0001140361-17-000881.txt : 20170105
0001140361-17-000881.hdr.sgml : 20170105
20170105210917
ACCESSION NUMBER: 0001140361-17-000881
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 471
STREET 2: SHARP STREET, WALKDEN
CITY: MANCHESTER
STATE: X0
ZIP: M28 8BU
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frykman Karl R.
CENTRAL INDEX KEY: 0001594766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 17512717
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD., SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
4
1
doc1.xml
FORM 4
X0306
4
2017-01-03
0
0000077360
PENTAIR plc
PNR
0001594766
Frykman Karl R.
5500 WAYZATA BLVD., SUITE 600
GOLDEN VALLEY
MN
55416
0
1
0
0
President Aquatic Systems
Common Shares - Restricted Stock Units
2017-01-03
4
A
0
5608
0
A
13539
D
Common Shares
2017-01-03
4
F
0
1127
57.95
D
31932
D
Common Shares - ESOP
1807.2352
I
By ESOP
Employee Stock Option (right to buy)
57.95
2017-01-03
4
A
0
26325
0
A
2018-01-03
2027-01-03
Common Shares
26325
26325
D
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
Shares surrendered to pay taxes applicable to vesting of restricted stock units.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Karl R. Frykman
2017-01-05