0001140361-16-047011.txt : 20160106 0001140361-16-047011.hdr.sgml : 20160106 20160106193838 ACCESSION NUMBER: 0001140361-16-047011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 471 STREET 2: SHARP STREET, WALKDEN CITY: MANCHESTER STATE: X0 ZIP: M28 8BU BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOGAN RANDALL J CENTRAL INDEX KEY: 0001189049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 161328476 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2016-01-04 0 0000077360 PENTAIR plc PNR 0001189049 HOGAN RANDALL J 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 1 1 0 0 Chairman & Chief Exec. Officer Common Shares 2015-10-12 4 G 0 12901 0 D 16708 I By GRAT Common Shares 2015-12-09 4 G 0 61762 0 D 75124 D Common Shares 2015-12-09 4 G 0 61762 0 A 238441 I By Trust Common Shares - Restricted Stock Units 2016-01-04 4 A 0 67641 0 A 214583 D Common Shares 2016-01-04 4 F 0 32215 49.28 D 123929 D Common Shares 9941 I By GRAT Common Shares - Deferral Plan 57828.873 I Plan Agent Common Shares - ESOP 1989.7858 I By ESOP Employee Stock Option (right to buy) 49.28 2016-01-04 4 A 0 325152 0 A 2017-01-04 2026-01-04 Common Shares 325152 325152 D Since the date of the reporting person's last ownership form, 6,826 shares previously reported as indirectly beneficially owned by GRAT have been transferred and are now indirectly beneficially owned by Trust. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting. End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Shares surrendered to pay taxes applicable to vesting of restricted stock units. Since the date of the reporting person's last ownership form, 9,941 shares previously reported as indirectly beneficially owned by Trust have been contributed to a grantor retained annuity trust. Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Randall J. Hogan 2016-01-06