0001140361-16-047020.txt : 20160106
0001140361-16-047020.hdr.sgml : 20160106
20160106194739
ACCESSION NUMBER: 0001140361-16-047020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR plc
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 471
STREET 2: SHARP STREET, WALKDEN
CITY: MANCHESTER
STATE: X0
ZIP: M28 8BU
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR LTD
DATE OF NAME CHANGE: 20121003
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stauch John L
CENTRAL INDEX KEY: 0001390036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 161328502
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
4
1
doc1.xml
FORM 4
X0306
4
2016-01-04
0
0000077360
PENTAIR plc
PNR
0001390036
Stauch John L
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
0
1
0
0
Executive Vice President, CFO
Common Shares - Restricted Stock Units
2016-01-04
4
A
0
19616
0
A
60117
D
Common Shares
2016-01-04
4
F
0
6388
49.28
D
23770
D
Common Shares - ESPP
1765.742
D
Common Shares - Deferral Plan
51329.158
I
Plan Agent
Common Shares - ESOP
612.0506
I
By ESOP
Employee Stock Option (right to buy)
49.28
2016-01-04
4
A
0
94294
0
A
2017-01-04
2026-01-04
Common Shares
94294
94294
D
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
Shares surrendered to pay taxes applicable to vesting of restricted stock units.
End-of-period holdings include monthly purchase(s) under the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
One-third of the stock options become exercisable on the first, second and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for John L. Stauch
2016-01-06