0001140361-14-010544.txt : 20140303
0001140361-14-010544.hdr.sgml : 20140303
20140303160513
ACCESSION NUMBER: 0001140361-14-010544
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140227
FILED AS OF DATE: 20140303
DATE AS OF CHANGE: 20140303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR LTD
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FREIER PLATZ 10
CITY: SCHAFFHAUSEN
STATE: V8
ZIP: CH-8200
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOURY FREDERICK S
CENTRAL INDEX KEY: 0001255260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 14660337
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD
STREET 2: STE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
4
1
doc1.xml
FORM 4
X0306
4
2014-02-27
0
0000077360
PENTAIR LTD
PNR
0001255260
KOURY FREDERICK S
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
0
1
0
0
Sr. VP, Human Resources
Common Shares
2014-02-27
4
M
0
70000
34.18
A
125505
D
Common Shares
2014-02-27
4
S
0
67075
80.8363
D
58430
D
Common Shares - ESPP
0
D
Common Shares - ESOP
714.5193
I
By ESOP
Employee Stock Option (right to buy)
34.18
2014-02-27
4
M
0
70000
0
D
2009-01-02
2018-01-02
Common Shares
70000
0
D
1,398 shares previously held through the employee stock purchase plan were transferred to the reporting person's personal account on February 12, 2014 and are now owned directly.
The price in Column 4 is a weighted average price. The prices actually received ranged from $80.79 to $80.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Frederick S. Koury
2014-03-03