0001140361-15-021606.txt : 20150522 0001140361-15-021606.hdr.sgml : 20150522 20150522173936 ACCESSION NUMBER: 0001140361-15-021606 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150521 FILED AS OF DATE: 20150522 DATE AS OF CHANGE: 20150522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 471 STREET 2: SHARP STREET, WALKDEN CITY: MANCHESTER STATE: X0 ZIP: M28 8BU BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maskara Alok CENTRAL INDEX KEY: 0001594767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 15887649 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD., SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2015-05-21 0 0000077360 PENTAIR plc PNR 0001594767 Maskara Alok 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 President Technical Solutions Common Shares 2015-05-21 4 M 0 9000 38.63 A 9555 D Common Shares 2015-05-21 4 S 0 6610 65.60 D 2945 D Common Shares 2015-05-21 4 M 0 3000 36.53 A 5945 D Common Shares 2015-05-21 4 S 0 2140 65.60 D 3805 D Common Shares - ESPP 64.536 D Common Shares - ESOP 437.2712 I By ESOP Common Shares - Deferral Plan 59.285 I Plan Agent Employee Stock Option (right to buy) 38.63 2015-05-21 4 M 0 9000 0 D 2013-03-01 2022-03-01 Common Shares 9000 0 D Employee Stock Option (right to buy) 36.53 2015-05-21 4 M 0 3000 0 D 2012-03-02 2021-03-02 Common Shares 3000 0 D End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Alok Maskara 2015-05-22