0001140361-17-000840.txt : 20170105
0001140361-17-000840.hdr.sgml : 20170105
20170105190032
ACCESSION NUMBER: 0001140361-17-000840
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170105
DATE AS OF CHANGE: 20170105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 471
STREET 2: SHARP STREET, WALKDEN
CITY: MANCHESTER
STATE: X0
ZIP: M28 8BU
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ho David H Y
CENTRAL INDEX KEY: 0001398493
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 17512427
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD
STREET 2: SUITE 600
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
4
1
doc1.xml
FORM 4
X0306
4
2017-01-03
0
0000077360
PENTAIR plc
PNR
0001398493
Ho David H Y
5500 WAYZATA BLVD., SUITE 600
GOLDEN VALLEY
MN
55416
1
0
0
0
Common Shares - Restricted Stock Units
2017-01-03
4
A
0
1122
0
A
1122
D
Common Shares
2017-01-04
4
F
0
1255
58.15
D
10746
D
Nonqualified Stock Option (right to buy)
57.95
2017-01-03
4
A
0
5265
0
A
2018-01-03
2027-01-03
Common Shares
5265
5265
D
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
Shares surrendered to pay taxes applicable to vesting of restricted stock units.
Nonqualified stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for David H.Y. Ho
2017-01-05