two reporting segments: the Water segment, which designs, manufactures, markets and services innovative products and solutions to meet filtration, separation, flow and water management challenges in agriculture, aquaculture, foodservice, food and beverage processing, swimming pools, water supply and disposal and a variety of industrial applications, and the Electrical segment, which designs, manufactures, markets, installs and services high performance products and solutions that connect and protect some of the world’s most sensitive equipment, buildings and critical processes.

During the first quarter of 2017, the Company reorganized its business segments to reflect a new operating structure, resulting in a change to its reporting segments in 2017. As part of this reorganization, the legacy Water Quality Systems business segment was combined with the legacy Flow & Filtration Solutions business segment to form the Water reporting segment, which now operates as a stand-alone business segment. The legacy Technical Solutions business segment was renamed the Electrical reporting segment.

In addition to the three legacy segments described above, the Company previously operated a fourth legacy segment, Valves & Controls, which designed, manufactured, marketed and serviced valves, fittings, automation and controls and actuators for the energy and industrial verticals. As previously disclosed, on April 28, 2017, the Company completed the divestiture of this business. This Conflict Minerals Report includes products that were manufactured by the Valves & Controls segment during calendar year 2017 through April 28, 2017.

On May 9, 2017, the Company announced that its Board of Directors approved a plan to separate its Water business and its Electrical business into two independent, publicly traded companies (the “Separation”). The Separation was completed on April 30, 2018, at which time the Company continued to operate the Water business and nVent Electric plc, an independent, publicly traded company initially owned by the Company’s shareholders, began operating the Electrical business. This Conflict Minerals Report includes products that were manufactured by both the Water and Electrical businesses during calendar year 2017.

The Company conducted an analysis of all of its products and its entire supply chain, and, accordingly, the Company did not limit its review to those products which may have contained Subject Minerals. This Report relates to all products (which are collectively referred to as the “Covered Products”): (i) that were manufactured, or contracted to be manufactured, by the Company; and (ii) for which the manufacture was completed during calendar year 2017. Based on its initial analysis:

 

    For the Water and Electrical segments, the Company estimates that approximately 61% of its suppliers make use of one or more of the Subject Minerals with respect to the Covered Products.

 

    For the former Valves & Controls segment, the Company estimates that approximately 86% of its suppliers made use of one or more of the Subject Minerals with respect to the Covered Products.

The Company has adopted a Conflict Minerals Policy that emphasizes the Company’s commitment to complying with the Rule and to identifying the source of the Subject Minerals contained in the Company’s products. The Company also indicates in its Global Supplier Guide (the “Supplier Guide”) that it expects all suppliers doing business with the Company to cooperate with the conflict minerals due diligence process. The Company also has participated in groups and forums focused on responsible sourcing of Subject Minerals, including the Responsible Minerals Initiative (the “RMI,” formerly known as the Conflict-Free Sourcing Initiative) and industry association groups such as the Twin Cities Conflict Minerals Task Force.

 

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2.    Conflict Minerals Compliance Process

2.1    Compliance Framework Overview

The Company designed its due diligence measures to conform in all material respects to the Guidance.

2.2    Reasonable Country of Origin Inquiry

The Company designed its RCOI to provide a reasonable basis for it to determine whether the Company sources Subject Minerals from Covered Countries and whether any of the Subject Minerals may be from recycled or scrap sources. The Company conducted a survey of its suppliers using the template maintained by the RMI, known as the Conflict Minerals Reporting Template (the “CMRT Form”). The CMRT Form was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. The CMRT Form includes questions regarding a direct supplier’s conflict minerals policy, engagement with its direct suppliers, origin of Subject Minerals included in its products, supplier due diligence and a listing of the smelters that the direct supplier and its suppliers use. Written instructions and recorded training illustrating the use of the tool are available on the RMI’s website. Many companies are using the CMRT Form in their RCOI and due diligence processes related to Subject Minerals.

The Company’s inquiry process for its Water and Electrical business included multiple rounds of communication and follow-up including mail, email and telephone calls with over 4,000 direct suppliers, spanning 26 enterprise resource planning systems. The Company received, reviewed and processed responses from 57.6% of the suppliers surveyed, which represented approximately 89% of total calendar year 2017 supplier expenditures for each of the Water and Electrical businesses. For Valves & Controls, the process also included multiple rounds of communication and follow-up including mail, email and telephone calls with over 800 direct suppliers, spanning 20 enterprise resource planning systems. The Company received, reviewed and processed responses from 37% of the suppliers surveyed, which represented approximately 47% of total calendar year 2017 supplier expenditures through April 28, 2017.

The Company reviewed the responses against risk-based criteria developed to determine which responses required further engagement with the relevant suppliers. These criteria included inconsistencies within the data reported in the CMRT Form and other risk-based criteria. The Company worked directly with these suppliers to obtain a revised response and/or additional clarity regarding their submission.

As part of this year’s program, the Company also conducted automated data validation on all submitted supplier responses. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers provided by suppliers. Following the data validation process, the Company classified submitted forms as either valid or invalid and contacted suppliers regarding forms classified as invalid to encourage such suppliers to resubmit a valid form. As of May 18, 2018, for the Water and Electrical segments, the Company still had 84 invalid supplier submissions that were not yet corrected, and for Valves & Controls, the Company still had 11 invalid supplier submissions that were not yet corrected.

 

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Among the supplier responses received by the Company that were classified as valid, the Company received the following information for its Water and Electrical segments:

 

    Approximately 69% of supplier responses indicated that such supplier did not use Subject Minerals in the materials and components that it supplied to the Company during 2017.

 

    Approximately 11% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to the Company during 2017 did not originate from a Covered Country.

 

    Approximately 1% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to the Company during 2017 may have originated in a Covered Country from sources verified as conflict-free by third parties such as the RMI and others.

 

    Approximately 19% of the Company’s suppliers indicated that the Subject Minerals in some of the components and materials supplied to the Company may have originated from a Covered Country, but those suppliers could not determine whether such Subject Minerals were conflict-free.

Among the supplier responses received by the Company that were classified as valid, the Company received the following information for Valves & Controls:

 

    Approximately 37% of supplier responses indicated that such supplier did not use Subject Minerals in the materials and components that it supplied to the Company during 2017.

 

    Approximately 20% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to the Company during 2017 did not originate from a Covered Country.

 

    Approximately 1% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to the Company during 2017 may have originated in a Covered Country from sources verified as conflict-free by third parties such as the RMI and others.

 

    Approximately 42% of the Company’s suppliers indicated that the Subject Minerals in some of the components and materials supplied to the Company may have originated from a Covered Country, but those suppliers could not determine whether such Subject Minerals were conflict-free.

 

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After reviewing the results of the RCOI, the Company could not conclusively determine that it had no reason to believe that Subject Minerals necessary for the functionality or production of its products may have originated from a Covered Country during 2017. The Company conducted its RCOI in good faith, and the Company believes that such inquiry was reasonable to allow it to make the determination. Accordingly, the Company proceeded to exercise due diligence on the source and chain of custody of the Subject Minerals.

2.3    The Company’s Due Diligence Process

Design of Due Diligence

The Company exercised due diligence on the source and chain of custody of the Subject Minerals. The Company has designed its due diligence process to be in conformity, in all material respects, with the Guidance.

2.3.1    Establish Strong Company Management Systems

Internal Team

The Company (1) developed cross-functional teams to set its conflict minerals strategy and ensure timely implementation and execution of the due diligence program and (2) tasked each of its reporting segments with implementing the Company’s conflicts mineral strategy and reporting results and progress to the cross-functional teams. The Company’s Supply Chain Group has primary responsibility for program execution at the Company level and dedicated conflict mineral compliance teams were put in place at each reporting segment. Guidance on the overall strategy and implementation is provided by the Legal Department, Accounting Department and Internal Audit Department. Senior management is briefed about the results of the due diligence program on a regular basis.

The Company has developed internal training processes to educate anyone within the Company that is a potential contact point for suppliers or other external parties regarding the Company’s conflict minerals compliance efforts. In addition, (1) each of the Company’s reporting segments has developed processes to update and review with its respective employees the latest developments with respect to conflict minerals and the conflict minerals reporting process and (2) each of the Company’s reporting segments has either independently, or in cooperation with a third-party service provider, developed tailored training programs to train the Company’s employees with respect to the potential impact of conflict minerals at the reporting segment level.

Ethics Hotline

The Company has long-standing grievance mechanisms, including an Ethics Hotline, whereby the Company’s employees can report violations of the Company’s Code of Conduct, policy or law, including its procedures related to conflict minerals and the conflict minerals reporting process.

 

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Control Systems and Supplier Engagement

Due to its position in the supply chain, the Company does not have a direct relationship with Subject Minerals smelters and refiners. The Company engages with its suppliers and relies on information provided through the CMRT Form, version 5.01 or higher, to gather information on the source and chain of custody of the Subject Minerals in its products.

In 2014, the Company updated its Supplier Guide to address, among other things, the Subject Minerals and the requirement of its suppliers to provide information on their use of these minerals. The Company also continues to update its supplier contracts by including a requirement that the supplier comply with the Supplier Guide whenever a new contract is entered into or an outstanding contract is renewed. In 2016, Pentair’s Terms and Conditions were updated to include compliance with laws including a broad reference to all business integrity-related laws and regulations.

