0001140361-18-021822.txt : 20180504 0001140361-18-021822.hdr.sgml : 20180504 20180504182659 ACCESSION NUMBER: 0001140361-18-021822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180502 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BORIN MARK C CENTRAL INDEX KEY: 0001430408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 18809311 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 600 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 43 LONDON WALL CITY: LONDON STATE: X0 ZIP: EC2M 5TF BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2018-05-02 0 0000077360 PENTAIR plc PNR 0001430408 BORIN MARK C 5500 WAYZATA BLVD., SUITE 600 GOLDEN VALLEY MN 55416 0 1 0 0 EVP & Chief Financial Officer Common Shares - Restricted Stock Units 2018-05-02 4 A 0 6605 0 A 25452.62 D Common Shares - ESOP 660.2637 I By ESOP Common Shares - Deferral Plan 8344.574 I Plan Agent Employee Stock Option (right to buy) 45.42 2018-05-02 4 A 0 27479 0 A 2028-05-02 Common Shares 27479 27479 D Employee Stock Option (right to buy) 24.64 2021-01-03 Common Shares 15740 15740 D Employee Stock Option (right to buy) 22.73 2022-01-03 Common Shares 17761 17761 D Employee Stock Option (right to buy) 33.72 2023-01-02 Common Shares 15184 15184 D Employee Stock Option (right to buy) 51.21 2024-01-02 Common Shares 9705 9705 D Employee Stock Option (right to buy) 39.87 2024-12-15 Common Shares 8521 8521 D Employee Stock Option (right to buy) 44.43 2025-01-02 Common Shares 13856 13856 D Employee Stock Option (right to buy) 32.83 2026-01-04 Common Shares 26559 26559 D Employee Stock Option (right to buy) 38.61 2027-01-03 Common Shares 16540 16540 D Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election. Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan. One-third of the stock options become exercisable on the first, second and third anniversary of the grant. The exercise price and number of stock options were adjusted in connection with the spin-off of nVent Electric plc on April 30, 2018 pursuant to the anti-dilution provisions of the Pentair plc 2012 Stock and Incentive Plan. This option is presently exercisable in full. Two-thirds of this option is presently exercisable. The remaining one-third becomes exercisable on January 4, 2019. One-third of this option is presently exercisable. The remaining two-thirds become exercisable on January 3, 2019 and January 3, 2020. /s/ John K. Wilson, Attorney-in-Fact for Mark C. Borin 2018-05-04