0001140361-14-000998.txt : 20140106 0001140361-14-000998.hdr.sgml : 20140106 20140106205910 ACCESSION NUMBER: 0001140361-14-000998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140106 DATE AS OF CHANGE: 20140106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Meyer Michael G CENTRAL INDEX KEY: 0001289605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 14511804 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD, SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2014-01-02 0 0000077360 PENTAIR LTD PNR 0001289605 Meyer Michael G 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 Vice President, Treasurer Common Shares - Restricted Stock Units 2014-01-02 4 A 0 1127 0 A 16734 D Common Shares - Restricted Stock Units 2014-01-03 4 F 0 357 76.63 D 15593 D Common Shares - Restricted Stock Units 2014-01-04 4 F 0 635 76.63 D 13565 D Common Shares 19623 D Common Shares - ESPP 1963.047 D Common Shares - ESOP 11099.1849 I By ESOP Employee Stock Option (right to buy) 76.87 2014-01-02 4 A 0 3781 0 A 2015-01-02 2024-01-02 Common Shares 3781 3781 D Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting. Shares surrendered to pay taxes applicable to vesting of restricted stock units. End-of-period holdings reflect the vesting of restricted stock units that were previously reported. End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan. One-third of the stock options became exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Michael G. Meyer 2014-01-06