0001140361-14-001501.txt : 20140108 0001140361-14-001501.hdr.sgml : 20140108 20140108191011 ACCESSION NUMBER: 0001140361-14-001501 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140108 DATE AS OF CHANGE: 20140108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGGERTY CHARLES A CENTRAL INDEX KEY: 0001189026 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 14517445 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4/A 1 doc1.xml FORM 4/A X0306 4/A 2014-01-02 2014-01-06 0 0000077360 PENTAIR LTD PNR 0001189026 HAGGERTY CHARLES A 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares - Restricted Stock Units 2014-01-02 4 F 0 257 76.87 D 0 D Common Shares - Restricted Stock Units 2014-01-02 4 A 0 676 0 A 676 D Common Shares 2014-01-03 4 M 0 2259 39.01 A 21228 D The Form 4 filed on January 6, 2014 reflected the vesting of 1,027 restricted stock units that were previously reported. This amended Form 4 is being filed to reflect the vesting of 770 restricted stock units that were previously reported and the surrender of 257 vesting restricted stock units to pay taxes applicable to the vesting of the restricted stock units. End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting. /s/ John K. Wilson, Attorney-in-Fact for Charles A. Haggerty 2014-01-08