0001140361-16-072725.txt : 20160718 0001140361-16-072725.hdr.sgml : 20160718 20160718180400 ACCESSION NUMBER: 0001140361-16-072725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160714 FILED AS OF DATE: 20160718 DATE AS OF CHANGE: 20160718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 471 STREET 2: SHARP STREET, WALKDEN CITY: MANCHESTER STATE: X0 ZIP: M28 8BU BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOGAN RANDALL J CENTRAL INDEX KEY: 0001189049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 161772190 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 600 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2016-07-14 0 0000077360 PENTAIR plc PNR 0001189049 HOGAN RANDALL J 5500 WAYZATA BLVD., SUITE 600 GOLDEN VALLEY MN 55416 1 1 0 0 Chairman & Chief Exec. Officer Common Shares 2016-07-14 4 M 0 2900 30.05 A 5522 D Common Shares 2016-07-14 4 S 0 2900 64.0014 D 2622 D Common Shares 2016-07-15 4 M 0 300 30.05 A 2922 D Common Shares 2016-07-15 4 S 0 300 64.0000 D 2622 D Employee Stock Option (right to buy) 30.05 2016-07-14 4 M 0 2900 0 D 2008-01-03 2017-01-03 Common Shares 2900 102582 D Employee Stock Option (right to buy) 30.05 2016-07-15 4 M 0 300 0 D 2008-01-03 2017-01-03 Common Shares 300 102282 D The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 3, 2017. The price in Column 4 is a weighted average price. The prices actually received ranged from $64.00 to $64.02. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. One-third of the stock options became exercisable on the first, second and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Randall J. Hogan 2016-07-18