Beginning in 2016 and continuing this year, we have put a stronger emphasis on supplier education and training. To accomplish this, we utilized a third-party learning management system from Assent Compliance Inc. (“Assent”), known as Assent University, to provide all in-scope suppliers access to their Conflict Minerals training course. This training is tracked and evaluated based on completion. All suppliers are encouraged to complete all modules within this course.

In addition, the Company’s Conflict Minerals Policy is available on its website, and provides assistance to suppliers in their efforts to comply with the Company’s Conflict Minerals Policy, including video training, recorded training and written instructions Assent as well as supplemental assistance through email and telephone contact as necessary. If the Company discovers that a direct supplier is not in compliance with the Company’s Conflict Minerals Policy, the Company may take certain actions to mitigate any potential risk, as described in Section 2.3.3, below.

Records Retention

The Company will retain documentation related to its conflict minerals compliance program according to the Company’s Document Retention Policy.

2.3.2    Identify and Assess Risk in the Supply Chain

The Company’s supply chain with respect to the Covered Products is complex. The Company has over 4,800 direct suppliers with respect to the Covered Products, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of the Subject Minerals. In this regard, the Company does not purchase Subject Minerals directly from mines, smelters or refiners. The Company must therefore rely on its suppliers to provide information regarding the origin of Subject Minerals that are included in the Covered Products.

Based on this information, and in an effort to conform its due diligence measures to the Guidance, the Company assesses the risk in its supply chain in several ways. For example, the Company considers the potential risk presented by the smelters or refiners in its supply chain, as reported by the Company’s direct suppliers. Smelters or refiners that source the Subject Minerals from a Covered Country and are not certified as conflict-free by third-party audit programs such as the RMI’s Responsible Minerals Assurance Process pose a significant risk.

 

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The Company assesses the risk in its supply chain by reviewing its direct suppliers’ responses to the CMRT Form, including whether such suppliers have established due diligence programs with respect to the Subject Minerals. The Company uses its direct suppliers’ responses to the CMRT Form to determine the extent to which it may be necessary for the Company to allocate additional due diligence resources. Through Assent, the Company has also provided video and written training on compliance with the Rule, supply chain due diligence and the CMRT Form. This includes instructions on completing the CMRT Form, and one-on-one email and phone discussions with supplier personnel. In addition, suppliers are guided to the Assent University learning platform to engage in educational materials on mitigating the risk of smelters or refiners in the supply chain.

After the Company receives CMRT Forms completed by its direct suppliers, the Company, with the assistance of Assent, assesses each facility that meets the RMI definition of a smelter or refiner of a Subject Mineral and that is reported as being in the Company’s supply chain by the Company’s direct suppliers according to “red flag” indicators defined in the Guidance. Assent uses three factors to determine the level of risk that each smelter poses to the supply chain and reviews each for potential red flags:

 

  1. Geographic proximity to the Covered Countries;

 

  2. The current status of the smelter or refiner’s efforts to undertake a Responsible Minerals Assurance Process (formerly known as the Conflict-Free Smelter Program) audit; and

 

  3. Credible evidence of unethical or conflict sourcing practices conducted by the smelter or refiner.

Based on these factors, the Company has determined that the following smelter or refiner facilities, which were reported as being in the Company’s supply chain by the Company’s direct suppliers, have red flag risks (“Red-Flagged Facilities”):

 

    Tony Goetz NV — CID002587

 

    African Gold Refinery Limited (AGR) — CID003185

 

    Kaloti Precious Metals — CID002563

 

    Universal Precious Metals Refining Zambia — CID002854

 

    Sudan Gold Refinery — CID002567

 

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Whenever a Red Flagged Facility is reported as being in the Company’s supply chain, the Company implements risk mitigation activities that are described in specific detail in Section 2.3.3, below. Generally, in designing and implementing the Company’s strategy to respond to the supply chain risks that it has identified, the Company analyzed various third-party approaches and consulted with other companies in our industry. The Company has concluded that tracing the Subject Minerals back to their mine of origin directly is an exceedingly complex task, given the breadth and depth of the Company’s supply chain. Instead, the Company has determined that seeking information about smelters and refiners in the Company’s supply chain represents the most reasonable effort the Company can make to determine the mines or origin of the Subject Minerals in its supply chain. To this end, the Company has adopted methods outlined by the RMI’s joint industry programs and outreach initiatives, and the Company has required its suppliers to conform with the same standards and to report on their efforts using the CMRT Form. Through these methods, the Company has made a reasonable determination of the origin of the Subject Minerals in its supply chain.

2.3.3    Design and Implement a Strategy to Respond to Risks

In conjunction with the Company’s risk assessment process, the Company has developed a risk management plan for responding to risks identified in its supply chain, including High Risk Facilities. Through the Company’s due diligence process, the Company attempts to determine the source and chain of custody of the necessary Subject Minerals the Company knows, or has reason to believe, originated in a Covered Country. Since the Company does not have a direct relationship with smelters and/or refiners, most of the work toward this aspect of the Guidance is carried out indirectly through the Company’s suppliers or through the Company’s involvement with industry working groups/coalitions. Due to its position in the supply chain, the Company largely focuses on the accuracy and quality of the representations the Company’s direct suppliers make regarding the source and chain of custody of their Subject Minerals. The Company evaluates its direct suppliers’ responses to RCOI and due diligence inquiries based on the risk or likelihood that they are giving an incorrect response or that a non-response may indicate the supplier is purchasing from a known conflict source and does not wish to disclose this fact.

With respect to the Red-Flagged Facilities, upon receiving a CMRT Form from a direct supplier that identifies a Red-Flagged Facility as being present in the Company’s supply chain, the Company immediately initiates risk mitigation activities. Through a third-party vendor, the Company directs any supplier reporting a Red-Flagged Facility to implement its own risk mitigation actions. These actions include submitting a product-specific CMRT Form to the Company, to better identify the connection between the Red-Flagged Facilities and the materials or components the Company purchases from its suppliers, and requesting that the Company’s suppliers begin the process to remove any Red-Flagged Facilities from their supply chain.

As per the OECD Due Diligence Guidance, specific risk mitigation procedures will depend on the supplier’s specific situation. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these risks from the supply chain.

As part of the Company’s risk management plan, and to ensure its suppliers understood the Company’s expectations, the Company has provided video training, recorded training and documented instructions to its direct suppliers through Assent. The Company also provided additional direct assistance to suppliers that required further clarification on the Company’s expectations. The Company then provided each supplier with a copy of the CMRT Form to complete as part of the Company’s due diligence process. Furthermore, as described above, the Company reviewed responses with specific suppliers where the responses suggested inaccuracies, inconsistencies or otherwise warranted further inquiry.

 

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Finally, in accordance with the Company’s Conflict Minerals Policy, the Company engages any of its suppliers that it has reason to believe may be supplying the Company with Subject Minerals from sources that may support conflict in any of the Covered Countries to request that such suppliers establish an alternate source of Subject Minerals that does not support armed conflict in the Covered Countries.

The Company has also established a global task force to respond to suppliers that may potentially expose the Company to unacceptable risks, due to unacceptable responses to the Company’s inquiries or a refusal to respond. If the global task force determines that a supplier is non-responsive, or is not satisfied with a supplier’s risk mitigation efforts, the global task force may ultimately recommend that the Company take steps to find replacement suppliers as soon as is practicable.

2.3.4 Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain

The Company does not have a direct relationship with Subject Minerals smelters and refiners and does not perform or direct audits of these entities within the Company’s supply chain. The Company supports audits by engaging its partners who are closer to the source and, as a member of the RMI, by promoting the smelter and refiner verification procedures and protocols of the Responsible Minerals Assurance Process.

2.3.5 Report on Supply Chain Due Diligence

This conflict minerals report is being filed with the SEC as an exhibit to the Company’s specialized disclosure report on Form SD and is available on our website at https://www.pentair.com/en/partner-supplier-info.html.

Due Diligence Results

Based on the information obtained pursuant to the due diligence process, the Company believes that the smelters and refiners listed in Annex I to this Report may have been used to process the Subject Minerals in the Covered Products. The Company does not have sufficient information, with respect to the Covered Products, to conclusively determine the country of origin of the Subject Minerals in the Covered Products or to conclusively determine whether the Subject Minerals in the Covered Products are from recycled or scrap sources. However, based on the information provided by the Company’s suppliers, smelters and refiners, as well as from the RMI and other sources, the Company believes the countries of origin of the Subject Minerals contained in the Covered Products include the countries listed in Annex II to this Report, as well as recycled and scrap sources.

