0001140361-13-030192.txt : 20130802
0001140361-13-030192.hdr.sgml : 20130802
20130802175905
ACCESSION NUMBER: 0001140361-13-030192
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130731
FILED AS OF DATE: 20130802
DATE AS OF CHANGE: 20130802
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR LTD
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FREIER PLATZ 10
CITY: SCHAFFHAUSEN
STATE: V8
ZIP: CH-8200
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHROCK MICHAEL V
CENTRAL INDEX KEY: 0001189053
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 131008243
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
4
1
doc1.xml
FORM 4
X0306
4
2013-07-31
0
0000077360
PENTAIR LTD
PNR
0001189053
SCHROCK MICHAEL V
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
0
1
0
0
President, COO
Common Shares
2013-07-31
4
M
0
60000
40.95
A
142643
D
Common Shares
2013-07-31
4
M
0
68000
34.28
A
210643
D
Common Shares
2013-07-31
4
M
0
110000
30.05
A
320643
D
Common Shares
2013-07-31
4
S
0
229314
61.3262
D
91329
D
Employee Stock Option (right to buy)
40.95
2013-07-31
4
M
0
60000
0
D
2006-01-06
2015-01-06
Common Shares
60000
0
D
Employee Stock Option (right to buy)
34.28
2013-07-31
4
M
0
68000
0
D
2007-01-03
2016-01-03
Common Shares
68000
0
D
Employee Stock Option (right to buy)
30.05
2013-07-31
4
M
0
110000
0
D
2008-01-03
2017-01-03
Common Shares
110000
0
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $61.015 to $61.595. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant.
/s/ John K. Wilson, Attorney-in-Fact for Michael V. Schrock
2013-08-01