0001140361-13-030192.txt : 20130802 0001140361-13-030192.hdr.sgml : 20130802 20130802175905 ACCESSION NUMBER: 0001140361-13-030192 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130802 DATE AS OF CHANGE: 20130802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROCK MICHAEL V CENTRAL INDEX KEY: 0001189053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 131008243 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 4 1 doc1.xml FORM 4 X0306 4 2013-07-31 0 0000077360 PENTAIR LTD PNR 0001189053 SCHROCK MICHAEL V 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 President, COO Common Shares 2013-07-31 4 M 0 60000 40.95 A 142643 D Common Shares 2013-07-31 4 M 0 68000 34.28 A 210643 D Common Shares 2013-07-31 4 M 0 110000 30.05 A 320643 D Common Shares 2013-07-31 4 S 0 229314 61.3262 D 91329 D Employee Stock Option (right to buy) 40.95 2013-07-31 4 M 0 60000 0 D 2006-01-06 2015-01-06 Common Shares 60000 0 D Employee Stock Option (right to buy) 34.28 2013-07-31 4 M 0 68000 0 D 2007-01-03 2016-01-03 Common Shares 68000 0 D Employee Stock Option (right to buy) 30.05 2013-07-31 4 M 0 110000 0 D 2008-01-03 2017-01-03 Common Shares 110000 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $61.015 to $61.595. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant. /s/ John K. Wilson, Attorney-in-Fact for Michael V. Schrock 2013-08-01