0001140361-17-040966.txt : 20171103
0001140361-17-040966.hdr.sgml : 20171103
20171103161536
ACCESSION NUMBER: 0001140361-17-040966
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171101
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frykman Karl R.
CENTRAL INDEX KEY: 0001594766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 171176585
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD., SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 43 LONDON WALL
CITY: LONDON
STATE: X0
ZIP: EC2M 5TF
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2017-11-01
0
0000077360
PENTAIR plc
PNR
0001594766
Frykman Karl R.
5500 WAYZATA BLVD., SUITE 600
GOLDEN VALLEY
MN
55416
0
1
0
0
President Aquatic Systems
Common Shares
2017-11-01
4
M
0
3086
32.40
A
36476
D
Common Shares
2017-11-01
4
S
0
3086
70.3683
D
33390
D
Common Shares
2017-11-01
4
M
0
8300
32.40
A
41690
D
Common Shares
2017-11-01
4
S
0
8300
70.1938
D
33390
D
Common Shares - ESOP
1898.071
I
By ESOP
Employee Stock Option (right to buy)
32.40
2017-11-01
4
M
0
3086
0
D
2009-03-03
2018-03-03
Common Shares
3086
15685
D
Employee Stock Option (right to buy)
32.40
2017-11-01
4
M
0
8300
0
D
2009-03-03
2018-03-03
Common Shares
8300
7385
D
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on March 3, 2018.
The price in Column 4 is a weighted average price. The prices actually received ranged from $70.24 to $70.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $70.01 to $70.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Karl R. Frykman
2017-11-03