 

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After reviewing the information provided by its suppliers, the Company identified 321 legitimate smelters and refiners of the Subject Minerals in the Covered Products as being present in its supply chain for the calendar year 2017. The Company determined that the same group of smelters and refiners was present in its supply chain for its Water and Electrical segments as was present in its supply chain for Valves & Controls. Of the 321 legitimate smelters and refiners present in the Company’s supply chain for the calendar year 2017, 20 were identified as having sourced Subject Minerals from a Covered Country, all of which were verified as conformant with the RMI’s Responsible Minerals Assurance Process. Of the remaining 301 legitimate smelters and refiners, the Company identified 237 as conformant with the Responsible Minerals Assurance Process and another 11 that were active with the Responsible Minerals Assurance Process (but not yet conformant). After following up with the relevant suppliers, to the best of its ability, the Company found that the remaining 53 valid smelters and refiners in its supply chain had not yet substantively engaged with the Responsible Minerals Assurance Process or other industry groups, but the Company found no reasonable basis to conclude these smelters and refiners may have sourced Subject Minerals that directly or indirectly financed or benefited armed groups.

3.    Conflict Minerals Compliance Process

During calendar year 2017, the Company took the following steps to improve the quality of its due diligence:

 

    Implemented updated and more robust software systems to support more robust data collection and due diligence.

 

    Continued our work with our suppliers to help them understand our expectations regarding the Subject Minerals in our supply chain and our suppliers’ due diligence of their own supply chains, including their ability to confirm the conflict-free status of identified smelters and refiners.

 

    Continued to emphasize to suppliers our expectation that they move toward sourcing exclusively from conflict-free smelters and refiners verified by the Responsible Minerals Assurance Process.

 

    For suppliers unable to immediately source from conflict-free smelters and refiners verified by the Responsible Minerals Assurance Process, requested that those suppliers develop, share and implement a mitigation plan to source exclusively from conflict-free smelters and refiners.

 

    Continued our engagement with industry groups, including the RMI, that support the adoption and improvement of relevant programs, tools and standards.

During calendar year 2018, the Company plans to continue to refine the implementation of its 2017 initiatives to further improve the quality of its due diligence.

 

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4.    Forward-Looking Statements

This Conflict Minerals Report contains forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. All statements, other than statements of historical fact, included in this Conflict Minerals Report, including, without limitation, statements regarding our conflict mineral compliance plans, are forward-looking statements. These forward-looking statements generally are identified by the words “targets,” “plans,” “believes,” “expects,” “intends,” “will,” “likely,” “may,” “anticipates,” “estimates,” “projects,” “should,” “would,” “positioned,” “strategy,” “future” or phrases or terms of similar substance or the negative thereof or similar terminology generally intended to identify forward-looking statements. These forward-looking statements are not guarantees of future performance and are subject to risks, uncertainties, assumptions and other factors, some of which are beyond our control. Numerous important factors described in this Conflict Minerals Report, including, among others, our ability to implement new software systems, our suppliers’ willingness and ability to comply with our conflict minerals-related compliance requests, the degree to which we are able to determine our suppliers’ use of conflict-free smelters and refiners, the impact of industry-wide initiatives such as the Responsible Minerals Assurance Process, smelters’ and refiners’ willingness and ability to comply with the Responsible Minerals Assurance Process, our effectiveness in managing the conflict minerals RCOI and due diligence processes, and the costs of our compliance, could affect these statements and could cause actual results to differ materially from our expectations. All forward-looking statements speak only as of the date of this Conflict Minerals Report. We assume no obligation, and disclaim any duty, to update or revise publicly any forward-looking statements, whether as a result of new information, future events or otherwise.

 

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Annex I

List of Smelters and Refiners for

Water and Electrical Business Segments

 

Metal    Name    Facility Location                RMAP Status

Gold

  

Abington Reldan Metals, LLC

  

United States

  

Not Enrolled

Gold

  

Advanced Chemical Company

  

United States

  

Conformant

Gold

  

African Gold Refinery

  

Uganda

  

Not Enrolled

Gold

  

Aida Chemical Industries Co., Ltd.

  

Japan

  

Conformant

Gold

  

Al Etihad Gold LLC

  

United Arab Emirates

  

Conformant

Gold

  

Allgemeine Gold-und Silberscheideanstalt A.G.

  

Germany

  

Conformant

Gold

  

Almalyk Mining and Metallurgical Complex (AMMC)

  

Uzbekistan

  

Conformant

Gold

  

AngloGold Ashanti Córrego do Sítio Mineração

  

Brazil

  

Conformant

Gold

  

Argor-Heraeus S.A.

  

Switzerland

  

Conformant

Gold

  

Asahi Pretec Corp.

  

Japan

  

Conformant

Gold

  

Asahi Refining Canada Ltd.

  

Canada

  

Conformant

Gold

  

Asahi Refining USA Inc.

  

United States

  

Conformant

Gold

  

Asaka Riken Co., Ltd.

  

Japan

  

Conformant

Gold

  

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

  

Turkey

  

Not Enrolled

Gold

  

AU Traders and Refiners

  

South Africa

  

Conformant

Gold

  

Aurubis AG

  

Germany

  

Conformant

Gold

  

Bangalore Refinery

  

India

  

Active

Gold

  

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

  

Philippines

  

Conformant

Gold

  

Boliden AB

  

Sweden

  

Conformant

Gold

  

C. Hafner GmbH + Co. KG

  

Germany

  

Conformant

Gold

  

Caridad

  

Mexico

  

Not Enrolled

Gold

  

CCR Refinery — Glencore Canada Corporation

  

Canada

  

Conformant

Gold

  

Cendres + Métaux S.A.

  

Switzerland

  

Conformant

Gold

  

Chimet S.p.A.

  

Italy

  

Conformant

Gold

  

Chugai Mining

  

Japan

  

Not Enrolled

Gold

  

Daejin Indus Co., Ltd.

  

Korea, Republic of

  

Conformant

Gold

  

Daye Non-Ferrous Metals Mining Ltd.

  

China

  

