0001140361-13-017561.txt : 20130426 0001140361-13-017561.hdr.sgml : 20130426 20130426143542 ACCESSION NUMBER: 0001140361-13-017561 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130425 FILED AS OF DATE: 20130426 DATE AS OF CHANGE: 20130426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BORIN MARK C CENTRAL INDEX KEY: 0001430408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 13786750 MAIL ADDRESS: STREET 1: 5500 WAYZATA BOULEVARD STREET 2: SUITE 800 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2013-04-25 0 0000077360 PENTAIR LTD PNR 0001430408 BORIN MARK C 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 0 1 0 0 Chief Acctg Office-Controller Common Shares 2013-04-25 4 M 0 7717 33.77 A 17901 D Common Shares 2013-04-25 4 M 0 7995 33.38 A 25896 D Common Shares 2013-04-25 4 S 0 15712 54.6616 D 10184 D Common Shares - Restricted Stock Units 29747 D Cmmon Shares - ESOP 234.8109 I By ESOP Employee Stock Option (right to buy) 33.77 2013-04-25 4 M 0 7717 0 D 2009-04-15 2018-04-15 Common Shares 7717 0 D Employee Stock Option (right to buy) 33.38 2013-04-25 4 M 0 7995 0 D 2011-01-04 2020-01-04 Common Shares 7995 26326 D End-of-period holdings reflect the vesting of restricted stock units that were previously reported. The price in Column 4 is a weighted average price. The prices actually received ranged from $54.64 to $54.74. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. /s/ John K. Wilson, Attorney-in-Fact for Mark C. Borin 2013-04-26