0001140361-14-000993.txt : 20140106 0001140361-14-000993.hdr.sgml : 20140106 20140106205634 ACCESSION NUMBER: 0001140361-14-000993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140106 DATE AS OF CHANGE: 20140106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOURY FREDERICK S CENTRAL INDEX KEY: 0001255260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 14511801 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD STREET 2: STE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2014-01-02 0 0000077360 PENTAIR LTD PNR 0001255260 KOURY FREDERICK S 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 Sr. VP, Human Resources Common Shares - Restricted Stock Units 2014-01-02 4 A 0 5204 0 A 64573 D Common Shares - Restricted Stock Units 2014-01-03 4 F 0 1529 76.63 D 60237 D Common Shares - Restricted Stock Units 2014-01-04 4 F 0 2590 76.63 D 52531 D Common Shares 54107 D Common Shares - ESPP 1394.857 D Common Shares - ESOP 713.0509 I By ESOP Employee Stock Option (right to buy) 76.87 2014-01-02 4 A 0 17452 0 D 2015-01-02 2024-01-02 Common Shares 17452 17452 D Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting. Shares surrendered to pay taxes applicable to vesting of restricted stock units. End-of-period holdings reflect the vesting of restricted stock units that were previously reported. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Frederick S. Koury 2014-01-06