Not Enrolled


Metal    Name    Facility Location                RMAP Status

Gold

   Degussa Sonne / Mond Goldhandel GmbH    Germany    Not Enrolled

Gold

   DODUCO Contacts and Refining GmbH    Germany    Conformant

Gold

   Dowa    Japan    Conformant

Gold

   DS PRETECH Co., Ltd.    Korea, Republic of    Active

Gold

   DSC (Do Sung Corporation)    Korea, Republic of    Conformant

Gold

   Eco-System Recycling Co., Ltd.    Japan    Conformant

Gold

   Elemetal Refining, LLC    United States    Not Enrolled

Gold

   Emirates Gold DMCC    United Arab Emirates    Conformant

Gold

   GCC Gujrat Gold Centre Pvt. Ltd.    India    Not Enrolled

Gold

   Geib Refining Corporation    United States    Conformant

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.    China    Conformant

Gold

   Great Wall Precious Metals Co., Ltd. of CBPM    China    Not Enrolled

Gold

   Guangdong Jinding Gold Limited    China    Not Enrolled

Gold

   Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China    Not Enrolled

Gold

   Hangzhou Fuchunjiang Smelting Co., Ltd.    China    Not Enrolled

Gold

   HeeSung    Korea, Republic of    Conformant

Gold

   Heimerle + Meule GmbH    Germany    Conformant

Gold

   Heraeus Metals Hong Kong Ltd.    China    Conformant

Gold

   Heraeus Precious Metals GmbH & Co. KG    Germany    Conformant

Gold

   Hunan Chenzhou Mining Co., Ltd.    China    Not Enrolled

Gold

   Hwasung CJ Co., Ltd.    Korea, Republic of    Not Enrolled

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China    Conformant

Gold

   Ishifuku Metal Industry Co., Ltd.    Japan    Conformant

Gold

   Istanbul Gold Refinery    Turkey    Conformant

Gold

   Italpreziosi    Italy    Conformant

Gold

   Japan Mint    Japan    Conformant

Gold

   Jiangxi Copper Co., Ltd.    China    Conformant

Gold

   JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation    Conformant

Gold

   JSC Uralelectromed    Russian Federation    Conformant

Gold

   JX Nippon Mining & Metals Co., Ltd.    Japan    Conformant


Metal    Name    Facility Location                RMAP Status

Gold

   Kaloti Precious Metals    United Arab Emirates    Not Enrolled

Gold

   Kazakhmys Smelting LLC    Kazakhstan    Not Enrolled

Gold

   Kazzinc    Kazakhstan    Conformant

Gold

   Kennecott Utah Copper LLC    United States    Conformant

Gold

   KGHM Polska Miedz Spolka Akcyjna    Poland    Active

Gold

   Kojima Chemicals Co., Ltd.    Japan    Conformant

Gold

   Korea Zinc Co., Ltd.    Korea, Republic of    Conformant

Gold

   Kyrgyzaltyn JSC    Kyrgyzstan    Conformant

Gold

   Kyshtym Copper-Electrolytic Plant ZAO    Russian Federation    Not Enrolled

Gold

   L’azurde Company For Jewelry    Saudi Arabia    Not Enrolled

Gold

   Lingbao Gold Co., Ltd.    China    Not Enrolled

Gold

   Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China    Not Enrolled

Gold

   L’Orfebre S.A.    Andorra    Active

Gold

   LS-NIKKO Copper Inc.    Korea, Republic of    Conformant

Gold

   Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China    Not Enrolled

Gold

   Marsam Metals    Brazil    Conformant

Gold

   Materion    United States    Conformant

Gold

   Matsuda Sangyo Co., Ltd.    Japan    Conformant

Gold

   Metalor Technologies (Hong Kong) Ltd.    China    Conformant

Gold

   Metalor Technologies (Singapore) Pte., Ltd.    Singapore    Conformant

Gold

   Metalor Technologies (Suzhou) Ltd.    China    Conformant

Gold

   Metalor Technologies S.A.    Switzerland    Conformant

Gold

   Metalor USA Refining Corporation    United States    Conformant

Gold

   Metalúrgica Met-Mex Peñoles S.A. De C.V.    Mexico    Conformant

Gold

   Mitsubishi Materials Corporation    Japan    Conformant

Gold

   Mitsui Mining and Smelting Co., Ltd.    Japan    Conformant

Gold

   MMTC-PAMP India Pvt., Ltd.    India    Conformant

Gold

   Modeltech Sdn Bhd    Malaysia    Active

Gold

   Morris and Watson    New Zealand    Not Enrolled

Gold

   Morris and Watson Gold Coast    Australia    Not Enrolled

Gold

   Moscow Special Alloys Processing Plant    Russian Federation    Conformant


Metal    Name    Facility Location                RMAP Status

Gold

   Nadir Metal Rafineri San. Ve Tic. A.Ş.    Turkey    Conformant

Gold

   Navoi Mining and Metallurgical Combinat    Uzbekistan    Not Enrolled

Gold

   NH Recytech Company    Korea, Republic of    Active

Gold

   Nihon Material Co., Ltd.    Japan    Conformant

Gold

   Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    Austria    Conformant

Gold

   Ohura Precious Metal Industry Co., Ltd.    Japan    Conformant

Gold

  

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant”

(OJSC Krastsvetmet)

   Russian Federation    Conformant

Gold

   OJSC Novosibirsk Refinery    Russian Federation    Conformant

Gold

   PAMP S.A.    Switzerland    Conformant

Gold

   Pease & Curren    United States    Not Enrolled

Gold

   Penglai Penggang Gold Industry Co., Ltd.    China    Not Enrolled

Gold

   Planta Recuperadora de Metales SpA    Chile    Conformant

Gold

   Prioksky Plant of Non-Ferrous Metals    Russian Federation    Conformant

Gold

   PT Aneka Tambang (Persero) Tbk    Indonesia    Conformant

Gold

   PX Précinox S.A.    Switzerland    Conformant

Gold

   Rand Refinery (Pty) Ltd.    South Africa    Conformant

Gold

   Refinery of Seemine Gold Co., Ltd.    China    Not Enrolled

Gold

   Remondis Argentia B.V.    Netherlands    Active

Gold

   Republic Metals Corporation    United States    Conformant

Gold

   Royal Canadian Mint    Canada    Conformant

Gold

   SAAMP    France    Conformant

Gold

   Sabin Metal Corp.    United States    Not Enrolled

Gold

   Safimet S.p.A    Italy    Conformant

Gold

   SAFINA A.S.    Czech Republic    Active

Gold

   Sai Refinery    India    Not Enrolled

Gold

   Samduck Precious Metals    Korea, Republic of    Conformant

Gold

   SAMWON Metals Corp.    Korea, Republic of    Not Enrolled

Gold

   SAXONIA Edelmetalle GmbH    Germany    Conformant

Gold

   Schone Edelmetaal B.V.    Netherlands    Conformant

Gold

   SEMPSA Joyería Platería S.A.    Spain    Conformant


Metal    Name    Facility Location                RMAP Status

Gold

   Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China    Not Enrolled

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China    Conformant

Gold

   Sichuan Tianze Precious Metals Co., Ltd.    China    Conformant

Gold

   Singway Technology Co., Ltd.    Taiwan    Conformant

Gold

   SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation    Conformant

Gold

   Solar Applied Materials Technology Corp.    Taiwan    Conformant

Gold

   State Research Institute Center for Physical Sciences and Technology    Lithuania    Not Enrolled

Gold

   Sudan Gold Refinery    Sudan    Not Enrolled

Gold

   Sumitomo Metal Mining Co., Ltd.    Japan    Conformant

Gold

   SungEel HiTech    Korea, Republic of    Conformant

Gold

   T.C.A S.p.A    Italy    Conformant

Gold

   Tanaka Kikinzoku Kogyo K.K.    Japan    Conformant

Gold

   The Refinery of Shandong Gold Mining Co., Ltd.    China    Conformant

Gold

   Tokuriki Honten Co., Ltd.    Japan    Conformant

Gold

   Tongling Nonferrous Metals Group Co., Ltd.    China    Not Enrolled

Gold

   Tony Goetz NV    Belgium    Not Enrolled

Gold

   TOO Tau-Ken-Altyn    Kazakhstan    Not Enrolled

Gold

   Torecom    Korea, Republic of    Conformant

Gold

   Umicore Brasil Ltda.    Brazil    Conformant

Gold

   Umicore Precious Metals Thailand    Thailand    Conformant

Gold

   Umicore S.A. Business Unit Precious Metals Refining    Belgium    Conformant

Gold

   United Precious Metal Refining, Inc.    United States    Conformant

Gold

   Universal Precious Metals Refining Zambia    Zambia    Not Enrolled

Gold

   Valcambi S.A.    Switzerland    Conformant

Gold

   Western Australian Mint trading as The Perth Mint    Australia    Conformant

Gold

   WIELAND Edelmetalle GmbH    Germany    Conformant

Gold

   Yamamoto Precious Metal Co., Ltd.    Japan    Conformant

Gold

   Yokohama Metal Co., Ltd.    Japan    Conformant

Gold

   Yunnan Copper Industry Co., Ltd.    China    Not Enrolled


Metal    Name    Facility Location                RMAP Status

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China    Conformant

Tantalum

   Asaka Riken Co., Ltd.    Japan    Conformant

Tantalum

   Changsha South Tantalum Niobium Co., Ltd.    China    Conformant

Tantalum

   D Block Metals, LLC    United States    Conformant

Tantalum

   Duoluoshan    China    Not Enrolled

Tantalum

   Exotech Inc.    United States    Conformant

Tantalum

   F&X Electro-Materials Ltd.    China    Conformant

Tantalum

   FIR Metals & Resource Ltd.    China    Conformant

Tantalum

   Global Advanced Metals Aizu    Japan    Conformant

Tantalum

   Global Advanced Metals Boyertown    United States    Conformant

Tantalum

   Guangdong Rising Rare Metals-EO Materials Ltd.    China    Conformant

Tantalum

   Guangdong Zhiyuan New Material Co., Ltd.    China    Conformant

Tantalum

   H.C. Starck Co., Ltd.    Thailand    Conformant

Tantalum

   H.C. Starck Hermsdorf GmbH    Germany    Conformant

Tantalum

   H.C. Starck Inc.    United States    Conformant

Tantalum

   H.C. Starck Ltd.    Japan    Conformant

Tantalum

   H.C. Starck Smelting GmbH & Co. KG    Germany    Conformant

Tantalum

   H.C. Starck Tantalum and Niobium GmbH    Germany    Conformant

Tantalum

   Hengyang King Xing Lifeng New Materials Co., Ltd.    China    Conformant

Tantalum

   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China    Conformant

Tantalum

   Jiangxi Tuohong New Raw Material    China    Conformant

Tantalum

   Jiujiang Janny New Material Co., Ltd.    China    Conformant

Tantalum

   JiuJiang JinXin Nonferrous Metals Co., Ltd.    China    Conformant

Tantalum

   Jiujiang Tanbre Co., Ltd.    China    Conformant

Tantalum

   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China    Conformant

Tantalum

   KEMET Blue Metals    Mexico    Conformant

Tantalum

   KEMET Blue Powder    United States    Conformant

Tantalum

   King-Tan Tantalum Industry Ltd.    China    Conformant

Tantalum

   LSM Brasil S.A.    Brazil    Conformant


Metal    Name    Facility Location                RMAP Status

Tantalum

   Metallurgical Products India Pvt., Ltd.    India    Conformant

Tantalum

   Mineracao Taboca S.A.    Brazil    Conformant

Tantalum

   Mitsui Mining and Smelting Co., Ltd.    Japan    Conformant

Tantalum

   Ningxia Orient Tantalum Industry Co., Ltd.    China    Conformant

Tantalum

   NPM Silmet AS    Estonia    Conformant

Tantalum

   Power Resources Ltd.    Macedonia    Conformant

Tantalum

   QuantumClean    United States    Conformant

Tantalum

   Resind Industria e Comercio Ltda.    Brazil    Conformant

Tantalum

   RFH Tantalum Smeltry Co., Ltd.    China    Conformant

Tantalum

   Solikamsk Magnesium Works OAO    Russian Federation    Conformant

Tantalum

   Taki Chemicals    Japan    Conformant

Tantalum

   Telex Metals    United States    Conformant

Tantalum

   Ulba Metallurgical Plant JSC    Kazakhstan    Conformant

Tantalum

   XinXing HaoRong Electronic Material Co., Ltd.    China    Conformant

Tantalum

   Yichun Jin Yang Rare Metal Co., Ltd.    China    Conformant

Tin

   Alpha    United States    Conformant

Tin

   An Vinh Joint Stock Mineral Processing Company    Vietnam    Not Enrolled

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China    Conformant

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.    China    Active

Tin

   China Tin Group Co., Ltd.    China    Conformant

Tin

   CNMC (Guangxi) PGMA Co., Ltd.    China    Not Enrolled

Tin

   CV Ayi Jaya    Indonesia    Conformant

Tin

   CV Dua Sekawan    Indonesia    Conformant

Tin

   CV Gita Pesona    Indonesia    Conformant

Tin

   CV Tiga Sekawan    Indonesia    Conformant

Tin

   CV United Smelting    Indonesia    Conformant

Tin

   CV Venus Inti Perkasa    Indonesia    Conformant

Tin

   Dowa    Japan    Conformant

Tin

  

