0001140361-14-021015.txt : 20140514 0001140361-14-021015.hdr.sgml : 20140514 20140514174601 ACCESSION NUMBER: 0001140361-14-021015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140513 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stauch John L CENTRAL INDEX KEY: 0001390036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 14842848 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2014-05-13 0 0000077360 PENTAIR LTD PNR 0001390036 Stauch John L 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 Executive Vice President, CFO Common Shares 2014-05-13 4 M 0 60000 33.38 A 62223 D Common Shares 2014-05-13 4 S 0 60000 76.3272 D 2223 D Common Shares - ESPP 1490.618 D Common Shares - Deferral Plan 39624.49 I Plan Agent Common Shares - ESOP 531.8768 I By ESOP Employee Stock Option (right to buy) 33.38 2014-05-13 4 M 0 60000 0 D 2011-01-04 2020-01-04 Common Shares 60000 59220 D The price in Column 4 is a weighted average price. The prices actually received ranged from $76.25 to $76.645. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP. Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). One-third of the stock options become exercisable on the first, second and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for John L. Stauch 2014-05-14