0001140361-14-004303.txt : 20140203 0001140361-14-004303.hdr.sgml : 20140203 20140203185117 ACCESSION NUMBER: 0001140361-14-004303 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRIMAN RONALD CENTRAL INDEX KEY: 0001254762 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 14569531 MAIL ADDRESS: STREET 1: 6175 NANCY RIDGE CITY: SAN DIEGO STATE: CA ZIP: 92121 4/A 1 doc1.xml FORM 4/A X0306 4/A 2012-09-28 2012-10-02 0 0000077360 PENTAIR LTD PNR 0001254762 MERRIMAN RONALD 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 1 0 0 0 Nonqualified Stock Option (right to buy) 24.78 2012-09-28 4 A 0 5200 A 2019-01-02 Common Shares 5200 5200 D Common stock and derivative securities of Pentair Ltd. ("the Issuer") were acquired pursuant to the Merger Agreement, dated as of March 27, 2012, as amended, among Pentair, Inc., Tyco International Ltd., the Issuer, Panthro Acquisition Co. and Panthro Merger Sub, Inc. Upon closing of the merger, Pentair, Inc. became a wholly owned subsidiary of the Issuer, and each share of Pentair, Inc. common stock was converted into one Issuer common share. Derivative securities relating to Pentair, Inc. common stock were converted into derivative securities relating to an equal number of Issuer common shares with the same terms and conditions (including vesting schedule and exercise price, if applicable). The Form 4 filed on October 2, 2012 reported the acquisition of 17,200 stock options. This amended Form 4 is being filed to report that the reporting person actually acquired 5,200 stock options. All options are vested and exercisable. /s/ John K. Wilson, Attorney-in-Fact for Ronald L. Merriman 2014-02-03