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy

Joint Stock Company

   Vietnam    Not Enrolled

Tin

   EM Vinto    Bolivia    Conformant

Tin

   Estanho de Rondônia S.A.    Brazil    Not Enrolled


Metal    Name    Facility Location                RMAP Status

Tin

   Fenix Metals    Poland    Conformant

Tin

   Gejiu Fengming Metallurgy Chemical Plant    China    Conformant

Tin

   Gejiu Jinye Mineral Company    China    Conformant

Tin

   Gejiu Kai Meng Industry and Trade LLC    China    Conformant

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.    China    Conformant

Tin

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China    Conformant

Tin

   Gejiu Zili Mining And Metallurgy Co., Ltd.    China    Not Enrolled

Tin

   Guangdong Hanhe Non-ferrous Metal Limited Company    China    Conformant

Tin

   Guanyang Guida Nonferrous Metal Smelting Plant    China    Conformant

Tin

   HuiChang Hill Tin Industry Co., Ltd.    China    Conformant

Tin

   Huichang Jinshunda Tin Co., Ltd.    China    Conformant

Tin

   Jiangxi Ketai Advanced Material Co., Ltd.    China    Conformant

Tin

   Jiangxi New Nanshan Technology Ltd.    China    Conformant

Tin

   Magnu’s Minerais Metais e Ligas Ltda.    Brazil    Conformant

Tin

   Malaysia Smelting Corporation (MSC)    Malaysia    Conformant

Tin

   Melt Metais e Ligas S.A.    Brazil    Conformant

Tin

   Metallic Resources, Inc.    United States    Conformant

Tin

   Metallo Belgium N.V.    Belgium    Conformant

Tin

   Metallo Spain S.L.U.    Spain    Conformant

Tin

   Mineracao Taboca S.A.    Brazil    Conformant

Tin

   Minsur    Peru    Conformant

Tin

   Mitsubishi Materials Corporation    Japan    Conformant

Tin

   Modeltech Sdn Bhd    Malaysia    Active

Tin

   Nghe Tinh Non-Ferrous Metals Joint Stock Company    Vietnam    Not Enrolled

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.    Thailand    Conformant

Tin

   O.M. Manufacturing Philippines, Inc.    Philippines    Conformant

Tin

   Operaciones Metalurgical S.A.    Bolivia    Conformant

Tin

   Pongpipat Company Limited    Myanmar    Not Enrolled


Metal    Name    Facility Location                RMAP Status

Tin

   PT Aries Kencana Sejahtera    Indonesia    Conformant

Tin

   PT Artha Cipta Langgeng    Indonesia    Conformant

Tin

   PT ATD Makmur Mandiri Jaya    Indonesia    Conformant

Tin

   PT Babel Inti Perkasa    Indonesia    Conformant

Tin

   PT Bangka Prima Tin    Indonesia    Conformant

Tin

   PT Bangka Serumpun    Indonesia    Conformant

Tin

   PT Bangka Tin Industry    Indonesia    Conformant

Tin

   PT Belitung Industri Sejahtera    Indonesia    Conformant

Tin

   PT Bukit Timah    Indonesia    Conformant

Tin

   PT DS Jaya Abadi    Indonesia    Conformant

Tin

   PT Eunindo Usaha Mandiri    Indonesia    Conformant

Tin

   PT Inti Stania Prima    Indonesia    Conformant

Tin

   PT Karimun Mining    Indonesia    Conformant

Tin

   PT Kijang Jaya Mandiri    Indonesia    Conformant

Tin

   PT Lautan Harmonis Sejahtera    Indonesia    Conformant

Tin

   PT Menara Cipta Mulia    Indonesia    Conformant

Tin

   PT Mitra Stania Prima    Indonesia    Conformant

Tin

   PT O.M. Indonesia    Indonesia    Conformant

Tin

   PT Panca Mega Persada    Indonesia    Conformant

Tin

   PT Premium Tin Indonesia    Indonesia    Conformant

Tin

   PT Prima Timah Utama    Indonesia    Conformant

Tin

   PT Refined Bangka Tin    Indonesia    Conformant

Tin

   PT Sariwiguna Binasentosa    Indonesia    Conformant

Tin

   PT Stanindo Inti Perkasa    Indonesia    Conformant

Tin

   PT Sukses Inti Makmur    Indonesia    Conformant

Tin

   PT Sumber Jaya Indah    Indonesia    Conformant

Tin

   PT Timah (Persero) Tbk Kundur    Indonesia    Conformant

Tin

   PT Timah (Persero) Tbk Mentok    Indonesia    Conformant

Tin

   PT Tinindo Inter Nusa    Indonesia    Conformant

Tin

   PT Tommy Utama    Indonesia    Conformant

Tin

   Resind Industria e Comercio Ltda.    Brazil    Conformant

Tin

   Rui Da Hung    Taiwan    Conformant

Tin

   Soft Metais Ltda.    Brazil    Conformant

Tin

   Super Ligas    Brazil    Not Enrolled

Tin

   Thaisarco    Thailand    Conformant


Metal    Name    Facility Location                RMAP Status

Tin

   Tuyen Quang Non-Ferrous Metals Joint Stock Company    Vietnam    Not Enrolled

Tin

   White Solder Metalurgia e Mineração Ltda.    Brazil    Conformant

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China    Conformant

Tin

   Yunnan Tin Company Limited    China    Conformant

Tungsten

   A.L.M.T. TUNGSTEN Corp.    Japan    Conformant

Tungsten

   ACL Metais Eireli    Brazil    Conformant

Tungsten

   Asia Tungsten Products Vietnam Ltd.    Vietnam    Conformant

Tungsten

   Chenzhou Diamond Tungsten Products Co., Ltd.    China    Conformant

Tungsten

   Chongyi Zhangyuan Tungsten Co., Ltd.    China    Conformant

Tungsten

   Fujian Jinxin Tungsten Co., Ltd.    China    Conformant

Tungsten

   Ganzhou Haichuang Tungsten Co., Ltd.    China    Active

Tungsten

   Ganzhou Huaxing Tungsten Products Co., Ltd.    China    Conformant

Tungsten

   Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China    Conformant

Tungsten

   Ganzhou Seadragon W & Mo Co., Ltd.    China    Conformant

Tungsten

   Ganzhou Yatai Tungsten Co., Ltd.    China    Not Enrolled

Tungsten

   Global Tungsten & Powders Corp.    United States    Conformant

Tungsten

   Guangdong Xianglu Tungsten Co., Ltd.    China    Conformant

Tungsten

   H.C. Starck Smelting GmbH & Co.KG    Germany    Conformant

Tungsten

   H.C. Starck Tungsten GmbH    Germany    Conformant

Tungsten

   Hunan Chenzhou Mining Co., Ltd.    China    Conformant

Tungsten

   Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    China    Conformant

Tungsten

   Hunan Chunchang Nonferrous Metals Co., Ltd.    China    Conformant

Tungsten

   Hunan Litian Tungsten Industry Co., Ltd.    China    Conformant

Tungsten

   Hydrometallurg, JSC    Russian Federation    Conformant

Tungsten

   Japan New Metals Co., Ltd.    Japan    Conformant

Tungsten

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China    Conformant

Tungsten

   Jiangxi Dayu Longxintai Tungsten Co., Ltd.    China    Not Enrolled


Metal    Name    Facility Location                RMAP Status

Tungsten

   Jiangxi Gan Bei Tungsten Co., Ltd.    China    Conformant

Tungsten

   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China    Not Enrolled

Tungsten

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China    Conformant

Tungsten

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China    Conformant

Tungsten

   Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    China    Conformant

Tungsten

   Jiangxi Yaosheng Tungsten Co., Ltd.    China    Conformant

Tungsten

   Kennametal Fallon    United States    Conformant

Tungsten

   Kennametal Huntsville    United States    Conformant

Tungsten

   Malipo Haiyu Tungsten Co., Ltd.    China    Conformant

Tungsten

   Moliren Ltd    Russian Federation    Conformant

Tungsten

   Niagara Refining LLC    United States    Conformant

Tungsten

   Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    Vietnam    Conformant

Tungsten

   Philippine Chuangxin Industrial Co., Inc.    Philippines    Conformant

Tungsten

   South-East Nonferrous Metal Company Limited of Hengyang City    China    Conformant

