0001140361-17-000887.txt : 20170105 0001140361-17-000887.hdr.sgml : 20170105 20170105211127 ACCESSION NUMBER: 0001140361-17-000887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170103 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 471 STREET 2: SHARP STREET, WALKDEN CITY: MANCHESTER STATE: X0 ZIP: M28 8BU BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keegans Karen L. CENTRAL INDEX KEY: 0001606486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 17512724 MAIL ADDRESS: STREET 1: 39 OLD RIDGEBURY ROAD CITY: DANBURY STATE: CT ZIP: 06810-5113 4 1 doc1.xml FORM 4 X0306 4 2017-01-03 0 0000077360 PENTAIR plc PNR 0001606486 Keegans Karen L. 5500 WAYZATA BLVD., SUITE 600 GOLDEN VALLEY MN 55416 0 1 0 0 SVP & Chief HR Officer Common Shares - Restricted Stock Units 2017-01-03 4 A 0 3883 0 A 27295 D Common Shares - ESOP 37.6191 I by ESOP Employee Stock Option (right to buy) 57.95 2017-01-03 4 A 0 18225 0 A 2018-01-03 2027-01-03 Common Shares 18225 18225 D Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc common share upon vesting. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Karen L. Keegans 2017-01-05