0001140361-18-019085.txt : 20180419
0001140361-18-019085.hdr.sgml : 20180419
20180419173849
ACCESSION NUMBER: 0001140361-18-019085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180417
FILED AS OF DATE: 20180419
DATE AS OF CHANGE: 20180419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOGAN RANDALL J
CENTRAL INDEX KEY: 0001189049
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 18764657
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 43 LONDON WALL
CITY: LONDON
STATE: X0
ZIP: EC2M 5TF
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2018-04-17
0
0000077360
PENTAIR plc
PNR
0001189049
HOGAN RANDALL J
5500 WAYZATA BLVD., SUITE 600
GOLDEN VALLEY
MN
55416
1
1
0
0
Chairman & Chief Exec. Officer
Common Shares
2018-04-17
4
M
0
50000
24.78
A
83055
D
Common Shares
2018-04-17
4
S
0
50000
71.00
D
33055
D
Common Shares
2018-04-18
4
M
0
50000
24.78
A
83055
D
Common Shares
2018-04-18
4
S
0
50000
72.00
D
33055
D
Common Shares - Deferral Plan
60842.301
I
Plan Agent
Common Shares - ESOP
2289.9979
I
By ESOP
Employee Stock Option (right to buy)
24.78
2018-04-17
4
M
0
50000
0
D
2010-01-02
2019-01-02
Common Shares
50000
255253
D
Employee Stock Option (right to buy)
24.78
2018-04-18
4
M
0
50000
0
D
2010-01-02
2019-01-02
Common Shares
50000
205253
D
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.
Shares of Pentair plc common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
One-third of the stock options became exercisable on the first, second and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Randall J. Hogan
2018-04-19