Tungsten

   Tejing (Vietnam) Tungsten Co., Ltd.    Vietnam    Conformant

Tungsten

   Unecha Refractory metals plant    Russian Federation    Conformant

Tungsten

   Vietnam Youngsun Tungsten Industry Co., Ltd.    Vietnam    Conformant

Tungsten

   Wolfram Bergbau und Hütten AG    Austria    Conformant

Tungsten

   Woltech Korea Co., Ltd.    Korea, Republic of    Conformant

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.    China    Conformant

Tungsten

   Xiamen Tungsten Co., Ltd.    China    Conformant

Tungsten

   Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    China    Conformant

Tungsten

   Xinhai Rendan Shaoguan Tungsten Co., Ltd.    China    Conformant


List of Smelters and Refiners for

Valves & Controls Business Segment

 

Metal    Name    Facility Location                    RMAP Status

Gold

   Abington Reldan Metals, LLC    United States    Not Enrolled

Gold

   Advanced Chemical Company    United States    Conformant

Gold

   African Gold Refinery    Uganda    Not Enrolled

Gold

   Aida Chemical Industries Co., Ltd.    Japan    Conformant

Gold

   Al Etihad Gold LLC    United Arab Emirates    Conformant

Gold

   Allgemeine Gold-und Silberscheideanstalt A.G.    Germany    Conformant

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)    Uzbekistan    Conformant

Gold

   AngloGold Ashanti Córrego do Sítio Mineração    Brazil    Conformant

Gold

   Argor-Heraeus S.A.    Switzerland    Conformant

Gold

   Asahi Pretec Corp.    Japan    Conformant

Gold

   Asahi Refining Canada Ltd.    Canada    Conformant

Gold

   Asahi Refining USA Inc.    United States    Conformant

Gold

   Asaka Riken Co., Ltd.    Japan    Conformant

Gold

   Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    Turkey    Not Enrolled

Gold

   AU Traders and Refiners    South Africa    Conformant

Gold

   Aurubis AG    Germany    Conformant

Gold

   Bangalore Refinery    India    Active

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    Philippines    Conformant

Gold

   Boliden AB    Sweden    Conformant

Gold

   C. Hafner GmbH + Co. KG    Germany    Conformant

Gold

   Caridad    Mexico    Not Enrolled

Gold

   CCR Refinery — Glencore Canada Corporation    Canada    Conformant

Gold

   Cendres + Métaux S.A.    Switzerland    Conformant

Gold

   Chimet S.p.A.    Italy    Conformant

Gold

   Chugai Mining    Japan    Not Enrolled

Gold

   Daejin Indus Co., Ltd.    Korea, Republic of    Conformant

Gold

   Daye Non-Ferrous Metals Mining Ltd.    China    Not Enrolled

Gold

   Degussa Sonne / Mond Goldhandel GmbH    Germany    Not Enrolled

Gold

   DODUCO Contacts and Refining GmbH    Germany    Conformant


Metal    Name    Facility Location                    RMAP Status

Gold

   Dowa    Japan    Conformant

Gold

   DS PRETECH Co., Ltd.    Korea, Republic of    Active

Gold

   DSC (Do Sung Corporation)    Korea, Republic of    Conformant

Gold

   Eco-System Recycling Co., Ltd.    Japan    Conformant

Gold

   Elemetal Refining, LLC    United States    Not Enrolled

Gold

   Emirates Gold DMCC    United Arab Emirates    Conformant

Gold

   GCC Gujrat Gold Centre Pvt. Ltd.    India    Not Enrolled

Gold

   Geib Refining Corporation    United States    Conformant

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.    China    Conformant

Gold

   Great Wall Precious Metals Co., Ltd. of CBPM    China    Not Enrolled

Gold

   Guangdong Jinding Gold Limited    China    Not Enrolled

Gold

   Guoda Safina High-Tech Environmental Refinery Co., Ltd.    China    Not Enrolled

Gold

   Hangzhou Fuchunjiang Smelting Co., Ltd.    China    Not Enrolled

Gold

   HeeSung    Korea, Republic of    Conformant

Gold

   Heimerle + Meule GmbH    Germany    Conformant

Gold

   Heraeus Metals Hong Kong Ltd.    China    Conformant

Gold

   Heraeus Precious Metals GmbH & Co. KG    Germany    Conformant

Gold

   Hunan Chenzhou Mining Co., Ltd.    China    Not Enrolled

Gold

   Hwasung CJ Co., Ltd.    Korea, Republic of    Not Enrolled

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    China    Conformant

Gold

   Ishifuku Metal Industry Co., Ltd.    Japan    Conformant

Gold

   Istanbul Gold Refinery    Turkey    Conformant

Gold

   Italpreziosi    Italy    Conformant

Gold

   Japan Mint    Japan    Conformant

Gold

   Jiangxi Copper Co., Ltd.    China    Conformant

Gold

   JSC Ekaterinburg Non-Ferrous Metal Processing Plant    Russian Federation    Conformant

Gold

   JSC Uralelectromed    Russian Federation    Conformant

Gold

   JX Nippon Mining & Metals Co., Ltd.    Japan    Conformant

Gold

   Kaloti Precious Metals    United Arab Emirates    Not Enrolled

Gold

   Kazakhmys Smelting LLC    Kazakhstan    Not Enrolled


Metal    Name    Facility Location                    RMAP Status

Gold

   Kazzinc    Kazakhstan    Conformant

Gold

   Kennecott Utah Copper LLC    United States    Conformant

Gold

   KGHM Polska Miedz Spolka Akcyjna    Poland    Active

Gold

   Kojima Chemicals Co., Ltd.    Japan    Conformant

Gold

   Korea Zinc Co., Ltd.    Korea, Republic of    Conformant

Gold

   Kyrgyzaltyn JSC    Kyrgyzstan    Conformant

Gold

   Kyshtym Copper-Electrolytic Plant ZAO    Russian Federation    Not Enrolled

Gold

   L’azurde Company For Jewelry    Saudi Arabia    Not Enrolled

Gold

   Lingbao Gold Co., Ltd.    China    Not Enrolled

Gold

   Lingbao Jinyuan Tonghui Refinery Co., Ltd.    China    Not Enrolled

Gold

   L’Orfebre S.A.    Andorra    Active

Gold

   LS-NIKKO Copper Inc.    Korea, Republic of    Conformant

Gold

   Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    China    Not Enrolled

Gold

   Marsam Metals    Brazil    Conformant

Gold

   Materion    United States    Conformant

Gold

   Matsuda Sangyo Co., Ltd.    Japan    Conformant

Gold

   Metalor Technologies (Hong Kong) Ltd.    China    Conformant

Gold

   Metalor Technologies (Singapore) Pte., Ltd.    Singapore    Conformant

Gold

   Metalor Technologies (Suzhou) Ltd.    China    Conformant

Gold

   Metalor Technologies S.A.    Switzerland    Conformant

Gold

   Metalor USA Refining Corporation    United States    Conformant

Gold

   Metalúrgica Met-Mex Peñoles S.A. De C.V.    Mexico    Conformant

Gold

   Mitsubishi Materials Corporation    Japan    Conformant

Gold

   Mitsui Mining and Smelting Co., Ltd.    Japan    Conformant

Gold

   MMTC-PAMP India Pvt., Ltd.    India    Conformant

Gold

   Modeltech Sdn Bhd    Malaysia    Active

Gold

   Morris and Watson    New Zealand    Not Enrolled

Gold

   Morris and Watson Gold Coast    Australia    Not Enrolled

Gold

   Moscow Special Alloys Processing Plant    Russian Federation    Conformant

Gold

   Nadir Metal Rafineri San. Ve Tic. A.Ş.    Turkey    Conformant


Metal    Name    Facility Location                    RMAP Status

Gold

   Navoi Mining and Metallurgical Combinat    Uzbekistan    Not Enrolled

Gold

   NH Recytech Company    Korea, Republic of    Active

Gold

   Nihon Material Co., Ltd.    Japan    Conformant

Gold

   Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    Austria    Conformant

Gold

   Ohura Precious Metal Industry Co., Ltd.    Japan    Conformant

Gold

  

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant”

(OJSC Krastsvetmet)

   Russian Federation    Conformant

Gold

   OJSC Novosibirsk Refinery    Russian Federation    Conformant

Gold

   PAMP S.A.    Switzerland    Conformant

Gold

   Pease & Curren    United States    Not Enrolled

Gold

   Penglai Penggang Gold Industry Co., Ltd.    China    Not Enrolled

Gold

   Planta Recuperadora de Metales SpA    Chile    Conformant

Gold

   Prioksky Plant of Non-Ferrous Metals    Russian Federation    Conformant

Gold

   PT Aneka Tambang (Persero) Tbk    Indonesia    Conformant

Gold

   PX Précinox S.A.    Switzerland    Conformant

Gold

   Rand Refinery (Pty) Ltd.    South Africa    Conformant

Gold

   Refinery of Seemine Gold Co., Ltd.    China    Not Enrolled

Gold

   Remondis Argentia B.V.    Netherlands    Active

Gold

   Republic Metals Corporation    United States    Conformant

Gold

   Royal Canadian Mint    Canada    Conformant

Gold

   SAAMP    France    Conformant

Gold

   Sabin Metal Corp.    United States    Not Enrolled

Gold

   Safimet S.p.A    Italy    Conformant

Gold

   SAFINA A.S.    Czech Republic    Active

Gold

   Sai Refinery    India    Not Enrolled

Gold

   Samduck Precious Metals    Korea, Republic of    Conformant

Gold

   SAMWON Metals Corp.    Korea, Republic of    Not Enrolled

Gold

   SAXONIA Edelmetalle GmbH    Germany    Conformant

Gold

   Schone Edelmetaal B.V.    Netherlands    Conformant

Gold

   SEMPSA Joyería Platería S.A.    Spain    Conformant

Gold

   Shandong Tiancheng Biological Gold Industrial Co., Ltd.    China    Not Enrolled

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    China    Conformant


Metal    Name    Facility Location                    RMAP Status

Gold

   Sichuan Tianze Precious Metals Co., Ltd.    China    Conformant

Gold

   Singway Technology Co., Ltd.    Taiwan    Conformant

Gold

   SOE Shyolkovsky Factory of Secondary Precious Metals    Russian Federation    Conformant

