0001140361-14-001503.txt : 20140108 0001140361-14-001503.hdr.sgml : 20140108 20140108191120 ACCESSION NUMBER: 0001140361-14-001503 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140108 DATE AS OF CHANGE: 20140108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ho David H Y CENTRAL INDEX KEY: 0001398493 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 14517447 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4/A 1 doc1.xml FORM 4/A X0306 4/A 2014-01-02 2014-01-06 0 0000077360 PENTAIR LTD PNR 0001398493 Ho David H Y 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares - Restricted Stock Units 2014-01-02 4 F 0 451 76.87 D 0 D Common Shares - Restricted Stock Units 2014-01-02 4 A 0 676 0 A 676 D Common Shares 33419 D The Form 4 filed on January 6, 2014 reported 124 shares were surrendered to pay taxes applicable to the vesting of restricted stock units. This amended Form 4 is being filed to report that 451 shares were surrendered for the payment of this tax liability. End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting. The Form 4 filed on January 6, 2014 reported the total number of common shares owned by the reporting person following the vesting of restricted stock units that were previously reported. This total has been changed on this amended Form 4. /s/ John K. Wilson, Attorney-in-Fact for David H.Y. Ho 2014-01-08