0001140361-14-000998.txt : 20140106
0001140361-14-000998.hdr.sgml : 20140106
20140106205910
ACCESSION NUMBER: 0001140361-14-000998
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140102
FILED AS OF DATE: 20140106
DATE AS OF CHANGE: 20140106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR LTD
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FREIER PLATZ 10
CITY: SCHAFFHAUSEN
STATE: V8
ZIP: CH-8200
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meyer Michael G
CENTRAL INDEX KEY: 0001289605
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 14511804
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BOULEVARD, SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
4
1
doc1.xml
FORM 4
X0306
4
2014-01-02
0
0000077360
PENTAIR LTD
PNR
0001289605
Meyer Michael G
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
0
1
0
0
Vice President, Treasurer
Common Shares - Restricted Stock Units
2014-01-02
4
A
0
1127
0
A
16734
D
Common Shares - Restricted Stock Units
2014-01-03
4
F
0
357
76.63
D
15593
D
Common Shares - Restricted Stock Units
2014-01-04
4
F
0
635
76.63
D
13565
D
Common Shares
19623
D
Common Shares - ESPP
1963.047
D
Common Shares - ESOP
11099.1849
I
By ESOP
Employee Stock Option (right to buy)
76.87
2014-01-02
4
A
0
3781
0
A
2015-01-02
2024-01-02
Common Shares
3781
3781
D
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting.
Shares surrendered to pay taxes applicable to vesting of restricted stock units.
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan.
One-third of the stock options became exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Michael G. Meyer
2014-01-06