Gold

   Solar Applied Materials Technology Corp.    Taiwan    Conformant

Gold

   State Research Institute Center for Physical Sciences and Technology    Lithuania    Not Enrolled

Gold

   Sudan Gold Refinery    Sudan    Not Enrolled

Gold

   Sumitomo Metal Mining Co., Ltd.    Japan    Conformant

Gold

   SungEel HiTech    Korea, Republic of    Conformant

Gold

   T.C.A S.p.A    Italy    Conformant

Gold

   Tanaka Kikinzoku Kogyo K.K.    Japan    Conformant

Gold

   The Refinery of Shandong Gold Mining Co., Ltd.    China    Conformant

Gold

   Tokuriki Honten Co., Ltd.    Japan    Conformant

Gold

   Tongling Nonferrous Metals Group Co., Ltd.    China    Not Enrolled

Gold

   Tony Goetz NV    Belgium    Not Enrolled

Gold

   TOO Tau-Ken-Altyn    Kazakhstan    Not Enrolled

Gold

   Torecom    Korea, Republic of    Conformant

Gold

   Umicore Brasil Ltda.    Brazil    Conformant

Gold

   Umicore Precious Metals Thailand    Thailand    Conformant

Gold

   Umicore S.A. Business Unit Precious Metals Refining    Belgium    Conformant

Gold

   United Precious Metal Refining, Inc.    United States    Conformant

Gold

   Universal Precious Metals Refining Zambia    Zambia    Not Enrolled

Gold

   Valcambi S.A.    Switzerland    Conformant

Gold

   Western Australian Mint trading as The Perth Mint    Australia    Conformant

Gold

   WIELAND Edelmetalle GmbH    Germany    Conformant

Gold

   Yamamoto Precious Metal Co., Ltd.    Japan    Conformant

Gold

   Yokohama Metal Co., Ltd.    Japan    Conformant

Gold

   Yunnan Copper Industry Co., Ltd.    China    Not Enrolled

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation    China    Conformant


Metal    Name    Facility Location                    RMAP Status

Tantalum

   Asaka Riken Co., Ltd.    Japan    Conformant

Tantalum

   Changsha South Tantalum Niobium Co., Ltd.    China    Conformant

Tantalum

   D Block Metals, LLC    United States    Conformant

Tantalum

   Duoluoshan    China    Not Enrolled

Tantalum

   Exotech Inc.    United States    Conformant

Tantalum

   F&X Electro-Materials Ltd.    China    Conformant

Tantalum

   FIR Metals & Resource Ltd.    China    Conformant

Tantalum

   Global Advanced Metals Aizu    Japan    Conformant

Tantalum

   Global Advanced Metals Boyertown    United States    Conformant

Tantalum

   Guangdong Rising Rare Metals-EO Materials Ltd.    China    Conformant

Tantalum

   Guangdong Zhiyuan New Material Co., Ltd.    China    Conformant

Tantalum

   H.C. Starck Co., Ltd.    Thailand    Conformant

Tantalum

   H.C. Starck Hermsdorf GmbH    Germany    Conformant

Tantalum

   H.C. Starck Inc.    United States    Conformant

Tantalum

   H.C. Starck Ltd.    Japan    Conformant

Tantalum

   H.C. Starck Smelting GmbH & Co. KG    Germany    Conformant

Tantalum

   H.C. Starck Tantalum and Niobium GmbH    Germany    Conformant

Tantalum

   Hengyang King Xing Lifeng New Materials Co., Ltd.    China    Conformant

Tantalum

   Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    China    Conformant

Tantalum

   Jiangxi Tuohong New Raw Material    China    Conformant

Tantalum

   Jiujiang Janny New Material Co., Ltd.    China    Conformant

Tantalum

   JiuJiang JinXin Nonferrous Metals Co., Ltd.    China    Conformant

Tantalum

   Jiujiang Tanbre Co., Ltd.    China    Conformant

Tantalum

   Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    China    Conformant

Tantalum

   KEMET Blue Metals    Mexico    Conformant

Tantalum

   KEMET Blue Powder    United States    Conformant

Tantalum

   King-Tan Tantalum Industry Ltd.    China    Conformant

Tantalum

   LSM Brasil S.A.    Brazil    Conformant

Tantalum

   Metallurgical Products India Pvt., Ltd.    India    Conformant

Tantalum

   Mineracao Taboca S.A.    Brazil    Conformant


Metal    Name    Facility Location                    RMAP Status

Tantalum

   Mitsui Mining and Smelting Co., Ltd.    Japan    Conformant

Tantalum

   Ningxia Orient Tantalum Industry Co., Ltd.    China    Conformant

Tantalum

   NPM Silmet AS    Estonia    Conformant

Tantalum

   Power Resources Ltd.    Macedonia    Conformant

Tantalum

   QuantumClean    United States    Conformant

Tantalum

   Resind Industria e Comercio Ltda.    Brazil    Conformant

Tantalum

   RFH Tantalum Smeltry Co., Ltd.    China    Conformant

Tantalum

   Solikamsk Magnesium Works OAO    Russian Federation    Conformant

Tantalum

   Taki Chemicals    Japan    Conformant

Tantalum

   Telex Metals    United States    Conformant

Tantalum

   Ulba Metallurgical Plant JSC    Kazakhstan    Conformant

Tantalum

   XinXing HaoRong Electronic Material Co., Ltd.    China    Conformant

Tantalum

   Yichun Jin Yang Rare Metal Co., Ltd.    China    Conformant

Tin

   Alpha    United States    Conformant

Tin

   An Vinh Joint Stock Mineral Processing Company    Vietnam    Not Enrolled

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    China    Conformant

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.    China    Active

Tin

   China Tin Group Co., Ltd.    China    Conformant

Tin

   CNMC (Guangxi) PGMA Co., Ltd.    China    Not Enrolled

Tin

   CV Ayi Jaya    Indonesia    Conformant

Tin

   CV Dua Sekawan    Indonesia    Conformant

Tin

   CV Gita Pesona    Indonesia    Conformant

Tin

   CV Tiga Sekawan    Indonesia    Conformant

Tin

   CV United Smelting    Indonesia    Conformant

Tin

   CV Venus Inti Perkasa    Indonesia    Conformant

Tin

   Dowa    Japan    Conformant

Tin

  

