0001140361-13-022127.txt : 20130521
0001140361-13-022127.hdr.sgml : 20130521
20130521180140
ACCESSION NUMBER: 0001140361-13-022127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130517
FILED AS OF DATE: 20130521
DATE AS OF CHANGE: 20130521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHROCK MICHAEL V
CENTRAL INDEX KEY: 0001189053
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 13862980
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR LTD
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FREIER PLATZ 10
CITY: SCHAFFHAUSEN
STATE: V8
ZIP: CH-8200
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2013-05-17
0
0000077360
PENTAIR LTD
PNR
0001189053
SCHROCK MICHAEL V
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
0
1
0
0
President, COO
Common Shares
2013-05-17
4
M
0
7951
41.43
A
88306
D
Common Shares
2013-05-17
4
M
0
125000
24.78
A
213306
D
Common Shares
2013-05-17
4
S
0
128916
57.823
D
84390
D
Common Shares - ESPP
7020.553
D
Common Shares - Restricted Stock Units
103729
D
Common Shares - Deferral Plan
26949
I
Plan Agent
Common Shares - ESoP
1798.5114
I
By ESOP
Employee Stock Option (right to buy)
41.43
2013-05-17
4
M
0
7951
0
D
2005-03-02
2014-01-02
Common Shares
7951
0
D
Employee Stock Option (right to buy)
24.78
2013-05-17
4
M
0
125000
0
D
2010-01-02
2019-01-02
Common Shares
125000
0
D
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
The price in Column 4 is a weighted average price. The prices actually received ranged from $57.65 to $58.04. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
End-of-period holdings include monthly purchase(s) under the Pentair, Inc. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
Reload stock option becomes exercisable upon grant and expires on the same date as the original option grant.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Michael V. Schrock
2013-05-21