0001140361-13-022127.txt : 20130521 0001140361-13-022127.hdr.sgml : 20130521 20130521180140 ACCESSION NUMBER: 0001140361-13-022127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130517 FILED AS OF DATE: 20130521 DATE AS OF CHANGE: 20130521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROCK MICHAEL V CENTRAL INDEX KEY: 0001189053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 13862980 MAIL ADDRESS: STREET 1: 5500 WAYZATA BLVD. STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2013-05-17 0 0000077360 PENTAIR LTD PNR 0001189053 SCHROCK MICHAEL V 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 President, COO Common Shares 2013-05-17 4 M 0 7951 41.43 A 88306 D Common Shares 2013-05-17 4 M 0 125000 24.78 A 213306 D Common Shares 2013-05-17 4 S 0 128916 57.823 D 84390 D Common Shares - ESPP 7020.553 D Common Shares - Restricted Stock Units 103729 D Common Shares - Deferral Plan 26949 I Plan Agent Common Shares - ESoP 1798.5114 I By ESOP Employee Stock Option (right to buy) 41.43 2013-05-17 4 M 0 7951 0 D 2005-03-02 2014-01-02 Common Shares 7951 0 D Employee Stock Option (right to buy) 24.78 2013-05-17 4 M 0 125000 0 D 2010-01-02 2019-01-02 Common Shares 125000 0 D End-of-period holdings reflect the vesting of restricted stock units that were previously reported. The price in Column 4 is a weighted average price. The prices actually received ranged from $57.65 to $58.04. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. End-of-period holdings include monthly purchase(s) under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP. Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Michael V. Schrock 2013-05-21