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy

Joint Stock Company

   Vietnam    Not Enrolled

Tin

   EM Vinto    Bolivia    Conformant

Tin

   Estanho de Rondônia S.A.    Brazil    Not Enrolled

Tin

   Fenix Metals    Poland    Conformant

Tin

   Gejiu Fengming Metallurgy Chemical Plant    China    Conformant


Metal    Name    Facility Location                    RMAP Status

Tin

   Gejiu Jinye Mineral Company    China    Conformant

Tin

   Gejiu Kai Meng Industry and Trade LLC    China    Conformant

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.    China    Conformant

Tin

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    China    Conformant

Tin

   Gejiu Zili Mining And Metallurgy Co., Ltd.    China    Not Enrolled

Tin

   Guangdong Hanhe Non-ferrous Metal Limited Company    China    Conformant

Tin

   Guanyang Guida Nonferrous Metal Smelting Plant    China    Conformant

Tin

   HuiChang Hill Tin Industry Co., Ltd.    China    Conformant

Tin

   Huichang Jinshunda Tin Co., Ltd.    China    Conformant

Tin

   Jiangxi Ketai Advanced Material Co., Ltd.    China    Conformant

Tin

   Jiangxi New Nanshan Technology Ltd.    China    Conformant

Tin

   Magnu’s Minerais Metais e Ligas Ltda.    Brazil    Conformant

Tin

   Malaysia Smelting Corporation (MSC)    Malaysia    Conformant

Tin

   Melt Metais e Ligas S.A.    Brazil    Conformant

Tin

   Metallic Resources, Inc.    United States    Conformant

Tin

   Metallo Belgium N.V.    Belgium    Conformant

Tin

   Metallo Spain S.L.U.    Spain    Conformant

Tin

   Mineracao Taboca S.A.    Brazil    Conformant

Tin

   Minsur    Peru    Conformant

Tin

   Mitsubishi Materials Corporation    Japan    Conformant

Tin

   Modeltech Sdn Bhd    Malaysia    Active

Tin

   Nghe Tinh Non-Ferrous Metals Joint Stock Company    Vietnam    Not Enrolled

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.    Thailand    Conformant

Tin

   O.M. Manufacturing Philippines, Inc.    Philippines    Conformant

Tin

   Operaciones Metalurgical S.A.    Bolivia    Conformant

Tin

   Pongpipat Company Limited    Myanmar    Not Enrolled

Tin

   PT Aries Kencana Sejahtera    Indonesia    Conformant

Tin

   PT Artha Cipta Langgeng    Indonesia    Conformant


Metal    Name    Facility Location                    RMAP Status

Tin

   PT ATD Makmur Mandiri Jaya    Indonesia    Conformant

Tin

   PT Babel Inti Perkasa    Indonesia    Conformant

Tin

   PT Bangka Prima Tin    Indonesia    Conformant

Tin

   PT Bangka Serumpun    Indonesia    Conformant

Tin

   PT Bangka Tin Industry    Indonesia    Conformant

Tin

   PT Belitung Industri Sejahtera    Indonesia    Conformant

Tin

   PT Bukit Timah    Indonesia    Conformant

Tin

   PT DS Jaya Abadi    Indonesia    Conformant

Tin

   PT Eunindo Usaha Mandiri    Indonesia    Conformant

Tin

   PT Inti Stania Prima    Indonesia    Conformant

Tin

   PT Karimun Mining    Indonesia    Conformant

Tin

   PT Kijang Jaya Mandiri    Indonesia    Conformant

Tin

   PT Lautan Harmonis Sejahtera    Indonesia    Conformant

Tin

   PT Menara Cipta Mulia    Indonesia    Conformant

Tin

   PT Mitra Stania Prima    Indonesia    Conformant

Tin

   PT O.M. Indonesia    Indonesia    Conformant

Tin

   PT Panca Mega Persada    Indonesia    Conformant

Tin

   PT Premium Tin Indonesia    Indonesia    Conformant

Tin

   PT Prima Timah Utama    Indonesia    Conformant

Tin

   PT Refined Bangka Tin    Indonesia    Conformant

Tin

   PT Sariwiguna Binasentosa    Indonesia    Conformant

Tin

   PT Stanindo Inti Perkasa    Indonesia    Conformant

Tin

   PT Sukses Inti Makmur    Indonesia    Conformant

Tin

   PT Sumber Jaya Indah    Indonesia    Conformant

Tin

   PT Timah (Persero) Tbk Kundur    Indonesia    Conformant

Tin

   PT Timah (Persero) Tbk Mentok    Indonesia    Conformant

Tin

   PT Tinindo Inter Nusa    Indonesia    Conformant

Tin

   PT Tommy Utama    Indonesia    Conformant

Tin

   Resind Industria e Comercio Ltda.    Brazil    Conformant

Tin

   Rui Da Hung    Taiwan    Conformant

Tin

   Soft Metais Ltda.    Brazil    Conformant

Tin

   Super Ligas    Brazil    Not Enrolled

Tin

   Thaisarco    Thailand    Conformant

Tin

   Tuyen Quang Non-Ferrous Metals Joint Stock Company    Vietnam    Not Enrolled


Metal    Name    Facility Location                    RMAP Status

Tin

   White Solder Metalurgia e Mineração Ltda.    Brazil    Conformant

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    China    Conformant

Tin

   Yunnan Tin Company Limited    China    Conformant

Tungsten

   A.L.M.T. TUNGSTEN Corp.    Japan    Conformant

Tungsten

   ACL Metais Eireli    Brazil    Conformant

Tungsten

   Asia Tungsten Products Vietnam Ltd.    Vietnam    Conformant

Tungsten

   Chenzhou Diamond Tungsten Products Co., Ltd.    China    Conformant

Tungsten

   Chongyi Zhangyuan Tungsten Co., Ltd.    China    Conformant

Tungsten

   Fujian Jinxin Tungsten Co., Ltd.    China    Conformant

Tungsten

   Ganzhou Haichuang Tungsten Co., Ltd.    China    Active

Tungsten

   Ganzhou Huaxing Tungsten Products Co., Ltd.    China    Conformant

Tungsten

   Ganzhou Jiangwu Ferrotungsten Co., Ltd.    China    Conformant

Tungsten

   Ganzhou Seadragon W & Mo Co., Ltd.    China    Conformant

Tungsten

   Ganzhou Yatai Tungsten Co., Ltd.    China    Not Enrolled

Tungsten

   Global Tungsten & Powders Corp.    United States    Conformant

Tungsten

   Guangdong Xianglu Tungsten Co., Ltd.    China    Conformant

Tungsten

   H.C. Starck Smelting GmbH & Co.KG    Germany    Conformant

Tungsten

   H.C. Starck Tungsten GmbH    Germany    Conformant

Tungsten

   Hunan Chenzhou Mining Co., Ltd.    China    Conformant

Tungsten

   Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    China    Conformant

Tungsten

   Hunan Chunchang Nonferrous Metals Co., Ltd.    China    Conformant

Tungsten

   Hunan Litian Tungsten Industry Co., Ltd.    China    Conformant

Tungsten

   Hydrometallurg, JSC    Russian Federation    Conformant

Tungsten

   Japan New Metals Co., Ltd.    Japan    Conformant

Tungsten

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.    China    Conformant

Tungsten

   Jiangxi Dayu Longxintai Tungsten Co., Ltd.    China    Not Enrolled

Tungsten

   Jiangxi Gan Bei Tungsten Co., Ltd.    China    Conformant


Metal    Name    Facility Location                    RMAP Status

Tungsten

   Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    China    Not Enrolled

Tungsten

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    China    Conformant

Tungsten

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.    China    Conformant

Tungsten

   Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    China    Conformant

Tungsten

   Jiangxi Yaosheng Tungsten Co., Ltd.    China    Conformant

Tungsten

   Kennametal Fallon    United States    Conformant

Tungsten

   Kennametal Huntsville    United States    Conformant

Tungsten

   Malipo Haiyu Tungsten Co., Ltd.    China    Conformant

Tungsten

   Moliren Ltd    Russian Federation    Conformant

Tungsten

   Niagara Refining LLC    United States    Conformant

Tungsten

   Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    Vietnam    Conformant

Tungsten

   Philippine Chuangxin Industrial Co., Inc.    Philippines    Conformant

Tungsten

   South-East Nonferrous Metal Company Limited of Hengyang City    China    Conformant

Tungsten

   Tejing (Vietnam) Tungsten Co., Ltd.    Vietnam    Conformant

Tungsten

   Unecha Refractory metals plant    Russian Federation    Conformant

Tungsten

   Vietnam Youngsun Tungsten Industry Co., Ltd.    Vietnam    Conformant

Tungsten

   Wolfram Bergbau und Hütten AG    Austria    Conformant

Tungsten

   Woltech Korea Co., Ltd.    Korea, Republic Of    Conformant

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.    China    Conformant

Tungsten

   Xiamen Tungsten Co., Ltd.    China    Conformant

Tungsten

   Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    China    Conformant

Tungsten

   Xinhai Rendan Shaoguan Tungsten Co., Ltd.    China    Conformant


Annex II

List of Countries of Origin for Subject Minerals for

Water and Electrical Segments

This list of potential countries of origin is populated based on publicly available information, our RCOI and due diligence. It is important to note that this is also based on company level responses and therefore, it is not certain which of these countries of origin can be linked to our products.

Argentina, Australia, Austria, Benin, Bolivia, Brazil, Burkina Faso, Burundi, Cambodia, Canada, Chile, China, Colombia, Democratic Republic of the Congo, Ecuador, Eritrea, Ethiopia, France, Germany, Ghana, Guatemala, Guinea, Guyana, Honduras, India, Indonesia, Japan, Kazakhstan, Laos, Madagascar, Malaysia, Mali, Mexico, Mongolia, Mozambique, Myanmar, Namibia, Nicaragua, Nigeria, Panama, Peru, Portugal, Russian Federation, Rwanda, Senegal, Sierra Leone, South Africa, Spain, Thailand, Togo, Uganda, United Kingdom, United States of America, Uzbekistan, Vietnam, Zimbabwe

List of Countries of Origin for Subject Minerals for

Valves & Controls Segment

This list of potential countries of origin is populated based on publicly available information, our RCOI and due diligence. It is important to note that this is also based on company level responses and therefore, it is not certain which of these countries of origin can be linked to our products.

Argentina, Australia, Austria, Benin, Bolivia, Brazil, Burkina Faso, Burundi, Cambodia, Canada, Chile, China, Colombia, Democratic Republic of the Congo, Ecuador, Eritrea, Ethiopia, France, Germany, Ghana, Guatemala, Guinea, Guyana, Honduras, India, Indonesia, Japan, Kazakhstan, Laos, Madagascar, Malaysia, Mali, Mexico, Mongolia, Mozambique, Myanmar, Namibia, Nicaragua, Nigeria, Panama, Peru, Portugal, Russian Federation, Rwanda, Senegal, Sierra Leone, South Africa, Spain, Thailand, Togo, Uganda, United Kingdom, United States of America, Uzbekistan, Vietnam, Zimbabwe