0001140361-15-005386.txt : 20150211 0001140361-15-005386.hdr.sgml : 20150211 20150211143056 ACCESSION NUMBER: 0001140361-15-005386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150209 FILED AS OF DATE: 20150211 DATE AS OF CHANGE: 20150211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 471 STREET 2: SHARP STREET, WALKDEN CITY: MANCHESTER STATE: X0 ZIP: M28 8BU BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES DAVID A /WI CENTRAL INDEX KEY: 0000905631 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 15598889 MAIL ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 4 1 doc1.xml FORM 4 X0306 4 2015-02-09 0 0000077360 PENTAIR plc PNR 0000905631 JONES DAVID A /WI 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares 2015-02-09 4 M 0 10000 38.88 A 19375 D Common Shares 2015-02-09 4 S 0 10000 65.2845 D 9375 D Common Shares 2015-02-09 4 M 0 10000 40.42 A 19375 D Common Shares 2015-02-09 4 S 0 9100 65.1057 D 10275 D Common Shares 2015-02-09 4 S 0 900 65.3361 D 9375 D Nonqualified Stock Option (right to buy) 38.88 2015-02-09 4 M 0 10000 0 D 2016-02-21 Common Shares 10000 0 D Nonqualified Stock Option (right to buy) 40.42 2015-02-09 4 M 0 10000 0 D 2015-02-23 Common Shares 10000 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $65.27 to $65.295. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 24, 2014. The price in Column 4 is a weighted average price. The prices actually received ranged from $64.31 to $65.2999. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. The price in Column 4 is a weighted average price. The prices actually received ranged from $65.31 to $65.37. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. These options are vested and exercisable. /s/ John K. Wilson, Attorney-in-Fact for David A. Jones 2015-02-11