0001140361-14-001503.txt : 20140108
0001140361-14-001503.hdr.sgml : 20140108
20140108191120
ACCESSION NUMBER: 0001140361-14-001503
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140108
DATE AS OF CHANGE: 20140108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR LTD
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FREIER PLATZ 10
CITY: SCHAFFHAUSEN
STATE: V8
ZIP: CH-8200
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ho David H Y
CENTRAL INDEX KEY: 0001398493
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 14517447
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2014-01-02
2014-01-06
0
0000077360
PENTAIR LTD
PNR
0001398493
Ho David H Y
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
1
0
0
0
Common Shares - Restricted Stock Units
2014-01-02
4
F
0
451
76.87
D
0
D
Common Shares - Restricted Stock Units
2014-01-02
4
A
0
676
0
A
676
D
Common Shares
33419
D
The Form 4 filed on January 6, 2014 reported 124 shares were surrendered to pay taxes applicable to the vesting of restricted stock units. This amended Form 4 is being filed to report that 451 shares were surrendered for the payment of this tax liability.
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting.
The Form 4 filed on January 6, 2014 reported the total number of common shares owned by the reporting person following the vesting of restricted stock units that were previously reported. This total has been changed on this amended Form 4.
/s/ John K. Wilson, Attorney-in-Fact for David H.Y. Ho
2014-01-08