0001140361-14-010544.txt : 20140303 0001140361-14-010544.hdr.sgml : 20140303 20140303160513 ACCESSION NUMBER: 0001140361-14-010544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140227 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOURY FREDERICK S CENTRAL INDEX KEY: 0001255260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 14660337 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD STREET 2: STE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2014-02-27 0 0000077360 PENTAIR LTD PNR 0001255260 KOURY FREDERICK S 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 Sr. VP, Human Resources Common Shares 2014-02-27 4 M 0 70000 34.18 A 125505 D Common Shares 2014-02-27 4 S 0 67075 80.8363 D 58430 D Common Shares - ESPP 0 D Common Shares - ESOP 714.5193 I By ESOP Employee Stock Option (right to buy) 34.18 2014-02-27 4 M 0 70000 0 D 2009-01-02 2018-01-02 Common Shares 70000 0 D 1,398 shares previously held through the employee stock purchase plan were transferred to the reporting person's personal account on February 12, 2014 and are now owned directly. The price in Column 4 is a weighted average price. The prices actually received ranged from $80.79 to $80.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Frederick S. Koury 2014-03-03