0001140361-13-001190.txt : 20130104 0001140361-13-001190.hdr.sgml : 20130104 20130104181319 ACCESSION NUMBER: 0001140361-13-001190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130104 DATE AS OF CHANGE: 20130104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERRIMAN RONALD CENTRAL INDEX KEY: 0001254762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 13513225 MAIL ADDRESS: STREET 1: 6175 NANCY RIDGE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR LTD CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: FREIER PLATZ 10 CITY: SCHAFFHAUSEN STATE: V8 ZIP: CH-8200 BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2013-01-02 0 0000077360 PENTAIR LTD PNR 0001254762 MERRIMAN RONALD 5500 WAYZATA BLVD., SUITE 800 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares - Restricted Stock Units 2013-01-02 4 A 0 1027 0 A 1027 D Nonqualified Stock Option (right to buy) 50.61 2013-01-02 4 A 0 3963 0 A 2014-01-02 2023-01-02 Common Shares 3963 3963 D Phantom Stock Units (Deferred Compensation) Common Shares 547.7 547.7 I Plan Agent Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair Ltd. 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair Ltd. common shares upon vesting. Nonqualified stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan. One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Phantom stock units convert into common shares on a one-for-one basis. Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). /s/ John K. Wilson, Attorney-in-Fact for Ronald L. Merriman 2013-01-04