0001140361-15-036375.txt : 20150930 0001140361-15-036375.hdr.sgml : 20150930 20150930191308 ACCESSION NUMBER: 0001140361-15-036375 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150928 FILED AS OF DATE: 20150930 DATE AS OF CHANGE: 20150930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 471 STREET 2: SHARP STREET, WALKDEN CITY: MANCHESTER STATE: X0 ZIP: M28 8BU BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stauch John L CENTRAL INDEX KEY: 0001390036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 151134952 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2015-09-28 0 0000077360 PENTAIR plc PNR 0001390036 Stauch John L 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 Executive Vice President, CFO Common Shares 2015-09-28 4 F 0 10924 51.27 D 11738 D Common Shares - Restricted Stock Units 62520 D Common Shares 72061 I By Spouse Trust Common Shares - ESPP 1715.942 I Plan Agent Common Shares - Deferral Plan 47464.063 I Plan Agent Common Shares - ESOP 608.0028 I By ESOP Shares surrendered to pay taxes applicable to vesting of restricted stock units. End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Since the date of the reporting person's last ownership form, 7,848 shares previously reported as directly owned by the reporting person have been transferred and are now indirectly owned by a trust owned by the reporting person's spouse. End-of-period holdings include monthly purchase(s) under the Pentair plc Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP. Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). /s/ John K. Wilson, Attorney-in-Fact for John L. Stauch 2015-09-30