0001140361-13-013215.txt : 20130319
0001140361-13-013215.hdr.sgml : 20130319
20130319171827
ACCESSION NUMBER: 0001140361-13-013215
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130315
FILED AS OF DATE: 20130319
DATE AS OF CHANGE: 20130319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOGAN RANDALL J
CENTRAL INDEX KEY: 0001189049
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11625
FILM NUMBER: 13702694
MAIL ADDRESS:
STREET 1: 5500 WAYZATA BLVD.
STREET 2: SUITE 800
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PENTAIR LTD
CENTRAL INDEX KEY: 0000077360
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 981050812
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: FREIER PLATZ 10
CITY: SCHAFFHAUSEN
STATE: V8
ZIP: CH-8200
BUSINESS PHONE: 763-545-1730
MAIL ADDRESS:
STREET 1: C/O PENTAIR MANAGEMENT COMPANY
STREET 2: 5500 WAYZATA BLVD
CITY: GOLDEN VALLEY
STATE: MN
ZIP: 55416
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC
DATE OF NAME CHANGE: 19790327
4
1
doc1.xml
FORM 4
X0306
4
2013-03-15
0
0000077360
PENTAIR LTD
PNR
0001189049
HOGAN RANDALL J
5500 WAYZATA BLVD., SUITE 800
GOLDEN VALLEY
MN
55416
1
1
0
0
Chairman, CEO
Common Stock
2013-01-16
5
G
0
103046
0
D
52182
D
Common Stock
2013-01-16
5
G
0
103046
0
A
157188
I
By Trust
Common Stock - Restricted Stock Units
2013-03-15
4
A
0
7073
0
A
340653
D
Common Stock - Deferral Plan
35411
I
Plan Agent
Common Stock - ESOP
1721.6047
I
By ESOP
Employee Stock Option (right to buy)
52.69
2013-03-15
4
A
0
27282
0
A
2014-03-15
2023-03-15
Common Shares
27282
27282
D
End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended and Restated. Each restricted stock unit represents a right to receive one share of Pentair, Inc. common stock upon vesting.
Shares of Pentair, Inc. common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
Employee stock option granted under the Pentair, Inc. 2008 Omnibus Stock Incentive Plan, as Amended and Restated.
One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.
/s/ John K. Wilson, Attorney-in-Fact for Randall J. Hogan
2013-03-19