0001140361-18-021795.txt : 20180504
0001140361-18-021795.hdr.sgml : 20180504
20180504180202
ACCESSION NUMBER: 0001140361-18-021795
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180502
FILED AS OF DATE: 20180504
DATE AS OF CHANGE: 20180504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLENN T MICHAEL
CENTRAL INDEX KEY: 0001197608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 18809229
MAIL ADDRESS:
STREET 1: 942 S SHADY GROVE RD
CITY: MEMPHIS
STATE: TN
ZIP: 38120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 43 LONDON WALL
CITY: LONDON
STATE: X0
ZIP: EC2M 5TF
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2018-05-02
0
0000077360
PENTAIR plc
PNR
0001197608
GLENN T MICHAEL
5500 WAYZATA BLVD., SUITE 600
GOLDEN VALLEY
MN
55416
1
0
0
0
Common Shares - Restricted Stock Units
2018-05-02
4
A
0
2862
0
A
2862
D
Director Stock Option (right to buy)
16.51
2019-01-02
Common Shares
17133
17133
D
Director Stock Option (right to buy)
22.24
2020-01-04
Common Shares
6116
6116
D
Director Stock Option (right to buy)
24.64
2021-01-03
Common Shares
4225
4225
D
Director Stock Option (right to buy)
22.73
2022-01-03
Common Shares
6307
6307
D
Director Stock Option (right to buy)
33.72
2023-01-02
Common Shares
3947
3947
D
Director Stock Option (right to buy)
51.21
2024-01-02
Common Shares
2260
2260
D
Director Stock Option (right to buy)
44.43
2025-01-02
Common Shares
4008
4008
D
Director Stock Option (right to buy)
32.83
2026-01-04
Common Shares
6558
6558
D
Director Stock Option (right to buy)
38.61
2027-01-03
Common Shares
5244
5244
D
Phantom Stock Units (Deferred Compensation)
Common Shares
1044.273
1044.273
D
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
The exercise price and number of stock options were adjusted in connection with the spin-off of nVent Electric plc on April 30, 2018 pursuant to the anti-dilution provisions of the Pentair plc 2012 Stock and Incentive Plan.
This option is presently exercisable in full.
Two-thirds of this option is presently exercisable. The remaining one-third becomes exercisable on January 4, 2019.
One-third of this option is presently exercisable. The remaining two-thirds become exercisable on January 3, 2019 and January 3, 2020.
Phantom stock units convert into common shares on a one-for-one basis.
Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
/s/ John K. Wilson, Attorney-in-Fact for T. Michael Glenn
2018-05-04