0001140361-18-021822.txt : 20180504
0001140361-18-021822.hdr.sgml : 20180504
20180504182659
ACCESSION NUMBER: 0001140361-18-021822
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180502
FILED AS OF DATE: 20180504
DATE AS OF CHANGE: 20180504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BORIN MARK C
CENTRAL INDEX KEY: 0001430408
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 18809311
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD
STREET 2: SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 43 LONDON WALL
CITY: LONDON
STATE: X0
ZIP: EC2M 5TF
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2018-05-02
0
0000077360
PENTAIR plc
PNR
0001430408
BORIN MARK C
5500 WAYZATA BLVD., SUITE 600
GOLDEN VALLEY
MN
55416
0
1
0
0
EVP & Chief Financial Officer
Common Shares - Restricted Stock Units
2018-05-02
4
A
0
6605
0
A
25452.62
D
Common Shares - ESOP
660.2637
I
By ESOP
Common Shares - Deferral Plan
8344.574
I
Plan Agent
Employee Stock Option (right to buy)
45.42
2018-05-02
4
A
0
27479
0
A
2028-05-02
Common Shares
27479
27479
D
Employee Stock Option (right to buy)
24.64
2021-01-03
Common Shares
15740
15740
D
Employee Stock Option (right to buy)
22.73
2022-01-03
Common Shares
17761
17761
D
Employee Stock Option (right to buy)
33.72
2023-01-02
Common Shares
15184
15184
D
Employee Stock Option (right to buy)
51.21
2024-01-02
Common Shares
9705
9705
D
Employee Stock Option (right to buy)
39.87
2024-12-15
Common Shares
8521
8521
D
Employee Stock Option (right to buy)
44.43
2025-01-02
Common Shares
13856
13856
D
Employee Stock Option (right to buy)
32.83
2026-01-04
Common Shares
26559
26559
D
Employee Stock Option (right to buy)
38.61
2027-01-03
Common Shares
16540
16540
D
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
One-third of the stock options become exercisable on the first, second and third anniversary of the grant.
The exercise price and number of stock options were adjusted in connection with the spin-off of nVent Electric plc on April 30, 2018 pursuant to the anti-dilution provisions of the Pentair plc 2012 Stock and Incentive Plan.
This option is presently exercisable in full.
Two-thirds of this option is presently exercisable. The remaining one-third becomes exercisable on January 4, 2019.
One-third of this option is presently exercisable. The remaining two-thirds become exercisable on January 3, 2019 and January 3, 2020.
/s/ John K. Wilson, Attorney-in-Fact for Mark C. Borin
2018-05-04